TIDMRRS
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree RANDGOLD RESOURCES LIMITED
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the RANDGOLD RESOURCES LIMITED
offer with which exempt
principal trader is connected
(d) Date position held/dealing 27 December 2018
undertaken:
(e) In addition to the YES:
company in 1(b)
above, is the exempt principal
trader making disclosures BARRICK GOLD CORPORATION
in respect
of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of USD 0.05 ordinary
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 1,050,425 1.10% 324,131 0.34%
controlled:
(2) Cash-settled
derivatives:
27,183 0.03% 682,321 0.72%
(3) Stock-settled
derivatives
(including
options)
and agreements 26,900 0.03% 0 0.00%
to
purchase/sell:
TOTAL: 1,104,508 1.16% 1,006,452 1.06%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/sale Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
USD 0.05 Purchase 1,056,809 67.2100 GBP 64.26 GBP
ordinary
USD 0.05 Sale 710,047 67.2100 GBP 64.26 GBP
ordinary
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
USD 0.05 CFD Long 1 65.0900 GBP
ordinary
USD 0.05 SWAP Long 439 65.0685 GBP
ordinary
USD 0.05 CFD Long 448 66.1416 GBP
ordinary
USD 0.05 CFD Long 594 66.5956 GBP
ordinary
USD 0.05 SWAP Long 1,341 66.4913 GBP
ordinary
USD 0.05 CFD Long 1,623 66.5946 GBP
ordinary
USD 0.05 CFD Long 1,727 66.8210 GBP
ordinary
USD 0.05 CFD Long 1,739 66.4742 GBP
ordinary
USD 0.05 CFD Long 2,438 66.6296 GBP
ordinary
USD 0.05 SWAP Long 3,401 66.1116 GBP
ordinary
USD 0.05 CFD Long 3,921 66.5973 GBP
ordinary
USD 0.05 CFD Long 3,941 67.1249 GBP
ordinary
USD 0.05 CFD Long 10,000 65.5340 GBP
ordinary
USD 0.05 CFD Long 10,000 66.3822 GBP
ordinary
USD 0.05 SWAP Long 10,328 65.9261 GBP
ordinary
USD 0.05 SWAP Long 14,670 65.7309 GBP
ordinary
USD 0.05 SWAP Long 25,771 65.1574 GBP
ordinary
USD 0.05 SWAP Long 45,365 66.6000 GBP
ordinary
USD 0.05 SWAP Short 7 66.9200 GBP
ordinary
USD 0.05 CFD Short 368 64.9911 GBP
ordinary
USD 0.05 CFD Short 486 65.1531 GBP
ordinary
USD 0.05 CFD Short 1,454 65.4653 GBP
ordinary
USD 0.05 SWAP Short 1,716 66.4277 GBP
ordinary
USD 0.05 SWAP Short 1,961 66.6029 GBP
ordinary
USD 0.05 CFD Short 2,039 65.8528 GBP
ordinary
USD 0.05 SWAP Short 3,225 66.5700 GBP
ordinary
USD 0.05 SWAP Short 3,459 65.3744 GBP
ordinary
USD 0.05 SWAP Short 10,483 65.9647 GBP
ordinary
USD 0.05 SWAP Short 10,727 66.1863 GBP
ordinary
USD 0.05 SWAP Short 14,122 66.1466 GBP
ordinary
USD 0.05 SWAP Short 19,798 65.8297 GBP
ordinary
USD 0.05 SWAP Short 24,451 66.6000 GBP
ordinary
USD 0.05 CFD Short 82,196 66.5261 GBP
ordinary
USD 0.05 CFD Short 109,344 65.1877 GBP
ordinary
USD 0.05 CFD Short 208,004 66.6008 GBP
ordinary
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise price Type Expiry date Option money
relevant descriptione.g. purchasing, of securities per unit e.g. American, paid/
security call selling, to European etc. received
option varying etc. which option per unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between
the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open YES
Positions) attached?
Date of disclosure: 28 Dec 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose BARCLAYS CAPITAL SECURITIES LTD
positions/dealings
are being disclosed:
Name of offeror/offeree RANDGOLD RESOURCES LIMITED
in relation to whose
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.05 Call Purchased 26,900 87.0870 European 24 Jan 2019
ordinary Options
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of
the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20181228005090/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
December 28, 2018 06:58 ET (11:58 GMT)
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