Pembroke VCT PLC TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (6618L)
05 October 2016 - 12:01AM
UK Regulatory
TIDMPEMV TIDMPEMB
RNS Number : 6618L
Pembroke VCT PLC
04 October 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
----------------------------------------------------------------------------------------------
1. Identity of the issuer or Pembroke VCT plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------- -----------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
----------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
---------------------------------------------------------- ----------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------- ----------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------- ----------------------------------
An event changing the breakdown of voting rights Yes
---------------------------------------------------------- ----------------------------------
Other (please
specify):
-------------------------------------------------------- ----------------------------------
3. Full name of person(s) Ruffer LLP (for its discretionary
subject to the clients of the Ruffer Group)
notification obligation:
(iii)
--------------------------------------------------------- -----------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
--------------------------------------------------------- -----------------------------------
5. Date of the transaction 30 September 2016
and date on
which the threshold is
crossed or
reached: (v)
--------------------------------------------------------- -----------------------------------
6. Date on which issuer 04 October 2016
notified:
--------------------------------------------------------- -----------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 14% to 13%
--------------------------------------------------------- -----------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- -------------------------------- --------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- --------------- --------------- ------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----------- ----------- ------------- ------------ ------------ ------------ -----------
GB00B89W2T50 3,555,000 3,555,000 3,555,000 3,555,000 - -
--------------- --------------- ------------- ------------ ------------ -----------
GB00BQVC9S79 670,000 670,000 670,000 670,000 - 13% -
-------------- --------------- --------------- ------------- ------------ ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ------------- ------------------------------ ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- ------------- ------------- --------------- ---------------------------- -----------------------
Type of Nominal Delta
financial
instrument
---------------- ------------- ------------- --------------- ---------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------- ------------------------------------------------------------------
4,225,000 13%
-------------------------------------------------- ------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
------------------------------------------------------------------------------------------
N/A
Proxy Voting:
------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------- ---------------------------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------- ---------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------- ---------------------------------
Ruffer LLP controls the voting
13. Additional information: rights over 4,225,000 shares
(now 13% of the voting rights)
of Pembroke VCT plc which
are held by the discretionary
clients of Ruffer LLP and
its subsidiaries (the voting
of which is all controlled
by Ruffer LLP).
This change from 14% to 13%
is due to a recent placing
of 522,545 new B Class Ordinary
Shares in addition to the
11,959,546 existing B Ordinary
Shares and 18,091,202 existing
Ordinary Shares issued by
Pembroke VCT plc. As at 30
September 2016 the total
number of voting rights in
Pembroke VCT plc is 30,573,293.
------------------------------------------------------- ---------------------------------
14. Contact name: Louise Stanway
------------------------------------------------------- ---------------------------------
15. Contact telephone number: 020 7963 8146
------------------------------------------------------- ---------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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