CMC Markets Plc Holding(s) in Company (7203I)
21 June 2017 - 6:45PM
UK Regulatory
TIDMCMCX TIDM42SB
RNS Number : 7203I
CMC Markets Plc
21 June 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
------------------------------------------------------------------------------------------------
1. Identity of the issuer or CMC Markets plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- ---------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights
---------------------------------------------------------------- ------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------- ------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- ------------------------------
An event changing the breakdown of voting rights X
---------------------------------------------------------------- ------------------------------
Other (please
specify):
--------------------------------------------------------- ----- ------------------------------
3. Full name of person(s) The Goldman Sachs Group, Inc.
subject to the
notification obligation:
(iii)
----------------------------------------------------------- -----------------------------------
4. Full name of shareholder(s) Goldman Sachs International
(if different from 3.):(iv)
----------------------------------------------------------- -----------------------------------
5. Date of the transaction 16 June 2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------------
6. Date on which issuer 20 June 2017
notified:
----------------------------------------------------------- -----------------------------------
7. Threshold(s) that is/are N/A
crossed or
reached: (vi, vii)
----------------------------------------------------------- -----------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
----------------- --------------------------------------- ----------------------------------------------------------
Number Number Number Number of % of voting
of of of voting rights (x)
Shares Voting shares rights
Rights
--------------- ------------------- ------------------ -------------- ------------------- ---------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
--------------- --------------- -------------- -------------- ------- ---------- -------- -----------
GB00B14SKR37 470,506 470,506 2,311,542 0.80%
------------------- ------------------ -------------- ------- ---------- -------- -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of
instrument date Conversion rights that may voting
(xiii) Period (xiv) be rights
acquired if the
instrument is
exercised/ converted.
------------------- ------------------- -------------------------------- ------------------------------- ---------
Stock Loan
(Physical) Open 7,473,530 2.59%
------------------- ------------------- -------------------------------- ------------------------------- ---------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date Conversion voting rights rights (xix,
instrument (xvii) period instrument xx)
(xviii) refers to
--------------- ------------------- ------------------ ---------------- ------------------- ---------------------
Nominal Delta
-------------------------------------------------------------------------- ------------------- ---------- ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------ --------------------------------------------------------
9,785,072 3.40%
------------------------------------------------------------ --------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-------------------------------------------------------------------------------------------
The Goldman Sachs Group, Inc.; 9,785,072 shares; 3.40%
Goldman Sachs (UK) L.L.C. (Controlled by The Goldman
Sachs Group, Inc.) ; 9,785,072 shares; 3.40%
Goldman Sachs Group UK Limited (Controlled by Goldman
Sachs (UK) L.L.C.) ; 9,785,072 shares; 3.40%
Goldman Sachs International (Controlled by Goldman Sachs
Group UK Limited) ; 9,785,072 shares; 3.40%
Proxy Voting:
-------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------- ----------------------------------
11. Number of voting rights proxy N/A
holder will cease to hold:
------------------------------------------------------- ----------------------------------
12. Date on which proxy holder will N/A
cease to hold voting rights:
------------------------------------------------------- ----------------------------------
Please note, total amount
13. Additional information: of voting rights have been
rounded to 2 decimal places
therefore there is a possibility
of a rounding error.
General email contact:
shareholderdisclosures@gs.com
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14. Contact name: Joanna Foley
------------------------------------------------------- ----------------------------------
15. Contact telephone number: +44 207 051 9996
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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