Annual Report of Proxy Voting Record for Management Investment Companies (n-px)
17 August 2013 - 12:05AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file
number:
811-04254
Legg Mason Partners Income Trust
(Exact name of
registrant as specified in charter)
620 EIGHTH AVENUE, NEW YORK, NEW YORK 10018
(Address of
principal executive offices) (Zip code)
Robert I. Frenkel, Esq.
100 First Stamford Place, 7th Floor
Stamford, Connecticut 06902
(Name and address of agent for service)
Registrant’s telephone number, including area code:
1-877-721-1926
Date of fiscal year end:
Multiple fiscal year ends
Date of reporting period: July 1, 2012–June 30, 2013
Item 1. Proxy Voting Record
A report may indicate that the Adviser or Subadviser, as the case may be, “did not vote” on a particular proposal. No vote was entered for a proposal where (a) certain restrictions or
pre-conditions on voting may, if followed, have adversely affected investment management of the fund’s portfolio holdings, such as “share blocking rules” that prohibit sales during the shareholder solicitation and voting process, (b)
potential material conflicts of interest arising from proxy proposals were identified by the Proxy Voting Committee, (c) administrative or operational constraints impeded the ability to cast a timely vote, such as late receipt of proxy voting
information, and/or (d) systems or processing errors occurred (including errors by third party vendors).
Effective May 1, 2013, Western Asset
High Income Fund was renamed Western Asset Short Duration High Income Fund.
Effective October 5, 2012, Legg Mason Western Asset Core Bond
Fund merged into Western Asset Core Bond Fund
Effective October 5, 2012, Legg Mason Western Asset Core Plus Bond Fund merged into Western
Asset Core Plus Bond Fund
Effective October 5, 2012, Legg Mason Western Asset Global Inflation Management Fund merged into Western Asset
Inflation Indexed Plus Bond Fund
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04254
Reporting Period: 07/01/2012 - 06/30/2013
Legg Mason Partners Income Trust
=================== Legg Mason Western Asset Core Bond Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= Legg Mason Western Asset Core Plus Bond Fund =================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== Legg Mason Western Asset Global Inflation Management Fund ===========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= Western Asset Global Strategic Income Fund ==================
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16117M305
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR-W. LANCE CONN For Withheld Management
1.2 DIRECTOR-DARREN GLATT For Withheld Management
1.3 DIRECTOR-CRAIG A. JACOBSON For Withheld Management
1.4 DIRECTOR-BRUCE A. KARSH For Withheld Management
1.5 DIRECTOR-EDGAR LEE For Withheld Management
1.6 DIRECTOR-JEFFREY A. MARCUS For Withheld Management
1.7 DIRECTOR-JOHN D. MARKLEY, JR. For Withheld Management
1.8 DIRECTOR-DAVID C. MERRITT For Withheld Management
1.9 DIRECTOR-STAN PARKER For Withheld Management
1.10 DIRECTOR-THOMAS M. RUTLEDGE For Withheld Management
1.11 DIRECTOR-ERIC L. ZINTERHOFER For Withheld Management
2 AN AMENDMENT INCREASING THE NUMBER OF For Against Management
SHARES IN THE COMPANY'S 2009 STOCK
INCENTIVE PLAN.
3 THE RATIFICATION OF THE APPOINTMENT OF For For Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDED DECEMBER 31, 2013.
--------------------------------------------------------------------------------
NORTEK, INC.
Ticker: NTK Security ID: 656559309
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-JOHN T. COLEMAN For For Management
1..2 DIRECTOR-THOMAS A. KEENAN For For Management
1..3 DIRECTOR-J. DAVID SMITH For For Management
2. TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2013.
--------------------------------------------------------------------------------
REALOGY HOLDINGS CORP
Ticker: RLGY Security ID: 75605Y106
Meeting Date: MAY 07, 2013 Meeting Type: ANNUAL
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director FOR FOR Management
1.2 Elect Director FOR FOR Management
1.3 Elect Director FOR FOR Management
2 Advisory vote to approve Realogy FOR FOR Management
Holdings executive comensation program
3 Ratifying the appointment of FOR FOR Management
Pricewaterhouse Coopers LLP
4 Advisory vote on the grequency of the FOR FOR Management
advisory vote on executive compensation
================== Western Asset Adjustable Rate Income Fund ===================
DEEPOCEAN GROUP HOLDING BV
Ticker: TRMA Security ID: 51EQOCEAN
Meeting Date: JUN 14, 2013 Meeting Type: ANNUAL
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Appointment of Bart H. Heijermans FOR FOR Management
(CEO) as chairman of the AGM and
appointment of the secretary of the AGM
3 Apporval of the agenda of the meeting FOR FOR Management
4 Adoption of annual accounts 2012 and FOR FOR Management
appropriation of profits
5 Approval of annual report 2012 and FOR FOR Management
granting discharge for the Board
members for their management pursued
over the financial year 2012
6.A Approval of remuneration of Board FOR FOR Management
members for the period from 1 January
2013 up to 30 June 2013
6.B Approval of remuneration of Board FOR FOR Management
members for the period from 1 July
2013 up to 30 June 2014
7 Implementation of the one tier board - FOR FOR Management
Amendments A, B and D of the amendment
to the shareholders' agreement;
amendment of the articles of
association of the Company and
appointment of representatives to have
the amendments executed; appointment
of execut
8 Amendment C of the amendment to the FOR FOR Management
Shareholders' Agreement
=================== Western Asset California Municipals Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== Western Asset Corporate Bond Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== Western Asset Emerging Markets Debt Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== Western Asset Global High Yield Bond Fund ===================
BOATS INVESTMENT (NETHERLANDS) BV, AMSTERDAM
Ticker: Security ID: N14307DQ7
Meeting Date: JAN 14, 2013 Meeting Type: ExtraOrdinary General Meeting
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 That this meeting (the "Meeting") of For For Management
the holders (the "Noteholders") of the
EUR 600,000,000 Secured Notes due 2017
(Series 97) (the "Notes") issued by
BOATS Investments (Netherlands) B.V.
(the "Issuer") pursuant to the
Issuer's USD 10,000,000,000 Secured
--------------------------------------------------------------------------------
BOATS INVESTMENT (NETHERLANDS) BV, AMSTERDAM
Ticker: Security ID: N14307DR5
Meeting Date: FEB 12, 2013 Meeting Type: ExtraOrdinary General Meeting
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 That this meeting (the "Meeting") of For For Management
the holders (the "Noteholders") of the
Series 100 Notes EUR 340,000,000
Secured Notes due 2015 (Series 100)
(the "Notes") issued by BOATS
Investments (Netherlands) B.V. (the
"Issuer") pursuant to the Issuer's U.S.
D10
CONT CONTD Trustee and Depositary Company None Did not vote Management
Limited / Series 100 Notes The
Bank-of New York ) (the "Trustee") and
a supplemental trust deed dated
Series 100-Notes 29 June 2007 (the
"Supplemental Trust Deed") between the
Issuer and-the Trustee, and the terms
CONT CONTD expedient in relation to, and/or None Did not vote Management
exercise the rights incidental to
the-ownership of, the Mortgaged
Property to: (a) acquire: (i) all of
the rights-and obligations of Series
100 Notes EUR 340,000,000 PIK Term
Loan Facility-dated 15 June 2007 betwee
CONT CONTD Credit Suisse AG, London Branch None Did not vote Management
(the "Reference Facility Obligor")
in-favour of the Issuer under the
Reference Facility Obligor Agreement
to be-entered into between the Issuer
and the Reference Facility Obligor in-
substantially the form of the draf
--------------------------------------------------------------------------------
DEEPOCEAN GROUP HOLDING BV
Ticker: TRMA Security ID: 51EQOCEAN
Meeting Date: JUN 14, 2013 Meeting Type: ANNUAL
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Appointment of Bart H. Heijermans FOR FOR Management
(CEO) as chairman of the AGM and
appointment of the secretary of the AGM
3 Apporval of the agenda of the meeting FOR FOR Management
4 Adoption of annual accounts 2012 and FOR FOR Management
appropriation of profits
5 Approval of annual report 2012 and FOR FOR Management
granting discharge for the Board
members for their management pursued
over the financial year 2012
6.A Approval of remuneration of Board FOR FOR Management
members for the period from 1 January
2013 up to 30 June 2013
6.B Approval of remuneration of Board FOR FOR Management
members for the period from 1 July
2013 up to 30 June 2014
7 Implementation of the one tier board - FOR FOR Management
Amendments A, B and D of the amendment
to the shareholders' agreement;
amendment of the articles of
association of the Company and
appointment of representatives to have
the amendments executed; appointment
of execut
8 Amendment C of the amendment to the FOR FOR Management
Shareholders' Agreement
--------------------------------------------------------------------------------
REALOGY HOLDINGS CORP
Ticker: RLGY Security ID: 75605Y106
Meeting Date: MAY 07, 2013 Meeting Type: ANNUAL
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director FOR FOR Management
1.2 Elect Director FOR FOR Management
1.3 Elect Director FOR FOR Management
2 Advisory vote to approve Realogy FOR FOR Management
Holdings executive comensation program
3 Ratifying the appointment of FOR FOR Management
Pricewaterhouse Coopers LLP
4 Advisory vote on the grequency of the FOR FOR Management
advisory vote on executive compensation
--------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA
Ticker: PGIM Security ID: XS0482720025
Meeting Date: JUN 11, 2013 Meeting Type: ANNUAL
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
A Appointment of the Representative of FOR ABSTAIN Management
the holders of the non-convertible
notes " 550,000,000 10 1/2 Senior
Secured Notes due 2017"
(rappresentante comune degli
obbligazionisti) for the fiscal years
2013-2014-2015 and determination of
his compensation
========== Western Asset Intermediate Maturity California Municipals ==========
========== Fund ==========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========= Western Asset Intermediate Maturity New York Municipals Fund =========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=============== Western Asset Intermediate-Term Municipals Fund ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== Western Asset Managed Municipals Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= Western Asset Massachusetts Municipals Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================ Western Asset Mortgage Backed Securities Fund =================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== Western Asset Municipal High Income Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== Western Asset New Jersey Municipals Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== Western Asset New York Municipals Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== Western Asset Oregon Municipals Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== Western Asset Pennsylvania Municipals Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================ Western Asset Short Duration High Income Fund =================
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16117M305
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR-W. LANCE CONN For Withheld Management
1.2 DIRECTOR-DARREN GLATT For Withheld Management
1.3 DIRECTOR-CRAIG A. JACOBSON For Withheld Management
1.4 DIRECTOR-BRUCE A. KARSH For Withheld Management
1.5 DIRECTOR-EDGAR LEE For Withheld Management
1.6 DIRECTOR-JEFFREY A. MARCUS For Withheld Management
1.7 DIRECTOR-JOHN D. MARKLEY, JR. For Withheld Management
1.8 DIRECTOR-DAVID C. MERRITT For Withheld Management
1.9 DIRECTOR-STAN PARKER For Withheld Management
1.10 DIRECTOR-THOMAS M. RUTLEDGE For Withheld Management
1.11 DIRECTOR-ERIC L. ZINTERHOFER For Withheld Management
2 AN AMENDMENT INCREASING THE NUMBER OF For Against Management
SHARES IN THE COMPANY'S 2009 STOCK
INCENTIVE PLAN.
3 THE RATIFICATION OF THE APPOINTMENT OF For For Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDED DECEMBER 31, 2013.
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT For For Management
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER For For Management
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS For For Management
1D. ELECTION OF DIRECTOR: MICHAEL E. For For Management
O'NEILL
1E. ELECTION OF DIRECTOR: JUDITH RODIN For For Management
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN For For Management
1G. ELECTION OF DIRECTOR: ANTHONY M. For For Management
SANTOMERO
1H. ELECTION OF DIRECTOR: JOAN E. SPERO For For Management
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR For For Management
1J. ELECTION OF DIRECTOR: WILLIAM S. For For Management
THOMPSON, JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO For For Management
PONCE DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF For For Management
KPMG LLP AS CITI'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2013.
3. ADVISORY APPROVAL OF CITI'S 2012 For For Management
EXECUTIVE COMPENSATION.
4. AMENDMENT TO THE CITIGROUP 2009 STOCK For For Management
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Against Against Shareholder
EXECUTIVES RETAIN A SIGNIFICANT
PORTION OF THEIR STOCK UNTIL REACHING
NORMAL RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A Against Against Shareholder
REPORT ON LOBBYING AND GRASSROOTS
LOBBYING CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT Against Against Shareholder
THE BOARD INSTITUTE A POLICY TO MAKE
IT MORE PRACTICAL TO DENY
INDEMNIFICATION FOR DIRECTORS.
--------------------------------------------------------------------------------
DEEPOCEAN GROUP HOLDING BV
Ticker: TRMA Security ID: 51EQOCEAN
Meeting Date: JUN 14, 2013 Meeting Type: ANNUAL
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Appointment of Bart H. Heijermans FOR FOR Management
(CEO) as chairman of the AGM and
appointment of the secretary of the AGM
3 Apporval of the agenda of the meeting FOR FOR Management
4 Adoption of annual accounts 2012 and FOR FOR Management
appropriation of profits
5 Approval of annual report 2012 and FOR FOR Management
granting discharge for the Board
members for their management pursued
over the financial year 2012
6.A Approval of remuneration of Board FOR FOR Management
members for the period from 1 January
2013 up to 30 June 2013
6.B Approval of remuneration of Board FOR FOR Management
members for the period from 1 July
2013 up to 30 June 2014
7 Implementation of the one tier board - FOR FOR Management
Amendments A, B and D of the amendment
to the shareholders' agreement;
amendment of the articles of
association of the Company and
appointment of representatives to have
the amendments executed; appointment
of execut
8 Amendment C of the amendment to the FOR FOR Management
Shareholders' Agreement
--------------------------------------------------------------------------------
HORIZON LINES, INC.
Ticker: HRZL Security ID: 44044K309
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-MARTIN TUCHMAN For For Management
1..2 DIRECTOR-SAMUEL A. WOODWARD For For Management
2. TO APPROVE AN AMENDMENT TO THE For For Management
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
OF THE COMPANY FROM 100,000,000 TO
150,000,000.
3. TO RATIFY THE ACTION OF THE COMPANY'S For For Management
AUDIT COMMITTEE IN APPOINTING ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
OUR FISCAL YEAR ENDING DECEMBER 22,
2013.
4. TO ADOPT AN ADVISORY RESOLUTION TO For For Management
APPROVE OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
NORTEK, INC.
Ticker: NTK Security ID: 656559309
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-JOHN T. COLEMAN For For Management
1..2 DIRECTOR-THOMAS A. KEENAN For For Management
1..3 DIRECTOR-J. DAVID SMITH For For Management
2. TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2013.
--------------------------------------------------------------------------------
REALOGY HOLDINGS CORP
Ticker: RLGY Security ID: 75605Y106
Meeting Date: MAY 07, 2013 Meeting Type: ANNUAL
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director FOR FOR Management
1.2 Elect Director FOR FOR Management
1.3 Elect Director FOR FOR Management
2 Advisory vote to approve Realogy FOR FOR Management
Holdings executive comensation program
3 Ratifying the appointment of FOR FOR Management
Pricewaterhouse Coopers LLP
4 Advisory vote on the grequency of the FOR FOR Management
advisory vote on executive compensation
============== Western Asset Short Duration Municipal Income Fund ==============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== Western Asset Short Term Yield Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== Western Asset Short-Term Bond Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
Legg Mason Partners Income Trust
By:
/s/ Kenneth D. Fuller
Kenneth D. Fuller
President and Chief Executive Officer
Date: August 16, 2013
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