JPMorgan Asset Management Form 8.3 - Royal Dutch Shell Plc (6178K)
18 April 2015 - 12:35AM
UK Regulatory
TIDMRDSA
RNS Number : 6178K
JPMorgan Asset Management
17 April 2015
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: JPMorgan Asset Management
(b) Owner or controller of interests and short positions disclosed, if different from N/A
1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
--------------------------
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Royal Dutch Shell PLC
Use a separate form for each offeror/offeree
--------------------------
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify Yes
identity BG Group PLC
of offeror/offeree:
--------------------------
(e) Date position held/dealing undertaken: 16 April 2015
For an opening position disclosure, state the latest practicable date prior to the
disclosure
--------------------------
(f) In addition to the company in 1(c) above, is the discloser making disclosures in Yes
respect BG Group PLC
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
--------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: EUR 0.07 A Ordinary Shares
Interests Short positions
-------------------- ------------------
Number % Number %
------------ ------ ------------- ---
(1) Relevant securities owned and/or controlled: 24,383,928 0.63
------------ ------ ------------- ---
(2) Cash-settled derivatives: 19,021 0.00
------------ ------ ------------- ---
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
------------ ------ ------------- ---
TOTAL: 24,402,949 0.63
------------ ------ ------------- ---
Class of relevant security: EUR 0.07 B Ordinary Shares
Interests Short positions
------------------ ------------------
Number % Number %
----------- ----- ---------- ------
(1) Relevant securities owned and/or controlled: 20,793,029 0.85
----------- ----- ---------- ------
(2) Cash-settled derivatives: 908,679 0.04 848,980 0.03
----------- ----- ---------- ------
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
----------- ----- ---------- ------
TOTAL: 21,701,708 0.89 848,980 0.03
----------- ----- ---------- ------
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
EUR 0.07 A Ordinary Shares
Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary Share Purchase 1,133 21.0700 GBP
Ordinary Share Purchase 393,057 21.0851 GBP
Ordinary Share Sale 26,010 29.3659 EUR
ADR Sale 24 63.0100 USD
ADR Sale 85 63.0120 USD
ADR Sale 1,433 63.0130 USD
ADR Sale 24 63.0140 USD
ADR Sale 8 63.0150 USD
ADR Sale 6 63.3250 USD
ADR Sale 16 63.3300 USD
ADR Sale 3 63.4170 USD
ADR Sale 56 63.4180 USD
ADR Sale 188 63.4190 USD
ADR Sale 34 63.4200 USD
ADR Sale 6 63.4680 USD
ADR Sale 2 63.4700 USD
ADR Sale 4 63.4780 USD
ADR Sale 155 63.4800 USD
ADR Sale 549 63.4810 USD
ADR Sale 474 63.4820 USD
ADR Sale 98 63.4830 USD
ADR Sale 2 63.4850 USD
ADR Sale 3 63.4900 USD
ADR Sale 52 63.5190 USD
ADR Sale 20 63.5290 USD
ADR Sale 17 63.5380 USD
ADR Sale 23 63.5390 USD
ADR Sale 2 63.5400 USD
ADR Sale 18 63.6730 USD
ADR Sale 90 63.6740 USD
ADR Sale 6 63.6750 USD
-------------- --------------------- ---------------
EUR 0.07 B Ordinary Shares
Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary Share Purchase 14,200 21.3279 GBP
-------------- --------------------- ---------------
(b) Cash-settled derivative transactions
EUR 0.07 A Ordinary Shares
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Ordinary Share CFD Increasing a long 438 21.0700 GBP
position
-------------------- ------------------------- ------------------------- ---------------
EUR 0.07 B Ordinary Shares
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? No
Date of disclosure: 17 April 2015
Contact name: Daniel Swart
--------------
Telephone number: 0207 134 6168
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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