Harwood Wealth Management Group PLC Holding(s) in Company (6903F)
19 May 2017 - 9:43PM
UK Regulatory
TIDMHW.
RNS Number : 6903F
Harwood Wealth Management Group PLC
19 May 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------
1. Identity of the issuer or Harwood Wealth Management
the underlying issuer Group plc
of existing shares to which
voting rights are
attached:
------------------------------------------------------------- -----------------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
--------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
----------------------------------------------------------------------------------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
----------------------------------------------------------------------------------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
----------------------------------------------------------------------------------------------------------
An event changing the breakdown of voting rights
----------------------------------------------------------------------------------------------------------
Other (please This notification is being submitted X
specify): following the transfer of client accounts
managed on a discretionary basis by
Henderson Group Plc to the Lombard
Odier Investment Managers group on
1st April 2017. The FCA's consent
of change in control was granted on
the 18th May 2017.
--------------------------------------------------------- -----------------------------------------------
3. Full name of person(s) Lombard Odier Asset Management
subject to the (Europe) Limited
notification obligation:
----------------------------------------------------------- -------------------------------------------------
4. Full name of shareholder(s) Disclosure on behalf of accounts
(if different from 3.): managed on a discretionary
basis by Lombard Odier Investment
Managers group.
----------------------------------------------------------- -------------------------------------------------
5. Date of the transaction 18/05/2017
and date on
which the threshold is
crossed or
reached:
----------------------------------------------------------- -------------------------------------------------
6. Date on which issuer 19/05/2017
notified:
----------------------------------------------------------- -------------------------------------------------
7. Threshold(s) that is/are above 5% and 10%
crossed or
reached:
----------------------------------------------------------- -------------------------------------------------
8. Notified details:
---------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
---------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- ------------------------------ ---------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights
Shares Voting rights
Rights
-------------- -------------- -------------- ------------- --------------------- -------------------
Direct Direct Indirect Direct Indirect
-------------- ------------ ------------ ------------- --------- ---------- -------- ---------
GB00BYYWB172 7,268,254 11.62%
---------- -------- ---------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument Period may be
acquired if
the
instrument
is
exercised/
converted.
---------------- ------------- ----------------------------- -------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights
instrument period refers to
--------------- ------------- ------------- -------------- --------------------- -------------------
Nominal Delta
--------------- ------------- ------------- -------------- --------------------- -------- ---------
Total (A+B+C)
---------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
----------------------------------------------- --------------------------------------------------------
7,268,254 11.62%
----------------------------------------------- --------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
--------------------------------------------------------------------------------
Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- -----------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------------- -----------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------------- -----------------
13. Additional information:
------------------------------------------------------------- -----------------
14. Contact name: Kiran Bassi
------------------------------------------------------------- -----------------
15. Contact telephone number: +44 20 3206 6000
------------------------------------------------------------- -----------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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