- Current report filing (8-K)
19 June 2010 - 6:22AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of Report (Date of Earliest Event Reported):
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June 18, 2010
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Piper Jaffray Companies
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(Exact name of registrant as specified in its charter)
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Delaware
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1-31720
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30-0168701
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(State or other jurisdiction
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(Commission
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(I.R.S. Employer
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of incorporation)
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File Number)
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Identification No.)
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800 Nicollet Mall, Suite 800, Minneapolis, Minnesota
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55402
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code:
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(612) 303-6000
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Not Applicable
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Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Effective July 1, 2010, Jon W. Salveson will be relinquishing his role as Global Head of Investment Banking and, accordingly, will no longer be an executive officer of the Company for SEC reporting purposes; Mr. Salveson will remain with the Company as Vice Chairman of Investment Banking. The Company will be initiating a process to identify a successor to Mr. Salveson as Global Head of Investment Banking as soon as practicable.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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Piper Jaffray Companies
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June 18, 2010
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By:
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James L. Chosy
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Name: James L. Chosy
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Title: General Counsel and Secretary
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