SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
REPORT
OF FOREIGN PRIVATE ISSUER
PURSUANT
TO RULE 13a-16 OR 15d-163
UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For
the month of February 2024
Alterity
Therapeutics Limited
(Name
of Registrant)
Level 14, 350 Collins Street,
Melbourne, Victoria 3000 Australia
(Address
of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form
20-F ☒ Form 40-F ☐
This
Form 6-K is being incorporated by reference into our Registration Statement on Form S-8 (Files No. 333-251073, 333-248980
and 333-228671) and our
Registration Statements on Form F-3 (Files No. 333-274816, 333-251647, 333-231417
and 333-250076)
ALTERITY
THERAPEUTICS LIMITED
(a
development stage enterprise)
The
following exhibits are submitted:
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
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Alterity Therapeutics Limited |
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|
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By: |
/s/ Geoffrey P. Kempler |
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|
Geoffrey P. Kempler |
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|
Chairman |
Date:
February 2, 2024
2
Exhibit 99.1
 |
Application for quotation of +securities |
Entity name
ALTERITY THERAPEUTICS LIMITED
Announcement Type
New announcement
Date of this announcement
Friday February 02, 2024
The +securities to be quoted are:
+Securities issued as part of a
transaction or transactions previously announced to the market in an Appendix 3B
Total number of +securities to be quoted
| ASX +security code | |
Security description | |
Number of +securities to be quoted | |
Issue date |
| ATH | |
ORDINARY FULLY PAID | |
571,428,556 | |
02/02/2024 |
| ATHO | |
OPTION EXPIRING 31-AUG-2026 | |
190,476,123 | |
02/02/2024 |
Refer to next page for full details of the announcement
| Application for quotation of +securities | 1 / 7 | |
| |
Application for quotation of +securities |
| Part 1 - Entity and announcement details |
|
| |
|
ALTERITY THERAPEUTICS LIMITED
We (the entity named above) apply for +quotation of the following +securities
and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
| 1.2 |
Registered number type |
Registration number |
ATH
New announcement
| 1.5 |
Date of this announcement |
2/2/2024
| Application for quotation of +securities | 2 / 7 | |
| |
Application for quotation of +securities |
| 2.1 |
The +securities to be quoted are: |
+Securities issued
as part of a transaction or transactions previously announced to the market in an Appendix 3B
Previous Appendix 3B details:
| Announcement Date and Time |
|
Announcement Title |
|
Selected Appendix 3B to submit quotation request |
| 22-Nov-2023 09:55 |
|
New - Proposed issue of securities - ATH |
|
A placement or other type of issue |
2.3a.2 Are there any further issues of +securities
yet to take place to complete the transaction(s) referred to in the Appendix 3B?
Yes
2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s)
referred to in the Appendix 3B
571,428,556 unlisted Short-Dated Options (each with an exercise price of A$0.007, expiring on 31 August 2024)
| Application for quotation of +securities | 3 / 7 | |
| |
Application for quotation of +securities |
| Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B |
|
| |
|
Placement
Details
ASX +security code and description
ATH : ORDINARY FULLY PAID
Issue date
2/2/2024
Distribution Schedule
Provide a distribution schedule for the new +securities
according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities
held by the recipients in each category.
Number of +securities
held |
|
Number of holders |
|
Total
percentage of +securities held
For example, to enter a value of 50% please input as 50.00 |
|
| 1 - 1,000 |
|
|
|
|
% |
| 1,001 - 5,000 |
|
|
|
|
% |
| 5,001 - 10,000 |
|
|
|
|
% |
| 10,001 - 100,000 |
|
|
|
|
% |
| 100,001 and over |
|
|
|
|
% |
| Application for quotation of +securities | 4 / 7 | |
| |
Application for quotation of +securities |
Issue details
Number of +securities to be quoted
571,428,556
Are the +securities being issued for a cash consideration?
Yes
| In what currency is the cash consideration being paid? |
What is the issue price per +security? |
| AUD - Australian Dollar |
AUD 0.00350000 |
Any other information the entity wishes to provide about the +securities to be quoted
Shares issued per Securities Purchase Plan result announced 2 February 2024
ASX +security code and description
ATHO : OPTION EXPIRING 31-AUG-2026
Issue date
2/2/2024
Distribution Schedule
Provide a distribution schedule for the new +securities
according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities
held by the recipients in each category.
| Number of +securities held |
|
Number of holders |
|
Total percentage of +securities held
For example, to enter a value of 50% please input as 50.00 |
|
| 1 - 1,000 |
|
|
|
|
% |
| 1,001 - 5,000 |
|
|
|
|
% |
| 5,001 - 10,000 |
|
|
|
|
% |
| 10,001 - 100,000 |
|
|
|
|
% |
| 100,001 and over |
|
|
|
|
% |
| Application for quotation of +securities | 5 / 7 | |
| |
Application for quotation of +securities |
Issue details
Number of +securities to be quoted
190,476,123
Are the +securities being issued for a cash consideration?
No
Please describe the consideration being provided for
the +securities
One (1) free attaching long-dated option per three (3) shares
issued under SPP per Prospectus issued 29 December 2023
Please provide an estimate (in AUD) of the value of
the consideration being provided per +security for the
+securities to be quoted
0.002000
Any other information the entity wishes to provide
about the +securities to be quoted
Long-Dated Options issued per Securities Purchase Plan result
announced 2 February 2024
| Application for quotation of +securities | 6 / 7 | |
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Application for quotation of +securities |
| Part 4 - Issued capital following quotation |
|
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|
Following the quotation of the +securities the subject
of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own
may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1
Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| ASX +security code and description | |
Total number of
+securities on issue | |
| ATH : ORDINARY FULLY PAID | |
| 4,382,754,741 | |
| ATHO : OPTION EXPIRING 31-AUG-2026 | |
| 647,618,953 | |
4.2
Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| ASX +security code and description | |
Total number of
+securities on issue | |
| ATHAAI : OPTION EXPIRING 31-AUG-2024 EX $0.007 | |
| 1,371,428,567 | |
| ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375 | |
| 19,250,000 | |
| ATHAAF : OPTION EXPIRING 31-JUL-2024 EX $0.07 | |
| 12,000,000 | |
| ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $0.0238 | |
| 11,900,000 | |
| ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09 | |
| 35,000,000 | |
| ATHAAH : OPTION EXPIRING 19-DEC-2026 EX $0.0105 | |
| 8,000,000 | |
| ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032 | |
| 91,392,720 | |
| Application for quotation of +securities | 7 / 7 | |
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