Current Report Filing (8-k)
10 March 2023 - 8:23AM
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2023-03-09
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2023-03-09
2023-03-09
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
March 9, 2023
STEEL PARTNERS HOLDINGS L.P. |
(Exact name of registrant as specified in its charter) |
Delaware |
|
001-35493 |
|
13-3727655 |
(State or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
590 Madison Avenue, 32nd Floor, New York, New York |
|
10022 |
(Address of principal executive offices) |
|
(Zip Code) |
Registrant’s telephone number, including area code:
(212) 520-2300
N/A |
(Former name or former address, if changed since last report.) |
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see
General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class |
|
Trading Symbols |
|
Name of each exchange on which registered |
Common Units, $0 par |
|
SPLP |
|
New York Stock Exchange |
6.0% Series A Preferred Units |
|
SPLP-PRA |
|
New York Stock Exchange |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01 Regulation FD Disclosure.
On March 9, 2023, Steel Partners
Holdings L.P., a Delaware limited partnership (the “Company”), published an annual letter to its stakeholders and issued a
press release announcing its publication. Copies of the letter and press release are being furnished as Exhibits 99.1 and 99.2 hereto.
The information in this Item
7.01, including Exhibits 99.1 and 99.2 attached hereto, is being furnished and shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities
of such section. The information in this Current Report on Form 8-K, including the exhibits, shall not be incorporated by reference into
any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any incorporation by reference language in
any such filing, unless the Company expressly sets forth in such future filing that such information is to be considered “filed”
or incorporated by reference therein.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
March 9, 2023 |
STEEL PARTNERS HOLDINGS L.P. |
|
|
|
|
By: |
Steel Partners Holdings GP Inc. |
|
|
Its General Partner |
|
|
|
|
By: |
/s/ Jason Wong |
|
|
Jason Wong |
|
|
Chief Financial Officer |
2
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