Initial Statement of Beneficial Ownership (3)
20 March 2020 - 7:07AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Singh Yasvanth |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/9/2020
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3. Issuer Name and Ticker or Trading Symbol
NET 1 UEPS TECHNOLOGIES INC [UEPS]
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(Last)
(First)
(Middle)
PRESIDENT PLACE, 4TH FLOOR, CNR. JAN SMUTS AVENUE AND BOLTON ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Chief Information Officer / |
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(Street)
JOHANNESBURG, T3
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common stock | 3000 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee Stock Option (Right to Buy) | (2) | 8/27/2024 | Common stock | 5333 | $11.23 | D | |
| Employee Stock Option (Right to Buy) | (3) | 9/7/2028 | Common stock | 4500 | $6.20 | D | |
| Employee Stock Option (Right to Buy) | (4) | 10/14/2029 | Common stock | 17500 | $3.07 | D | |
| Explanation of Responses: |
| (1) | Represents a grant of restricted stock which will vest on August 23, 2020, provided the recipient is an employee on such date. |
| (2) | The options were awarded on August 27, 2014, and 2,667 and 2,666 options vested on August 27, 2016 and August 27, 2017, respectively. |
| (3) | Subject to the recipient's continuous service through the applicable vesting date, one third of the options vest on each of the second and third anniversaries of the grant date, September 7, 2018. The first tranche of 1,500 options vested on September 7, 2019. |
| (4) | Subject to the recipient's continuous service through the applicable vesting date, one third of the options vest on each of the first, second and third anniversaries of the grant date, October 14, 2019. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Singh Yasvanth
PRESIDENT PLACE, 4TH FLOOR
CNR. JAN SMUTS AVENUE AND BOLTON ROAD
JOHANNESBURG, T3 |
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| Chief Information Officer |
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Signatures
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| /s/ Alex M.R. Smith | | 3/19/2020 |
| **Signature of Reporting Person | Date |
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