Annual Statement of Changes in Beneficial Ownership (5)
17 February 2021 - 9:39AM
Edgar (US Regulatory)
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ]
Form 3 Holdings Reported
[ ]
Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0362
Estimated average burden hours per response...
1.0
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Frist William R | 2. Issuer Name and Ticker or Trading SymbolHCA Healthcare, Inc. [HCA] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
3100 WEST END AVENUE | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2020 |
(Street)
NASHVILLE, TN 37203
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock, par value $0.01 per share | 8/12/2020 | | G | 9507.583 | A | $0.00 | 941764.95 | I | Held indirectly through Hercules Holding II by the William R. Frist August 2020 GRAT (1)(2) |
Common Stock, par value $0.01 per share | | | | | | | 7036 | D | |
Common Stock, par value $0.01 per share | | | | | | | 28237.34 | I | Held indirectly by Spouse and Children (2)(3) |
Common Stock, par value $0.01 per share | | | | | | | 1208506.7937 | I | Held indirectly by the William R. Frist Family Partnership (2)(4) |
Common Stock, par value $0.01 per share | | | | | | | 7072827.3191 | I | Held indirectly by the William R. Frist 2010 Family Trust (2)(4) |
Common Stock, par value $0.01 per share | | | | | | | 148512.7145 | I | Held indirectly by WRF 2015 II, LLC (2)(5) |
Common Stock, par value $0.01 per share | | | | | | | 1225739.6894 | I | Held indirectly through Hercules Holding II by WRF 2015, LLC (2)(6) |
Common Stock, par value $0.01 per share | | | | | | | 200644.4012 | I | Held indirectly through Hercules Holding II by WRF 2015 IV, LLC (2)(6) |
Common Stock, par value $0.01 per share | | | | | | | 3965196.8921 | I | Held indirectly by Trusts for Children (2)(7) |
Common Stock, par value $0.01 per share | | | | | | | 36629163.8593 | I | Held indirectly through Hercules Holding II by Frisco, Inc. (2)(8) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The Reporting Person received a gift of 9,507.582951 units of Hercules Holding II ("Hercules") on August 12, 2020, which were subsequently transferred to the William R. Frist August 2020 GRAT, of which he serves as trustee. Following receipt of this gift, the Reporting Person may be deemed to be the beneficial owner of the units of Hercules held by this trust and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. |
(2) | Hercules holds 68,912,077 shares of common stock of HCA Healthcare, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Healthcare, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. |
(3) | The Reporting Person may be deemed to have indirect beneficial ownership in respect of 1,416 shares of common stock of HCA Healthcare, Inc. and 26,821.34 units of Hercules, through an indirect pecuniary interest in such shares and units held by his children and spouse, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. |
(4) | The Reporting Person may be deemed the beneficial owner of the 60,678 shares of common stock of HCA Healthcare, Inc. and the 1,147,828.7937 units of Hercules held by the William R. Frist Family Partnership, of which his spouse serves as trustee, and the 328,229 shares of common stock of HCA Healthcare, Inc. and the 6,744,598.319099 units of Hercules held by The William R. Frist 2010 Family Trust, of which he serves as trustee. |
(5) | The Reporting Person is an officer and a managing member of WRF 2015 II, LLC and may be deemed to be the beneficial owner of the 135,889.7145 units of Hercules and the 12,623 shares of common stock of HCA Healthcare, Inc. held by such entity. |
(6) | The Reporting Person is an officer and a managing member of WRF 2015, LLC and WRF 2015 IV, LLC and may be deemed to be the beneficial owner of the units of Hercules held by these entities and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. |
(7) | The Reporting Person's spouse is trustee of eight trusts for the benefit of the Reporting Person's children, and the Reporting Person may, accordingly, be deemed to be the beneficial owner of the 2,712 shares of common stock of HCA Healthcare, Inc. and 3,962,484.8921 units of Hercules held by such trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. |
(8) | The Reporting Person may be deemed to share voting and dispositive power with respect to 36,629,163.8593 shares of HCA Healthcare, Inc. beneficially owned by Frisco, Inc., by virtue of his position as a director of Frisco, Inc. Frisco, Inc. has beneficial ownership of 36,629,163.8593 units of Hercules, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Frist William R 3100 WEST END AVENUE NASHVILLE, TN 37203 | X | X |
|
|
Signatures
|
/s/ Natalie Harrison Cline, Attorney-in-Fact | | 2/16/2021 |
**Signature of Reporting Person | Date |
HCA Healthcare (NYSE:HCA)
Historical Stock Chart
From Apr 2024 to May 2024
HCA Healthcare (NYSE:HCA)
Historical Stock Chart
From May 2023 to May 2024