Statement of Changes in Beneficial Ownership (4)
06 June 2020 - 2:54AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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DONOVAN PAUL |
2. Issuer Name and Ticker or Trading Symbol
Woodward, Inc.
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WWD
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
1081 WOODWARD WAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/3/2020 |
(Street)
FORT COLLINS, CO 80524
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Woodward, Inc. Common Stock | 6/3/2020 | | S | | 7634 | D | $73.73 (1) | 0 | D | |
Woodward, Inc. Common Stock | 6/3/2020 | | M | | 6700 | A | $25.57 | 6700 | I | Shares held indirectly in the DJPC&G, LLC |
Woodward, Inc. Common Stock | 6/3/2020 | | S | | 6700 | D | $76.01 (2) | 0 | I | Shares held indirectly in the DJPC&G, LLC |
Woodward, Inc. Common Stock | | | | | | | | 1231 (3) | I | Shares held indirectly in the Reporting Person's spouse's IRA |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option (Right to Buy) | $25.57 | 6/3/2020 | | M | | | 6700 | 10/3/2012 (4) | 10/3/2021 | Woodward, Inc. Common Stock | 6700 | $0.00 | 0 (5) | I | Options held indirectly in the DJPC&G, LLC |
Explanation of Responses: |
(1) | The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $73.60 to $73.98 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. |
(2) | The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $76.00 to $76.06 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate
price. |
(3) | The Reporting Person disclaims beneficial ownership of the shares held in his spouse's IRA. |
(4) | Options are fully vested and exercisable. |
(5) | Reflects the Reporting Person's transfer of vested options to DJPC&G, LLC (the "LLC"). The Reporting Person and his spouse are members of the LLC. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DONOVAN PAUL 1081 WOODWARD WAY FORT COLLINS, CO 80524 | X |
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Signatures
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Rebecca L. Dees, by Power of Attorney | | 6/5/2020 |
**Signature of Reporting Person | Date |
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