UBS AG (EPT) Form 8.5 (EPT/RI) - Replacement (7648E)
14 April 2014 - 8:55PM
UK Regulatory
TIDMDXNS
RNS Number : 7648E
UBS AG (EPT)
14 April 2014
This announcement replaces the previous RNS announcement
6406E
released at 11.11 am on the 11 April 2014. Amendments made to
total GBP Sells in 2 (a) and additions of a CFD's in 2(b)All other
information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS AG London Branch
---------------------------------------------------------------------------------------- ----------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Dixons Retail Plc
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is connected: Carphone Warehouse Grp Plc
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(d) Date dealing undertaken: 10 April 2014
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(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect Carphone Warehouse Grp Plc
of any other party to this offer?
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per Lowest price per unit
security securities unit paid/received paid/received
------------------------ ------------------ ----------------------- ---------------------- -----------------------
0.5777
2.5p ordinary Buy 643 0.62611 EUR EUR
------------------------ ------------------ ----------------------- ---------------------- -----------------------
2.5p ordinary Buy 3132644 0.487 0.4625
GBP GBP
------------------------ ------------------ ----------------------- ---------------------- -----------------------
0.5777
2.5p ordinary Sell 643 0.62611 EUR EUR
------------------------ ------------------ ----------------------- ---------------------- -----------------------
2.5p ordinary Sell 2824317 0.487 0.4629
GBP GBP
------------------------ ------------------ ----------------------- ---------------------- -----------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Long 266332 0.481632 GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Long 6846 0.482212 GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Long 81215 0.481456 GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Long 158345 0.46586 GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Long 48904 0.480956 GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Long 37900 0.477362 GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Long 17405 0.4809 GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Long 117019 0.485907 GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Long 13298 0.471158
GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Long 39713 0.471159
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Short 69276 0.481652 GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Short 67909 0.481134 GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Short 21423 0.476672 GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Short 39980 0.484904 GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Short 262809 0.469661 GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Short 325038 0.480982 GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Short 300000 0.47 GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
2.5p ordinary CFD Short 16327 0.47728855 GBP
------------------------- --------------------- ------------------------- ------------------------ ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
--------------------------- -------------------- --------------------- ------------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none "
----------------------------------------------------------------------------------------------
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
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Date of disclosure: 11 April 2014
--------------------- --------------------
Contact name: Gemma Crewdson
--------------------- --------------------
Telephone number: +44 (0)20 7568 1245
--------------------- --------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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