Communisis PLC Holding(s) in Company (0117W)
03 February 2017 - 11:54PM
UK Regulatory
TIDMCMS
RNS Number : 0117W
Communisis PLC
03 February 2017
For filings with the FSA include the
annex
For filings with issuer exclude the
annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
------------------------------------------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying Communisis Plc
issuer
of existing shares to which voting rights
are
attached: (ii)
-------------------------------------------------------------------- --------------------------------------------------
2. Reason for the notification (please tick the appropriate box or boxes):
------------------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------------ ----------------------------------------------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
------------------------------------------------------------------------ ----------------------------------------------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
------------------------------------------------------------------------ ----------------------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------------ ----------------------------------------------
Other (please
specify):
-------------------------------------------------------------- -------- ----------------------------------------------
3. Full name of person(s) subject Richard Griffiths and controlled undertakings
to the
notification obligation: (iii)
---------------------------------------------------------------- ------------------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
---------------------------------------------------------------- ------------------------------------------------------
5. Date of the transaction and date 1 February 2017
on
which the threshold is crossed
or
reached: (v)
---------------------------------------------------------------- ------------------------------------------------------
6. Date on which issuer notified: 3 February 2017
---------------------------------------------------------------- ------------------------------------------------------
7. Threshold(s) that is/are crossed > 20%
or
reached: (vi, vii)
---------------------------------------------------------------- ------------------------------------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- -------------------------------- ----------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
-------------- --------------- --------------- ------------- -------------------------- ---------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----------- ----------- ------------- ------------- ----------- ------------ -------------
GB0006683238 41,591,933 41,591,933 43,892,672 43,892,672 20.96%
--------------- --------------- ------------- ------------- ----------- ------------ -------------
Ordinary
-------------- ----------- ----------- ----------- ----------- ----------- -------- -----------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
------------------ ------------- ------------------------------ ---------------------------- -----------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
---------------- ------------- ------------- --------------- ---------------------------- -------------------------
Nominal Delta
---------------- ------------- ------------- --------------- ---------------------------- ------------ -----------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------- --------------------------------------------------------------------
43,892,672 20.96%
-------------------------------------------------- --------------------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
----------------------------------------------------------------------------------------------
Seren Investment Management
Limited 23,550,739
Cream Capital Limited 6,233,691
Oak Trust Limited 981,865
Richard Griffiths direct holdings 500,000
Richard Griffiths indirect
holdings 426,586
Blake Holdings Limited 12,199,791
43,892,672
-----------
The above undertakings are all controlled by Richard Griffiths
Proxy Voting:
----------------------------------------------------------------------------------------------
10. Name of the proxy holder:
---------------------------------------------------------------------------- ----------------
11. Number of voting rights proxy holder will
cease
to hold:
---------------------------------------------------------------------------- ----------------
12. Date on which proxy holder will cease to
hold
voting rights:
---------------------------------------------------------------------------- ----------------
13. Additional information:
---------------------------------------------------------------------------- ----------------
14. Contact name: James Sutcliffe
---------------------------------------------------------------------------- ----------------
15. Contact telephone number: +44 1534 719761
---------------------------------------------------------------------------- ----------------
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares(xxii)
A: Identity of the persons or legal entity subject to the notification
obligation
----------------------------------------------------------------------------------
Full name
(including legal form of legal entities)
------------------------------------------ --------------------------------------
Contact address
(registered office for legal entities)
------------------------------------------ --------------------------------------
Phone number & email
------------------------------------------ --------------------------------------
Other useful information
(at least legal representative for
legal persons)
------------------------------------------ --------------------------------------
B: Identity of the notifier, if applicable
----------------------------------------------------------------------------------
Full name Sarah Caddy
------------------------------------------ --------------------------------------
Contact address Communisis House, Manston Lane, Leeds
LS15 8AH
------------------------------------------ --------------------------------------
Phone number & email 0113 222 6500
Sarah.caddy@communisis.com
------------------------------------------ --------------------------------------
Other useful information Company Secretary & Head of Legal
(e.g. functional relationship with Policy
the person or legal entity subject
to the notification obligation)
------------------------------------------ --------------------------------------
C: Additional information
----------------------------------------------------------------------------------
For notes on how to complete form TR-1 please see the FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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