Morgan Stanley & Co. Int'l plc Form 8.5 (EPT/RI) RSA Insurance Group Plc (5627U)
30 July 2015 - 7:47PM
UK Regulatory
TIDM19PK TIDMTTM TIDMRSA
RNS Number : 5627U
Morgan Stanley & Co. Int'l plc
30 July 2015
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
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(b) Name of offeror/offeree in relation to whose relevant securities this RSA Insurance Group Plc
form relates:
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is Zurich Insurance Group Ltd
connected:
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(d) Date dealing undertaken: 29 JULY 2015
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(e) Has the EPT previously disclosed, or is it today disclosing, under the No
Code in respect
of any other party to this offer?
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/sales Total number Highest Lowest price
relevant of securities price per per unit
security unit paid/received paid/received
-------------- ---------------- --------------- -------------------- ---------------
100p ordinary PURCHASES 6,405,299 5.2000 GBP 5.0100 GBP
-------------- ---------------- --------------- -------------------- ---------------
100p ordinary SALES 2,589,154 5.2034 GBP 5.0100 GBP
-------------- ---------------- --------------- -------------------- ---------------
(b) Cash-settled derivative transactions
Class of Product Nature of Number of Price
relevant description dealing reference per unit
security e.g. CFD e.g. opening/closing securities
a long/short
position, increasing/reducing
a long/short
position
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 1,492 5.0550
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 8,283 5.0600
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 2,742 5.0604
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 2,123 5.0631
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 1,140 5.0650
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 1,595 5.0724
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 45,509 5.0994
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 100 5.1006
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 223,362 5.1006
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 42,206 5.1014
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 2,292 5.1014
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 5,439 5.1014
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 148,873 5.1161
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 340,362 5.1187
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 134,730 5.1187
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 9,900 5.1294
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 3,400 5.1294
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 533 5.1400
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 5,000 5.1400
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 1,239 5.1411
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 93,352 5.1490
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 355 5.1800
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 3,319 5.1800
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 1,398 5.1800
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 243,471 5.1800
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 6,929 5.1800
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 881 5.1800
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 184 5.1800
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 26,550 5.1808
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 53,179 5.0534
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 255 5.0600
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 586 5.0781
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 223,276 5.0981
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 447,851 5.1117
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 50,000 5.1147
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 124,672 5.1150
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 43,512 5.1150
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 17,300 5.1348
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 1,600 5.1348
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 2,700 5.1348
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 700 5.1348
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 9,100 5.1348
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 23,200 5.1348
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 120,536 5.1352
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 1,010 5.1375
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 28,793 5.1375
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 115,566 5.1394
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 6,237 5.1463
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 50,463 5.1463
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 13,744 5.1534
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 390,734 5.1799
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 12,468 5.1800
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 500,000 5.1844
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 1,129 5.1800
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 571,782 5.1800
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 23,048 5.1352
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 569,915 5.1800
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 1,892 5.1800
GBP
-------------- ------------- ------------------------------- ------------ ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. date money
security e.g. selling, to which per unit American, paid/
call varying option European received
option etc. relates etc. per unit
------------- ------------- ------------- --------------- ---------- ----------- ------- ----------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- --------------- ---------- ----------- ------- ----------
(ii) Exercise
Class of relevant Product description Number of Exercise price
security e.g. call option securities per unit
------------------ -------------------- ------------ ---------------
N/A N/A N/A N/A
------------------ -------------------- ------------ ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Details Price per
security dealing e.g. unit (if applicable)
subscription,
conversion
------------------ --------------- -------- ----------------------
N/A N/A N/A N/A
------------------ --------------- -------- ----------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
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Date of disclosure: 30 JULY 2015
--------------------- ------------------
Contact name: Craig Horsley
--------------------- ------------------
Telephone number: +44(141) 245 7736
--------------------- ------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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