EPT Disclosure
19 December 2008 - 9:56PM
UK Regulatory
RNS Number : 4750K
Fox-Pitt Kelton Ltd
19 December 2008
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Fox-Pitt, Kelton Limited
Company dealt in Ambrian Capital PLC Ord 10p
Class of relevant security to which the dealings Ordinary
being disclosed relate (Note 1)
Date of dealing 18 December 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 110,288 0.10%
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total 110,288 0.10%
(b) Interests and short positions in relevant securities of the company, other than the class dealt in
(Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
11,428 0.15GBP
Purchase
25,000 0.15GBP
Purchase
15,179 0.15GBP
Purchase
25,000 0.15GBP
Purchase
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 5) Number of securities Price per unit (Note 4)
e.g. CFD (Note 6)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. American, Expiry Option money
e.g. call option purchasing, varying to which the option price European etc. date paid/received per
etc. relates (Note 6) unit (Note 4)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction (Note 7) Details Price per unit (if applicable) (Note
4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of any
relevant securities under any option referred to on this form or relating to
the voting rights or future acquisition or disposal of any relevant
securities to which any derivative referred to on this form is referenced. If
none, this should be stated.
None
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
Date of disclosure 19 December 2008
Contact name Katherine Nixon
Telephone number 020 7073 2316
Name of offeree/offeror with Ambrian Capital PLC Ord 10P
which connected
Nature of connection (Note 9) Corporate Broker to Ambrian Capital PLC Ord 10P
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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