GKN PLC Holding(s) in Company
24 April 2018 - 11:36PM
UK Regulatory
TIDMGKN
GKN plc (the "Company")
Legal Entity Identifier: 213800QNZ22GS95OSW84
Classification of Information: 2.3 Major shareholding notifications
The following notification was received by the Company on 23 April 2018.
Katie Lewis
Assistant Secretary
24 April 2018
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying GKN PLC
issuer of existing shares to which voting
rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii: Result of Tender Offer X
3. Details of person subject to the notification obligationiv
Name Bank of America Corporation
City and country of registered office (if Wilmington, DE, United States
applicable)
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if
applicable)
5. Date on which the threshold was crossed or 19th April 2018
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 23rd April 2018
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both in Total number of
rights attached through financial % (8.A + 8.B) voting rights of
to shares (total instruments issuervii
of 8. A) (total of 8.B 1 +
8.B 2)
Resulting Below Notifiable Below Notifiable Below Notifiable 1,724,603,630
situation on the Threshold Threshold Threshold
date on which
threshold was
crossed or reached
Position of 8.001% 5.059% 13.060%
previous
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if Direct Indirect Direct Indirect
possible) (Art 9 of (Art 10 of (Art 9 of Directive (Art 10 of
Directive 2004/ Directive 2004/109/ 2004/109/EC) (DTR5.1) Directive 2004/
109/EC) (DTR5.1) EC) (DTR5.2.1) 109/EC)
(DTR5.2.1)
GB0030646508 Below Notifiable Below Notifiable Below Notifiable Below Notifiable
Threshold Threshold Threshold Threshold
SUBTOTAL 8. A Below Notifiable Threshold
Below Notifiable Threshold
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting rights % of voting
instrument datex Conversion Periodxi that may be acquired if rights
the instrument is
exercised/converted.
Below Notifiable Below Below Notifiable Below Notifiable Below Notifiable
Threshold Notifiable Threshold Threshold Threshold
Threshold
SUBTOTAL 8. B 1 N/A N/A
B 2: Financial Instruments with similar economic effect according to Art. 13(1)
(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or cash Number of % of voting
financial datex Conversion settlementxii voting rights rights
instrument Period xi
Below Notifiable Below Below Below Notifiable Below Below Notifiable
Threshold Notifiable Notifiable Threshold Notifiable Threshold
Threshold Threshold Threshold
SUBTOTAL 8.B.2 Below Below Notifiable
Notifiable Threshold
Threshold
9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please add additional rows as
necessary)
Namexv % of voting rights % of voting rights Total of both if it
if it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable equals or is higher threshold
threshold than the notifiable
threshold
Bank of America Corporation N/A N/A N/A
NB Holdings Corporation N/A N/A N/A
BofAML Jersey Holdings N/A N/A N/A
Limited
BofAML EMEA Holdings 2 N/A N/A N/A
Limited
ML UK Capital Holdings N/A N/A N/A
Limited
Merrill Lynch International N/A N/A N/A
Namexv % of voting rights % of voting rights Total of both if it
if it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable equals or is higher threshold
threshold than the notifiable
threshold
Bank of America Corporation N/A N/A N/A
NB Holdings Corporation N/A N/A N/A
BAC North America Holding N/A N/A N/A
Company
BANA Holding Corporation N/A N/A N/A
Bank of America, National N/A N/A N/A
Association
Namexv % of voting rights % of voting rights Total of both if it
if it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable equals or is higher threshold
threshold than the notifiable
threshold
Bank of America Corporation N/A N/A N/A
NB Holdings Corporation N/A N/A N/A
BAC North America Holding N/A N/A N/A
Company
Merrill Lynch, Pierce, N/A N/A N/A
Fenner & Smith Incorporated
Namexv % of voting rights if % of voting rights Total of both if
it equals or is higher through financial it equals or is
than the notifiable instruments if it higher than the
threshold equals or is higher notifiable
than the notifiable threshold
threshold
Bank of America N/A N/A N/A
Corporation
NB Holdings Corporation N/A N/A
N/A
BAC North America N/A N/A N/A
Holding Company
BANA Holding Corporation N/A N/A N/A
Bank of America, N/A N/A N/A
National Association
Managed Account Advisors N/A N/A N/A
LLC
Namexv % of voting rights % of voting rights Total of both if it
if it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable equals or is higher threshold
threshold than the notifiable
threshold
Bank of America Corporation N/A N/A N/A
NB Holdings Corporation N/A N/A N/A
BAC North America Holding N/A N/A N/A
Company
BANA Holding Corporation N/A N/A N/A
Bank of America, National N/A N/A N/A
Association
U.S. Trust Company of N/A N/A N/A
Delaware
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be
held
11. Additional informationxvi
Place of completion United Kingdom
Date of completion 23rd April 2018
END
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