Amended Statement of Changes in Beneficial Ownership (4/a)
02 October 2021 - 9:04AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HICKS WAYLAND R |
2. Issuer Name and Ticker or Trading Symbol
SCHNITZER STEEL INDUSTRIES, INC.
[
SCHN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
299 SW CLAY STREET, SUITE 350 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/30/2021 |
(Street)
PORTLAND, OR 97201
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
9/30/2021 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 9/30/2021 | | A(1) | | 599.178 | A | $43.81 | 99453.589 (2) | I | See Note (3) |
Class A Common Stock | | | | | | | | 500 | I | By Spouse |
Class A Common Stock | | | | | | | | 1000 | I | See Note (4) |
Class A Common Stock | | | | | | | | 5600 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Non-employee director quarterly fee elected by reporting person to be deferred into stock account under the issuer's Deferred Compensation Plan for Non-Employee Directors. |
(2) | The original Form 4, filed on September 30, 2021, is being amended by this Form 4 solely to correct an administrative error, which misreported a deferral of the reporting person's quarterly director fee into a stock account that occurred on September 30, 2021 as a total of 405.936 shares acquired when in fact 599.178 shares of the issuer's common stock were acquired as a result of the deferral. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects an increase in the number of shares reported as beneficially owned by the reporting person by 193.242 shares. |
(3) | Deferred Shares that have been or will be credited to the reporting person's account under the issuer's Deferred Compensation Plan for Non-Employee Directors. |
(4) | Shares are held by Cynthia M Lybrand, Trustee of the Hicks Surviorship Fund of the 2003 Dynasty Trust. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HICKS WAYLAND R 299 SW CLAY STREET SUITE 350 PORTLAND, OR 97201 | X |
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Signatures
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Joseph J. Bradley, Attorney-in-Fact | | 10/1/2021 |
**Signature of Reporting Person | Date |
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