NY Regulator: Federal Insurance Plan Gets It Right
18 June 2009 - 6:13AM
Dow Jones News
State insurance regulators did a good job during the financial
crisis, insists Eric Dinallo, New York's insurance chief, but he
mostly approves of the Obama administration's call for a federal
insurance regulator.
"I am positive about the proposal," Dinallo said in an interview
Wednesday. "I think it gets at what we have been talking about for
a long time: having the right capital standing behind
commitments."
A draft proposal for expanded federal financial regulation
released late Tuesday called for a new Office of National Insurance
"to gather information, develop expertise, negotiate international
agreements, and coordinate policy in the insurance sector."
It is unclear what role will remain for the existing system of
50 state insurance departments, which the proposal says "led to a
lack of uniformity and reduced competition across state and
international boundaries, resulting in inefficiency, reduced
product innovation, and higher costs to consumers."
A spokeswoman for the National Association of Insurance
Commissioners did not immediately have a response to the
proposal.
Dinallo said that he interprets the proposal as an
"acknowledgement that insurance was on the right path concerning
capital adequacy," he said. "We need to make sure we preserve what
the states have done really well, which is to preserve adequate
capital throughout this crisis."
Insurance supervision is fragmented, he said, with state
regulators having authority only over their insurance businesses,
but not holding companies or other non-insurance businesses.
The problems at AIG started in AIG Financial Products, the unit
that lost billions through insurance-like derivatives called
credit-default swaps, under the supervision of the Office of Thrift
Supervision. The Obama administration Wednesday asked that the
Office of Thrift Supervision be closed under its proposed revamp of
federal regulations.
The draft proposal calls on the new federal insurance office to
make recommendations on "any insurance companies that the Office
believes should be supervised as Tier 1" financial holding
companies. The government's draft white paper says Tier 1 FHCs are
"firms whose failure could pose a threat to financial stability."
The draft doesn't spell out whether it will co-exist with state
regulation.
Dinallo and others said insurance companies generally have
enough money set aside to pay potential claims, but he said the new
proposal would improve "transparency." Even life insurers that
applied for Treasury capital did so to boost ratings or for reasons
other than paying claims, he said.
Insurers "probably view this as a partial success" in their
effort to win the option of dealing with only one federal regulator
instead of 50 state regulators, he said.
"The industry does have a good point about the inefficiencies of
developing products through a 50-state process," he said. "But as
inefficient and clunky as we do appear, the regulatory regime did
perform well on this crisis of capital."
-By Lavonne Kuykendall, Dow Jones Newswires; (312) 750 4141; lavonne.kuykendall@dowjones.com