Regal Petroleum PLC Notification of Major Interest in Shares (9311D)
05 February 2018 - 10:34PM
UK Regulatory
TIDMRPT
RNS Number : 9311D
Regal Petroleum PLC
05 February 2018
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
----------------------------------------------------------------------------------------------------
1. Identity of the issuer Regal Petroleum PLC
or the underlying issuer
of existing shares to which
voting rights are
attached:
------------------------------------------------------ --------------------------------------------
2. Reason for the notification (please tick the appropriate
box or boxes):
----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights ü
----------------------------------------------------------------------------------------- ---------
An acquisition or disposal of financial instruments
which may result in the
acquisition of shares already issues to which
voting rights are attached
----------------------------------------------------------------------------------------- ---------
An event changing the breakdown of voting rights
----------------------------------------------------------------------------------------- ---------
Other
(please
specify):
------------ --------------------------------------------------------------------------- ---------
3. Full name of person(s) Pope Asset Management, LLC
subject to the
notification obligation:
------------------------------------------------------ --------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):
------------------------------------------------------ --------------------------------------------
5. Date of the transaction 02 February 2018
and date on
which the threshold is crossed
or
reached:
------------------------------------------------------ --------------------------------------------
6. Date on which issuer notified: 02 February 2018
------------------------------------------------------ --------------------------------------------
7. Threshold(s) that is/are
crossed or
reached: 8%
------------------------------------------------------ --------------------------------------------
8. Notified
details:
------------ --------------------------------------------------------------------------------------
A: Voting Rights Attached to Shares
----------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the Triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------ -------------------------- ----------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights
Shares Voting rights
Rights
------------ ------------ ------------ ------------ ------------------------ ------------------
Direct Direct Indirect Direct Indirect
------------ ------------ ------------ ------------ ----------- ----------- ------- ---------
25,711,047 25,711,047 25,396,047 25,396,047 N/A 7.92 N/A
------------ ------------ ------------ ------------ ----------- ----------- ------- ---------
B: Financial Instruments
----------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument Period/ Date may be
acquired if
the
instrument
is
exercised/
converted.
------------ ------------ -------------------------- ------------------------ ------------------
Total (A+B)
----------------------------------------------------------------------------------------------------
Number of voting rights % of voting rights
---------------------------------------- ----------------------------------------------------------
25,396,047 7.92%
---------------------------------------- ----------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
----------------------------------------------------------------------------------------------------
Proxy Voting:
----------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------------- -------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------------- -------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------------- -------------------------------
13. Additional information:
---------------------------------------- ----------------------------------------------------------
14. Contact name: John Barton
---------------------------------------- ----------------------------------------------------------
15. Contact telephone number: +1 901-763-4001
---------------------------------------- ----------------------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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