Tufton Oceanic Assets Ltd. Notification of Major Holdings (1068B)
05 January 2018 - 10:33PM
UK Regulatory
TIDMSHIP
RNS Number : 1068B
Tufton Oceanic Assets Ltd.
05 January 2018
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
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1a. Identity of the issuer Tufton Oceanic Assets Ltd
or the underlying issuer (LEI:213800L1N2V3FVNOSY44
of existing shares to which )
voting rights are attached(ii) 3RD FLOOR, WEST WING
: SUITE B, TRAFALGAR COURT
ST PETER PORT
GY1 2JA
------------------------------------------------- -------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
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Non-UK issuer X
------------------------------------------------------------------------------------- -------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
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An acquisition or disposal of voting rights X
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)(iii) :
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3. Details of person subject to the notification obligation(iv)
Name Pictet Asset Management Ltd
City and country of registered London EC2Y 5ET Moor House,
office (if applicable) 120 London Wall
4. Full name of shareholder(s) (if different from 3.)(v)
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Name
------------------------------------------------- -------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------- -------------------------------------------------
5. Date on which the threshold 20/12/2017
was crossed or reached(vi)
:
------------------------------------------------- -------------------------------------------------
6. Date on which issuer notified 21/12/2017
(DD/MM/YYYY):
------------------------------------------------- -------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
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% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
---------------------- ------------------------- ---------------- ---------------- -------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 10% 0% 10% 91,000,000
---------------------- ------------------------- ---------------- ---------------- -------------
Position
of previous
notification
(if
applicable) 0 0 0
---------------------- ------------------------- ---------------- ---------------- -------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
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A: Voting rights attached to shares
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Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
-----------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
---------------------- --------------------- -------------- ------------------------------ --------------
Registered
shares GG00BDFC1649 9,100,000 0 10.00% 0
----------------------- --------------------- -------------- ------------------------------ --------------
SUBTOTAL
8. A 9,100,000 10.00%
----------------------- ------------------------------------- ----------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
exercised/converted.
----------------------- --------------------- -------------- ------------------------------ --------------
N/A N/A N/A N/A N/A
----------------------- --------------------- -------------- ------------------------------ --------------
SUBTOTAL 8. N/A N/A
B 1
-------------- ------------------------------ --------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
--------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
---------------------- ---------------------- -------------- ----------------- ----------- --------------
N/A N/A N/A N/A N/A N/A
---------------------- ---------------------- -------------- ----------------- ----------- --------------
SUBTOTAL N/A N/A
8.B.2
----------------- ----------- --------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which X
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
---------------------------------------------------------------- ---------------------
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial instruments or is higher
higher than if it equals than the notifiable
the notifiable or is higher threshold
threshold than the notifiable
threshold
--------------------- ---------------- ----------------------- ---------------------
Pictet Canada
LP
Montreal
--------------------- ---------------- ----------------------- ---------------------
Pictet (London)
Ltd
London
(Holding Company)
--------------------- ---------------- ----------------------- ---------------------
Pictet Asset
Management Holding
SA, Geneva,
Switzerland
--------------------- ---------------- ----------------------- ---------------------
Pictet Asset
Management LTD
(London) 10.00% 0 10.00%
--------------------- ---------------- ----------------------- ---------------------
Pictet & Cie
Group SCA, Geneva
Switzerland
(holding Company)
--------------------- ---------------- ----------------------- ---------------------
Pictet Asset
Management Holding
SA, Geneva,
Switzerland
--------------------- ---------------- ----------------------- ---------------------
Pictet Asset
Management LTD
(London) 10.00% 0 10.00%
--------------------- ---------------- ----------------------- ---------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
--------------------------------------- ----------------------------------------------
The number and % of voting
rights held
--------------------------------------- ----------------------------------------------
The date until which the
voting rights will be held
--------------------------------------- ----------------------------------------------
11. Additional information(xvi)
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Pictet & Cie Group SCA is ultimately owned by the following
individual persons (UBO's):
Nicolas Pictet - Partner
Remy Best - Partner
Renaud de Planta - Partner
Bertrand Demole - Partner
Marc Pictet - Partner
Laurent Ramsey - Partner
*They all have a joint unlimited liability on Pictet
& Cie Group SCA and none of them have a position control
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Place of completion London EC2Y 5ET Moor House, 120 London Wall
-------------------- --------------------------------------------
Date of completion 21/12/2017
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Annex: Notification of major holdings (to be filed with
the FCA only)
A: Identity of the person subject to the notification
obligation
----------------------------------------------------------------------------
Full name (including legal Pictet Asset Management LTD
form for legal entities)
-------------------------------------- ------------------------------------
Contact address (registered London EC2Y 5ET Moor House,
office for legal entities) 120 London Wall
-------------------------------------- ------------------------------------
E-Mail compliance_ldn@pictet.com
-------------------------------------- ------------------------------------
Phone number / Fax number +44 20 7847 5040
-------------------------------------- ------------------------------------
Other useful information David Cawthrow (Head of Compliance)
(at least legal representative
for legal persons)
-------------------------------------- ------------------------------------
B: Identity of the notifier, if applicable
----------------------------------------------------------------------------
Full name N/A
-------------------------------------- ------------------------------------
Contact address N/A
-------------------------------------- ------------------------------------
E-Mail N/A
-------------------------------------- ------------------------------------
Phone number / Fax number N/A
-------------------------------------- ------------------------------------
Other useful information N/A
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
-------------------------------------- ------------------------------------
C: Additional information
----------------------------------------------------------------------------
N/A
----------------------------------------------------------------------------
Please send the completed form together with this annex to the
FCA at the following email
address: Majorshareholdings@fca.org.uk. Please send in Microsoft
Word format if possible.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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