Statement of Changes in Beneficial Ownership (4)
05 February 2020 - 10:55AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Turcotte William E |
2. Issuer Name and Ticker or Trading Symbol
Noble Corp plc
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NE
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Sr. VP, Gen Counsel & Corp Sec |
(Last)
(First)
(Middle)
13135 S. DAIRY ASHFORD, SUITE 800 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/2/2020 |
(Street)
SUGAR LAND, TX 77478
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Shares | 2/2/2020 | | M | | 28129 | A | $0.00 | 210754 (1) | D | |
Shares | 2/2/2020 | | D | | 28129 (2) | D | $0.815 | 182625 | D | |
Shares | 2/3/2020 | | M | | 17407 | A | $0.00 | 200032 | D | |
Shares | 2/3/2020 | | D | | 17407 (2) | D | $0.78 | 182625 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units (3) | $0.00 | 2/2/2020 | | M | | | 28129 (4) | (5) | (5) | Shares | 28129 | $0.00 | 34174 (4) | D | |
Restricted Stock Units (3) | $0.00 | 2/3/2020 | | M | | | 17407 (6) | (5) | (5) | Shares | 17407 | $0.00 | 0 | D | |
Explanation of Responses: |
(1) | Pursuant to a domestic relations order entered into on September 1, 2019 (the "DRO"), 182,625 shares were transferred to the reporting person's ex-wife. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. |
(2) | Restricted stock units were settled in cash. |
(3) | Each restricted stock unit represents a contingent right to receive one share. |
(4) | Represents the second of three vesting events for restricted stock units awarded on February 2, 2018. Pursuant to the DRO, 30,687 of the restricted stock units awarded on this date were transferred to the reporting person's ex-wife. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. |
(5) | The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date. |
(6) | Represents the last of three vesting events for restricted stock units awarded on February 3, 2017. Pursuant to the DRO, 13,131 of the restricted stock units awarded on this date were transferred to the reporting person's ex-wife. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. |
Remarks: Exhibit Index: Exhibit 24 Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Turcotte William E 13135 S. DAIRY ASHFORD SUITE 800 SUGAR LAND, TX 77478 |
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| Sr. VP, Gen Counsel & Corp Sec |
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Signatures
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/s/ Melissa M. McEllin by Power of Attorney dated October 25, 2019 | | 2/4/2020 |
**Signature of Reporting Person | Date |
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