Statement of Changes in Beneficial Ownership (4)
28 April 2020 - 7:43AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Screven Edward |
2. Issuer Name and Ticker or Trading Symbol
ORACLE CORP
[
ORCL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Corporate Architect |
(Last)
(First)
(Middle)
5525 KIETZKE LANE, SUITE 200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/23/2020 |
(Street)
RENO, NV 89511
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | (1) | 4/23/2020 | | A | | 146.78 | | (1) | (1) | Common Stock | 146.78 | $51.97 | 63180.69 | D | |
Restricted Stock Unit | (1) | 4/23/2020 | | A | | 579.776 | | (1) | (1) | Common Stock | 579.776 | $51.97 | 501125.429 | D | |
Explanation of Responses: |
(1) | Represents dividend equivalents accrued with respect to earned restricted stock units the reporting person has elected to defer. The number of dividend equivalents reported was calculated using Oracle's closing stock price on April 23, 2020 ($51.97), the date on which dividends were paid on Oracle's common stock. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Screven Edward 5525 KIETZKE LANE SUITE 200 RENO, NV 89511 |
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| Chief Corporate Architect |
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Signatures
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/s/ Rebecca Isakson, by Rebecca Isakson, Attorney in Fact for Edward Screven (POA filed 12/07/2018) | | 4/27/2020 |
**Signature of Reporting Person | Date |
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