NB Global Floating Rate Income Fund Holding(s) in Company (5897X)
23 February 2017 - 2:48AM
UK Regulatory
TIDMNBLS TIDMNBLU
RNS Number : 5897X
NB Global Floating Rate Income Fund
22 February 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------
1. Identity of the issuer or NB Global Floating Rate
the underlying issuer Income Fund Ltd
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- --------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
-----------------------------------------------------------------------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
-----------------------------------------------------------------------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
-----------------------------------------------------------------------------------------------
An event changing the breakdown of voting rights
-----------------------------------------------------------------------------------------------
Other (please Horizontal Aggregation Disclosure X
specify):
---------------------------------------------------------- -----------------------------------
3. Full name of person(s) Brewin Dolphin Limited
subject to the
notification obligation:
(iii)
----------------------------------------------------------- --------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- --------------------------------------
5. Date of the transaction 20(th) February 2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- --------------------------------------
6. Date on which issuer 22(nd) February 2017
notified:
----------------------------------------------------------- --------------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 5%
----------------------------------------------------------- --------------------------------------
8. Notified details:
---------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
---------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------------------- --------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of rights rights (x)
Shares Voting shares
Rights
------------- -------------------------- ---------------- ---------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- --------- ----------- ------------ ---------- --------- ------------ ------------ -----------
RED ORD 8.8128%
NPV GBP
0.1393%
------------ -----------
GG00B3KX4Q34
104,807,502 167,692,004 N/A N/A 146,585,299 N/A
RED ORD
NPV USD
GG00B3P7S359 786,390 786,390 N/A N/A 2,316,775 N/A
------------- -------------------------- ---------------- ---------- --------- ------------ ------------ ---------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------------------ ---------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ----------- --------------- ------------------------ ------------------------- -----------------------
Nominal Delta
--------------- ----------- --------------- ------------------------ ------------------------- ------------ ---------
Total (A+B+C)
---------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- ------------------------------------------------------------
148,902,074 8.9521%
------------------------------------------------------------- ------------------------------------------------------------
9. Chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
--------------------------------------------------------------------------------------------------------
RED ORD NPV GBP Indirect - Brewin Nominees (Channel
Islands) Limited - 2,613,755 0.1572 %
Indirect - Brewin Nominees Limited
- Individual Designations 31,733 0.0019 %
Indirect - Brewin Nominees Limited
A/c NOM 49,845,187 2.9967 %
Indirect - Brewin Nominees Limited
A/c ISA 48,349,602 2.9068 %
Indirect - Brewin Nominees Limited
A/c GROSS 28,777,200 1.7301 %
Indirect - Brewin Nominees Limited
A/c CHARITY 16,921,213 1.0173 %
Indirect - Brewin Nominees Limited
A/c OFFBOND 46,609 0.0028 %
GRAND TOTAL 146,585,299 8.8128 %
RED ORD NPV USD Indirect - Brewin Nominees (Channel
Islands) Limited - 137,640 0.0083 %
Indirect - Brewin Nominees Limited
A/c NOM 809,660 0.0487 %
Indirect - Brewin Nominees Limited
A/c ISA 1,157,055 0.0695 %
Indirect - Brewin Nominees Limited
A/c GROSS 138,095 0.0083 %
Indirect - Brewin Nominees Limited
A/c CHARITY 51,225 0.0031 %
Indirect - Brewin Nominees Limited
A/c OFFBOND 23,100 0.0014 %
GRAND TOTAL 2,316,775 0.1393 %
Proxy Voting:
--------------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------------- -----------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------------- -----------------------------------
12. Date on which proxy holder
will cease to hold
voting rights:
------------------------------------------------------------------- -----------------------------------
13. Additional information: Figures based on voting
rights in issue of 1,663,326,550
(1,625,314,064 Sterling
shares & 38,012,486 US Dollar
Shares).
Disclosure trigger due to
individual horizontal aggregation
on GG00B3P7S359.
Percentage has increased
from Below 5% threshold
to 6.0948% on a discretionary
basis (2,316,775 Voting
Rights/issued share capital
38,012,486*100=6.0948%)
The indirect voting rights
under (9) relate to shares
held in client portfolios,
managed by those firms,
under discretionary investment
management agreements.
------------------------------------------------------------------- -----------------------------------
14. Contact name: Mark Taylor
------------------------------------------------------------------- -----------------------------------
15. Contact telephone number: 0191 279 7332
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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