Aurora Investment Trust PLC Holding(s) in Company (4534W)
09 February 2017 - 9:39PM
UK Regulatory
TIDMARR
RNS Number : 4534W
Aurora Investment Trust PLC
09 February 2017
Aurora Investment Trust plc has received the following
notification of interest in its shares.
------------------------------------------------------------------------------------------------
TR-1: NOTIFICATION OF MAJOR
INTEREST IN SHARES
----------------------------------------------------------- -----------------------------------
1. Identity of the issuer or Aurora Investment Trust
the underlying issuer PLC
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- -----------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights
------------------------------------------------------------ ----------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ----------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ ----------------------------------
An event changing the breakdown of voting rights x
------------------------------------------------------------ ----------------------------------
Other (please
specify):
---------------------------------------------------------- ----------------------------------
3. Full name of person(s) Phoenix Asset Management Partners
subject to the Limited
notification obligation:
(iii)
----------------------------------------------------------- -----------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- -----------------------------------
5. Date of the transaction 21 December 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------------
6. Date on which issuer 8 February 2017
notified:
----------------------------------------------------------- -----------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 9%
----------------------------------------------------------- -----------------------------------
8. Notified details:
-------------------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-------------------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------------------- ------------------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
------------- --------------------------- --------------- ------------- ----------------------- --------------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------ ------ ----------- ----------- ------------- ------------ --------- --------------------- ---------
GB0000633262 2,412,246 2,412,246 2,412,246 8.0968
%
------ --------------- ------------- ------------ --------- --------------------- ---------
2,412,246
------------- --------------------------- ----------- ----------- ---------- --------- -------- ------- ---------
B: Qualifying Financial Instruments
-------------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------------------- ------------- ------------------------------ ------------------------- ----------------------------
N/A N/A N/A N/A N/A
----------------------------- ------------- ------------------------------ ------------------------- ----------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-------------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting
instrument price date Conversion rights instrument rights (xix,
(xvii) period refers to xx)
(xviii)
--------------------- ------------------- ------------- --------------- ------------------------- ------------------------------
N/A N/A N/A N/A Nominal Delta
--------------------- ------------------- ------------- --------------- ---------- ------------------
N/A N/A N/A
------------- ------ ------ ----------- ----------- ----------- ------------------------- ---------- ------------------
Total (A+B+C)
-------------------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- ----------------------------------------------------------------------
2,412,246 8.0968%
------------------------------------------------------------- ----------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------------------------
Phoenix Asset Management Partners Limited serves as
investment manager and/or investment adviser to various
sub-accounts. The voting rights/shares in the issuer
are held across two sub-accounts: The Phoenix UK Fund
(1,824,536), Phoenix R Fund (587,710). This percentage
of voting rights, 8.0968%, is based on 29,792,305 shares
outstanding.
Proxy Voting:
-----------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
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11. Number of voting rights proxy N/A
holder will cease to hold:
------------------------------------------------------- --------------------------------------
12. Date on which proxy holder will N/A
cease to hold voting rights:
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13. Additional information: The shareholding has dropped
to below 9% due to the placement
of new shares and not due
to the sell-off of our shareholding.
------------------------------------------------------- --------------------------------------
14. Contact name: Carl Lunderstedt,
Phoenix Asset Management
Partners Limited
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15. Contact telephone number: 0208 600 0100
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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