Forterra plc Holding(s) in Company (7646J)
04 April 2018 - 6:13PM
UK Regulatory
TIDMFORT
RNS Number : 7646J
Forterra plc
04 April 2018
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)(i)
--------------------------------------------------------------------------------------------------------------------
1a. Identity of the issuer or the underlying Forterra PLC
issuer of existing shares to which voting
rights
are attached(ii) :
--------------------------------------------- ---------------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
--------------------------------------------------------------------------------------------------------------------
Non-UK issuer
-------------------------------------------------------------------------------------------- ----------------------
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
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An acquisition or disposal of voting rights X
-------------------------------------------------------------------------------------------- ----------------------
An acquisition or disposal of financial instruments
-------------------------------------------------------------------------------------------- ----------------------
An event changing the breakdown of voting rights
-------------------------------------------------------------------------------------------- ----------------------
Other (please specify)(iii) :
-------------------------------------------------------------------------------------------- ----------------------
3. Details of person subject to the notification obligation(iv)
Name Woodford Investment Management Ltd
City and country of registered office (if 9400 Garsington Road, Oxford, OX4 2HN, United Kingdom
applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
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Name Clients of Woodford
--------------------------------------------- ---------------------------------------------------------------------
City and country of registered office (if
applicable)
--------------------------------------------- ---------------------------------------------------------------------
5. Date on which the threshold was crossed 29/03/2018
or reached(vi) :
--------------------------------------------- ---------------------------------------------------------------------
6. Date on which issuer notified 03/04/2018
(DD/MM/YYYY):
--------------------------------------------- ---------------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
--------------------------------------------------------------------------------------------------------------------
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights of
(total of 8. A) instruments issuer(vii)
(total of 8.B 1 +
8.B 2)
---------------------- --------------------- --------------------- ---------------------- ----------------------
Resulting situation
on the date on which
threshold was
crossed or reached 19.84% 19.84% 200,442,068.00
---------------------- --------------------- --------------------- ---------------------- ----------------------
Position of previous
notification (if
applicable) 20.01% 20.01%
---------------------- --------------------- --------------------- ---------------------- ----------------------
8. Notified details of the resulting situation
on the date on which the threshold was crossed
or reached(viii)
--------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------
Class/type Number of voting % of voting rights
of rights(ix)
shares
ISIN code
(if possible)
---------------- ------------------------------ ------------------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
---------------- -------------- -------------- -------------- --------------
GB00BYYW3C20 39,787,588.00 19.84%
---------------- -------------- -------------- -------------- --------------
SUBTOTAL
8. A 39,787,588.00 19.84%
---------------- ------------------------------ ------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
-----------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
exercised/converted.
------------------ ----------- ------------ ---------------------- ------------
SUBTOTAL 8.
B 1
------------ ---------------------- ------------
B 2: Financial Instruments with similar economic
effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
-------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
------------ ----------- ------------ ----------------- ----------- ------------
SUBTOTAL
8.B.2
----------------- ----------- ------------
9. Information in relation to the person subject
to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation
is not controlled by any natural person or
legal entity and does not control any other
undertaking(s) holding directly or indirectly
an interest in the (underlying) issuer(xiii)
Full chain of controlled undertakings through
which the voting rights and/or the
financial instruments are effectively held
starting with the ultimate controlling natural
person or legal entity(xiv) (please add additional
rows as necessary)
------------------------------------------------------------------- ---------------------
Name(xv) % of voting % of voting Total of both
rights if rights through if it equals
it equals financial or is higher
or is higher instruments than the notifiable
than the notifiable if it equals threshold
threshold or is higher
than the notifiable
threshold
--------------------- --------------------- --------------------- ---------------------
Woodford Investment
Management
Ltd 19.84 0.00 19.84
--------------------- --------------------- --------------------- ---------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
-------------------------------------------- --------------------------------------------
The number and % of voting
rights held
-------------------------------------------- --------------------------------------------
The date until which the
voting rights will be
held
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11. Additional information(xvi)
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Place of completion 9400 Garsington Road, Oxford, OX4 2HN,
United Kingdom
-------------------- ---------------------------------------
Date of completion 29/03/2018
-------------------- ---------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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