Statement of Changes in Beneficial Ownership (4)
06 December 2022 - 9:32AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Mendel Elena G |
2. Issuer Name and Ticker or Trading Symbol
NATIONAL FUEL GAS CO
[
NFG
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Controller & Pr. Acct. Officer |
|
(Last)
(First)
(Middle)
6363 MAIN STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/1/2022 |
|
(Street)
WILLIAMSVILLE, NY 14221
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 1/14/2022 | | J |
V
| 31.00 (1) | A | $63.167 | 4329.00 | D | |
| Common Stock | 4/15/2022 | | J |
V
| 28.00 (1) | A | $70.396 | 4357.00 | D | |
| Common Stock | 7/15/2022 | | J |
V
| 32.00 (1) | A | $64.284 | 4389.00 | D | |
| Common Stock | 10/14/2022 | | J |
V
| 33.00 (1) | A | $63.274 | 4422.00 | D | |
| Common Stock | 12/1/2022 | | A | | 2165.00 | A | $0.00 | 6587.00 | D | |
| Common Stock | 12/1/2022 | | F | | 781.00 (2) | D | $65.923 | 5806.00 | D | |
| Common Stock | 12/1/2022 | | A | | 1403.00 | A | $0.00 | 7209.00 | D | |
| Common Stock | 12/1/2022 | | F | | 506.00 (3) | D | $65.923 | 6703.00 | D | |
| Common Stock | 12/2/2022 | | M | | 327.00 | A | (4) | 7030.00 | D | |
| Common Stock | 12/2/2022 | | F | | 118.00 (5) | D | $64.335 | 6912.00 | D | |
| Common Stock | | | | | | | | 5810.00 (6) | I | 401K Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (7) | 12/1/2022 | | A | | 955.00 | | (8) | (8) | Common Stock | 955.00 | $0.00 | 955.00 | D | |
| Restricted Stock Units | (4) | 12/2/2022 | | M | | | 327.00 | (9) | (9) | Common Stock | 327.00 | $0.00 | 654.00 | D | |
| Explanation of Responses: |
| (1) | Acquired through dividend reinvestment plan, exempt under Rule 16a-11. |
| (2) | On December 1, 2022, the reporting person had 781 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3. |
| (3) | On December 1, 2022, the reporting person had 506 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3. |
| (4) | Restricted stock units convert into common stock on a one-for-one basis. |
| (5) | On December 2, 2022, the reporting person had 118 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of restricted stock units. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3. |
| (6) | The NFG stock fund under the NFG 401(k) plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the NFG stock fund as of December 2, 2022, as reported by the plan administrator, divided by the closing price of NFG common stock on that date. |
| (7) | Each restricted stock unit represents a contingent right to receive one share of NFG common stock. |
| (8) | On December 1, 2022, the reporting person was granted 955 restricted stock units, vesting as follows: 318 on December 1, 2023, 318 on December 1, 2024, and 319 on December 1, 2025. |
| (9) | On December 2, 2021, the reporting person was granted 981 restricted stock units, vesting as follows: 327 on December 2, 2022, 327 on December 2, 2023, and 327 on December 2, 2024. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Mendel Elena G
6363 MAIN STREET
WILLIAMSVILLE, NY 14221 |
|
| Controller & Pr. Acct. Officer |
|
Signatures
|
| J. P. Baetzhold, Attorney in Fact | | 12/5/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
National Fuel Gas (NYSE:NFG)
Historical Stock Chart
From Jun 2024 to Jul 2024
National Fuel Gas (NYSE:NFG)
Historical Stock Chart
From Jul 2023 to Jul 2024
