Initial Statement of Beneficial Ownership (3)
05 August 2015 - 6:21AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Williamson Stephen
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2. Date of Event Requiring Statement (MM/DD/YYYY)
8/1/2015
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3. Issuer Name
and
Ticker or Trading Symbol
THERMO FISHER SCIENTIFIC INC. [TMO]
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(Last)
(First)
(Middle)
81 WYMAN STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Sr. VP and CFO /
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(Street)
WALTHAM, MA 02451
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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16473
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (Right to Buy)
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(1)
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2/23/2018
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Common Stock
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18600
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$54.97
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D
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Stock Option (Right to Buy)
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(2)
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2/26/2020
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Common Stock
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9500
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$73.24
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D
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Stock Option (Right to Buy)
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(3)
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2/26/2021
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Common Stock
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8700
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$124.28
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D
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Stock Option (Right to Buy)
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(4)
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2/25/2022
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Common Stock
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19800
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$131.07
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D
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Stock Option (Right to Buy)
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3/5/2011
(5)
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3/5/2017
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Common Stock
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3650
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$49.49
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D
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Stock Option (Right to Buy)
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3/5/2012
(6)
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3/5/2017
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Common Stock
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5450
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$49.49
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D
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Explanation of Responses:
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(
1)
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The option became exercisable in four equal annual installments. The first installment became exercisable on February 23, 2012, and the next three installments became exercisable on February 23, 2013, 2014 and 2015.
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(
2)
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The option is exercisable in four equal annual installments. The first and second installments became exercisable on February 26, 2014 and 2015, and the third and fourth installments will become exercisable on February 26, 2016 and 2017.
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(
3)
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The option is exercisable in four equal annual installments. The first installment became exercisable on February 26, 2015, and the second, third and fourth installments will become exercisable on February 26, 2016, 2017 and 2018.
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(
4)
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The option is exercisable in four equal annual installments beginning on February 25, 2016.
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(
5)
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The option became exercisable in four equal annual installments. The first installment became exercisable on March 5, 2011, and the next three installments became exercisable on March 5, 2012, 2013 and 2014.
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(
6)
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The option became exercisable in four equal annual installments. The first installment became exercisable on March 5, 2012, and the next three installments became exercisable on March 5, 2013, 2014 and 2015.
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Remarks:
Exhibit List Exhibit 24 - Confirming Statement
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Williamson Stephen
81 WYMAN STREET
WALTHAM, MA 02451
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Sr. VP and CFO
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Signatures
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/s/ Barbara J. Lucas, Attorney-in-Fact for Stephen Williamson
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8/4/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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