TIDMNXG
FORM 8.5 (EPT/NON-RI) AMENDMENT TO PURCHASES
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree NEX GROUP PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the CME GROUP INC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 14 June 2018
undertaken:
(e) In addition to the YES:
company in 1(b)
above, is the exempt principal
trader making disclosures CME GROUP INC
in respect
of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant 17.5p ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 14,836,844 3.74% 2,078,644 0.55%
(2) Cash-settled derivatives:
335,300 0.09% 13,794,274 3.63%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 15,172,144 3.83% 15,872,918 4.18%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/sale Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
17.5p Purchase 781,099 10.4152 GBP 10.3044 GBP
ordinary
17.5p Sale 196,431 10.4100 GBP 10.28 GBP
ordinary
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
17.5p ordinary SWAP Long 100 10.3899 GBP
17.5p ordinary CFD Long 131 10.2991 GBP
17.5p ordinary SWAP Long 161 10.3503 GBP
17.5p ordinary CFD Long 599 10.3914 GBP
17.5p ordinary CFD Long 681 10.2891 GBP
17.5p ordinary SWAP Long 1,019 10.3428 GBP
17.5p ordinary SWAP Long 3,154 10.3638 GBP
17.5p ordinary SWAP Long 4,031 10.3358 GBP
17.5p ordinary SWAP Long 12,130 10.3377 GBP
17.5p ordinary CFD Long 19,895 10.4091 GBP
17.5p ordinary SWAP Long 53,547 10.3704 GBP
17.5p ordinary SWAP Long 60,721 10.3999 GBP
17.5p ordinary SWAP Short 638 10.3945 GBP
17.5p ordinary SWAP Short 1,000 10.3991 GBP
17.5p ordinary SWAP Short 3,228 10.3518 GBP
17.5p ordinary CFD Short 3,541 10.3906 GBP
17.5p ordinary CFD Short 4,316 10.3932 GBP
17.5p ordinary CFD Short 4,487 10.3044 GBP
17.5p ordinary SWAP Short 7,715 10.2963 GBP
17.5p ordinary CFD Short 20,375 10.3981 GBP
17.5p ordinary SWAP Expires Short 53,581 10.4152 GBP
18/07/2019
17.5p ordinary SWAP Expires Short 55,000 10.4062 GBP
18/07/2019
17.5p ordinary SWAP Expires Short 72,948 10.4068 GBP
18/07/2019
17.5p ordinary SWAP Short 79,922 10.3950 GBP
17.5p ordinary SWAP Expires Short 200,000 10.3061 GBP
18/07/2019
17.5p ordinary SWAP Expires Short 245,000 10.3962 GBP
18/07/2019
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise price Type Expiry date Option money
relevant descriptione.g. purchasing, of securities per unit e.g. American, paid/
security call selling, to European etc. received
option varying etc. which option per unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 19 Jun 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20180619006030/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
June 19, 2018 11:26 ET (15:26 GMT)
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