Statement of Changes in Beneficial Ownership (4)
13 November 2019 - 4:01AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Koebler Ellen |
2. Issuer Name and Ticker or Trading Symbol
SUNTRUST BANKS INC
[
STI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Risk Officer |
(Last)
(First)
(Middle)
303 PEACHTREE STREET, NE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/8/2019 |
(Street)
ATLANTA, GA 30308
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 11/8/2019 | | M | | 7517.283 | A | $71.04 | 7517.924 | D | |
Common Stock | 11/8/2019 | | F | | 3391 | D | $71.04 | 4126.924 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock Units (1) | (1) | | | | | | | 11/14/2019 | 11/14/2019 | Common Stock | 4410.157 | | 4410.157 | D | |
Phantom Stock Units (1) | (1) | | | | | | | 11/14/2019 | 11/14/2020 | Common Stock | 4409.123 | | 4409.123 | D | |
Phantom Stock Units (1) | (1) | | | | | | | 11/14/2019 | 11/14/2021 | Common Stock | 4408.09 | | 4408.09 | D | |
Phantom Stock Units (1) | (1) | | | | | | | 2/13/2020 | (1) | Common Stock | 1395.951 | | 1395.951 | D | |
Phantom Stock Units (1) | (1) | | | | | | | 2/13/2021 | (1) | Common Stock | 1394.898 | | 1394.898 | D | |
Phantom Stock Units (1) | (1) | | | | | | | 2/14/2020 | (1) | Common Stock | 1627.08 | | 1627.08 | D | |
Phantom Stock Units (1) | (1) | 11/8/2019 | | M | | | 7517.283 | 11/8/2019 | (1) | Common Stock | 7517.283 | (1) | 0 | D | |
Phantom Stock Units (2) | (2) | | | | | | | 2/8/2020 | (2) | Common Stock | 7508.022 | | 7508.022 | D | |
Phantom Stock Units (2) | (2) | | | | | | | 2/8/2021 | (2) | Common Stock | 7506.998 | | 7506.998 | D | |
Phantom Stock Units (2) | (2) | | | | | | | 2/8/2022 | (2) | Common Stock | 7506.997 | | 7506.997 | D | |
Phantom Stock Units (2) | (2) | | | | | | | 10/1/2022 | (2) | Common Stock | 36944.355 | | 36944.355 | D | |
Explanation of Responses: |
(1) | Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan. These Plans are exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. |
(2) | Represents time-vested restricted stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreements contain tax withholding features which allow us to withhold units to satisfy tax withholding obligations. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Koebler Ellen 303 PEACHTREE STREET, NE ATLANTA, GA 30308 |
|
| Chief Risk Officer |
|
Signatures
|
Curt Phillips, Attorney-in-Fact for Ellen C. Koebler | | 11/12/2019 |
**Signature of Reporting Person | Date |
Suntrust Banks Prfd A (NYSE:STIPA)
Historical Stock Chart
From May 2024 to Jun 2024
Suntrust Banks Prfd A (NYSE:STIPA)
Historical Stock Chart
From Jun 2023 to Jun 2024
Real-Time news about Suntrust Banks Prfd A (New York Stock Exchange): 0 recent articles
More Suntrust Banks Inc News Articles