TIDMNXG
FORM 8.5 (EPT/NON-RI) Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree NEX GROUP PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the CME GROUP INC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 01 November 2018
undertaken:
(e) In addition to the YES:
company in 1(b)
above, is the exempt principal
trader making disclosures CME GROUP INC
in respect
of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant 17.5p ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 33,235,067 8.72% 496,814 0.13%
(2) Cash-settled derivatives:
79,214 0.02% 31,739,360 8.32%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 33,314,281 8.74% 32,236,174 8.45%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/sale Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
17.5p Purchase 22,319,373 11.3700 GBP 11.2863 GBP
ordinary
17.5p Sale 5,145,010 11.3700 GBP 11.27 GBP
ordinary
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
17.5p ordinary SWAP Long 811 11.3112 GBP
17.5p ordinary SWAP Long 2,328 11.2900 GBP
17.5p ordinary SWAP Long 4,984 11.3053 GBP
17.5p ordinary CFD Long 6,410 11.2808 GBP
17.5p ordinary CFD Long 10,000 11.3240 GBP
17.5p ordinary SWAP Long 90,903 11.3231 GBP
17.5p ordinary CFD Long 694,528 11.2753 GBP
17.5p ordinary CFD Short 366 11.2909 GBP
17.5p ordinary CFD Short 1,515 11.3373 GBP
17.5p ordinary CFD Short 29,048 11.3488 GBP
17.5p ordinary SWAP Short 31,549 11.2919 GBP
17.5p ordinary SWAP Short 77,474 11.2904 GBP
17.5p ordinary CFD Short 100,000 11.3012 GBP
17.5p ordinary CFD Short 200,000 11.2862 GBP
17.5p ordinary CFD Short 200,000 11.2956 GBP
17.5p ordinary SWAP Short 425,140 11.2902 GBP
17.5p ordinary CFD Short 500,000 11.3500 GBP
17.5p ordinary CFD Short 955,911 11.3319 GBP
17.5p ordinary SWAP Short 1,250,000 11.2901 GBP
17.5p ordinary CFD Short 2,928,901 11.2910 GBP
17.5p ordinary CFD Short 10,731,334 11.2911 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise price Type Expiry date Option money
relevant descriptione.g. purchasing, of securities per unit e.g. American, paid/
security call selling, to European etc. received
option varying etc. which option per unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between
the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
Date of disclosure: 5 Nov 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20181105005472/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
November 05, 2018 08:10 ET (13:10 GMT)
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