Post-effective Amendment to an S-8 Filing (s-8 Pos)
06 February 2016 - 8:57AM
Edgar (US Regulatory)
Registration No. 333-204565
Registration No. 333-195490
As filed with the Securities and Exchange Commission on February 5, 2016
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-204565
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-195490
FORM S-8
REGISTRATION
STATEMENT
UNDER
THE SECURITIES ACT OF 1933
TRIVASCULAR
TECHNOLOGIES, INC.
(Exact name of Registrant as specified in its charter)
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Delaware |
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87-0807313 |
(State or other jurisdiction of incorporation or organization) |
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(I.R.S. Employer Identification No.) |
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3910 Brickway Blvd., Santa Rosa, CA |
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95403 |
(Address of Principal Executive Offices) |
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(Zip Code) |
TRIVASCULAR TECHNOLOGIES, INC.s 2008 EQUITY INCENTIVE PLAN
TRIVASCULAR TECHNOLOGIES, INC.s 2014 EQUITY INCENTIVE PLAN
TRIVASCULAR TECHNOLOGIES, INC.s 2014 EMPLOYEE STOCK PURCHASE PLAN
(Full title of the plans)
John
McDermott
Chief Executive Officer
3910 Brickway Blvd.
Santa Rosa, CA 95403
(707) 543-8800
(Name and
address of agent for service)
Copy to:
Lawrence B. Cohn
Michael L. Lawhead
Stradling Yocca Carlson & Rauth
660 Newport Center Drive, Suite 1600
Newport Beach, CA 92660
(949) 725-4000
Indicate by
check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and
smaller reporting company in Rule 12b-2 of the Exchange Act.
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Large accelerated filer |
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Accelerated filer |
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Non-accelerated filer |
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x |
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Smaller reporting company |
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DEREGISTRATION OF SECURITIES
This Post-Effective Amendment relates to the following Registration Statements on Form S-8 (collectively, the Registration Statements) filed by
TriVascular Technologies, Inc. (the Company) with the Securities and Exchange Commission:
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1. |
Registration No. 333-204565, filed on May 29, 2015, relating to the registration of Company common stock issuable pursuant to the Companys 2014 Equity Incentive Plan and 2014 Employee Stock Purchase Plan; and
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2. |
Registration No. 333-195490, filed on April 25, 2014, relating to the registration of Company common stock issuable pursuant to the Companys 2008 Equity Incentive Plan, 2014 Equity Incentive Plan and 2014
Employee Stock Purchase Plan. |
Pursuant to the completion of the transactions contemplated by that certain Merger Agreement, dated
October 26, 2015, by and among the Company, Endologix, Inc., a Delaware corporation (Endologix), and Teton Merger Sub, Inc., a Delaware corporation and direct wholly owned subsidiary of Endologix, the Company became a direct,
wholly-owned subsidiary of Endologix (the Merger). As a result of the Merger, the Company has terminated all offerings of the Companys securities pursuant to the Registration Statements and hereby removes and withdraws from
registration all securities registered pursuant to the Registration Statements that remain unsold as of the date hereof.
SIGNATURES
Pursuant to the requirements of the U.S. Securities Act of 1933, as amended, TriVascular Technologies, Inc. certifies that it has reasonable
grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Irvine, State of
California, on this 5th day of February, 2016.
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TriVascular Technologies, Inc. |
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By: |
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/s/ John McDermott |
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John McDermott |
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Chief Executive Officer |
Note: No other person is required to sign this Post-Effective Amendment No. 1 to the Registration Statements in
reliance upon Rule 478 under the Securities Act of 1933, as amended.
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