Amended Statement of Changes in Beneficial Ownership (4/a)
20 March 2020 - 8:46AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Newland John |
2. Issuer Name and Ticker or Trading Symbol
PetIQ, Inc.
[
PETQ
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
(Last)
(First)
(Middle)
923 S. BRIDGEWAY PLACE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/12/2020 |
(Street)
EAGLE, ID 83616-6885
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
3/16/2020 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 3/13/2020 | | M(1) | | 1014 | A | $21.82 | 1014 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | (2) | 3/13/2020 | | M | | | 1014 | (3) | (3) | Class A Common Stock | 1014 | $21.82 | 3043 | D | |
Option (right to buy) | $19.49 | 3/12/2020 | | A | | 22717 | | 3/12/2021 (4) | 3/12/2030 | Class A Common Stock | 22717 | $0 | 22717 | D | |
Restricted Stock Unit | (2) | 3/12/2020 | | A | | 11359 | | (5) | (5) | Class A Common Stock | 11359 | $0 | 11359 | D | |
Explanation of Responses: |
(1) | Settlement of restricted stock units ("RSU") into shares of Class A common stock. |
(2) | Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. |
(3) | The RSUs vest in approximately equal installments on each of the first four anniversaries of March 13, 2019, subject to
the reporting person's continuous service as an employee of the Issuer. |
(4) | The options vest in approximately equal installments on each of the first four anniversaries of March 12, 2020, subject to the reporting person's continuous service as an employee of the Issuer. |
(5) | The RSUs vest in approximately equal installments on each of the first four anniversaries of March 12, 2020, subject to
the reporting person's continuous service as an employee of the Issuer. |
Remarks: This form 4 is being amended to remove shares erroneously shown as withheld for payroll taxes. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Newland John 923 S. BRIDGEWAY PLACE EAGLE, ID 83616-6885 |
|
| Chief Financial Officer |
|
Signatures
|
/s/ R. Michael Herrman, as attorney-in-fact | | 3/19/2020 |
**Signature of Reporting Person | Date |
PetIQ (NASDAQ:PETQ)
Historical Stock Chart
From Apr 2024 to May 2024
PetIQ (NASDAQ:PETQ)
Historical Stock Chart
From May 2023 to May 2024