RAT Rathbones Group Plc

 
TIDMRAT 
 
 
   BLOCK LISTING SIX MONTHLY RETURN 
 
   Information provided on this form must be typed or printed 
electronically and provided to an ris. 
 
   (Note: Italicised terms have the same meaning as given in the Listing 
Rules.) 
 
   Date: 10 November 2017 
 
 
 
 
Name of applicant:                                              Rathbone Brothers Plc 
Name of scheme:                                                 Share Incentive Plan 
                                                                                  10 November 
Period of return:                     From:                     13 May 2017  To:  2017 
Balance of unallotted securities under scheme(s) from 
 previous return:                                                                        300,356 
Plus: The amount by which the block scheme(s) has 
 been increased since the date of the last return (if 
 any increase has been applied for):                                                     440,000 
Less: Number of securities issued/allotted under scheme(s) 
 during period (see LR3.5.7G):                                                           220,681 
Equals: Balance under scheme(s) not yet issued/allotted 
 at end of period:                                                                       519,675 
 
 
 
 
Name of contact:               Ali Johnson, Company Secretary 
Telephone number of contact:                    0207 399 0326 
 
 
   BLOCK LISTING SIX MONTHLY RETURN 
 
   Information provided on this form must be typed or printed 
electronically and provided to an ris. 
 
   (Note: Italicised terms have the same meaning as given in the Listing 
Rules.) 
 
   Date: 10 November 2017 
 
 
 
 
Name of applicant:                                              Rathbone Brothers Plc 
                                                                Savings Related Share Option 
Name of scheme:                                                 Plan (SAYE) 
                                                                                    10 November 
Period of return:                     From:                     13 May 2017   To:   2017 
Balance of unallotted securities under scheme(s) from 
 previous return:                                                                        125,390 
Plus: The amount by which the block scheme(s) has 
 been increased since the date of the last return (if 
 any increase has been applied for):                                                     545,000 
Less: Number of securities issued/allotted under scheme(s) 
 during period (see LR3.5.7G):                                                           205,697 
Equals: Balance under scheme(s) not yet issued/allotted 
 at end of period:                                                                       464,693 
 
 
 
 
Name of contact:               Ali Johnson, Company Secretary 
Telephone number of contact:                    0207 399 0326 
 
 
   BLOCK LISTING SIX MONTHLY RETURN 
 
   Information provided on this form must be typed or printed 
electronically and provided to an ris. 
 
   (Note: Italicised terms have the same meaning as given in the Listing 
Rules.) 
 
   Date: 10 November 2017 
 
 
 
 
Name of applicant:                                              Rathbone Brothers Plc 
Name of scheme:                                                 Executive Incentive Plan (EIP) 
                                                                                  10 November 
Period of return:                     From:                     13 May 2017  To:  2017 
Balance of unallotted securities under scheme(s) from 
 previous return:                                                                        350,000 
Plus: The amount by which the block scheme(s) has 
 been increased since the date of the last return (if 
 any increase has been applied for):                                                           0 
Less: Number of securities issued/allotted under scheme(s) 
 during period (see LR3.5.7G):                                                           168,330 
Equals: Balance under scheme(s) not yet issued/allotted 
 at end of period:                                                                       181,670 
 
 
 
 
Name of contact:               Ali Johnson, Company Secretary 
Telephone number of contact:                    0207 399 0326 
 
 
 
   This announcement is distributed by Nasdaq Corporate Solutions on behalf 
of Nasdaq Corporate Solutions clients. 
 
   The issuer of this announcement warrants that they are solely 
responsible for the content, accuracy and originality of the information 
contained therein. 
 
   Source: Rathbone Brothers Plc via Globenewswire 
 
 
  http://www.rathbones.com/ 
 

(END) Dow Jones Newswires

November 10, 2017 06:11 ET (11:11 GMT)

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