TIDMSHP
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller
of interests and short
positions disclosed, if
different from 1(a):
The naming of nominee or vehicle
companies is insufficient. For a
trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree SHIRE PLC
in relation to whose
relevant securities this form relates:
Use a separate form for
each offeror/offeree
(d) If an exempt fund manager connected
with an offeror/offeree,
state this and specify identity
of offeror/offeree:
(e) Date position held/dealing 4 January 2019
undertaken:
For an opening position disclosure,
state the latest
practicable date prior
to the disclosure
(f) In addition to the company in YES TAKEDA PHARMACEUTICAL CO LTD
1(c) above, is the discloser
making disclosures in respect of
any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of 5p ordinary
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 6,710,090 0.73% 1,067,281 0.12%
controlled:
(2) Cash-settled
derivatives:
689,177 0.08% 5,198,637 0.57%
(3) Stock-settled
derivatives
(including
options)
and agreements 740,000 0.08% 469,500 0.05%
to
purchase/sell:
(4)
TOTAL: 8,139,267 0.89% 6,735,418 0.73%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant
security securities
5p ordinary Purchase 13,049 46.4500 GBP
5p ordinary Purchase 13,909 47.0000 GBP
5p ordinary Purchase 40,497 46.5050 GBP
5p ordinary Purchase 45,485 46.9152 GBP
5p ordinary Purchase 66,505 46.5000 GBP
5p ordinary Purchase 106,130 46.9000 GBP
5p ordinary Sale 1,507 47.2000 GBP
5p ordinary Sale 7,006 46.9000 GBP
5p ordinary Sale 28,247 46.5050 GBP
5p ordinary Sale 54,255 46.5000 GBP
ADR Purchase 4 176.2300 USD
ADR Purchase 41 179.2000 USD
ADR Purchase 100 176.3800 USD
ADR Purchase 100 179.5400 USD
ADR Purchase 200 176.2500 USD
ADR Purchase 200 176.5000 USD
ADR Purchase 300 178.2533 USD
ADR Purchase 300 177.2533 USD
ADR Purchase 400 176.7362 USD
ADR Purchase 463 179.5678 USD
ADR Purchase 1,000 178.6940 USD
ADR Purchase 1,113 178.6069 USD
ADR Purchase 1,500 178.7778 USD
ADR Purchase 1,500 179.2460 USD
ADR Purchase 2,400 179.0420 USD
ADR Purchase 2,932 178.8676 USD
ADR Purchase 3,667 178.3049 USD
ADR Purchase 4,000 176.6750 USD
ADR Purchase 11,000 177.4679 USD
ADR Purchase 12,800 177.5923 USD
ADR Purchase 46,805 174.0400 USD
ADR Sale 32 178.7600 USD
ADR Sale 100 178.2700 USD
ADR Sale 100 179.0100 USD
ADR Sale 100 179.4500 USD
ADR Sale 173 178.0121 USD
ADR Sale 190 177.7000 USD
ADR Sale 200 179.1350 USD
ADR Sale 200 176.5000 USD
ADR Sale 241 176.7518 USD
ADR Sale 300 176.6500 USD
ADR Sale 400 178.7076 USD
ADR Sale 400 179.2100 USD
ADR Sale 400 179.0725 USD
ADR Sale 400 179.0025 USD
ADR Sale 497 179.0243 USD
ADR Sale 499 177.7316 USD
ADR Sale 500 179.1340 USD
ADR Sale 515 179.0526 USD
ADR Sale 600 179.0950 USD
ADR Sale 722 179.0183 USD
ADR Sale 900 179.2438 USD
ADR Sale 1,000 178.6940 USD
ADR Sale 1,056 178.0739 USD
ADR Sale 1,200 178.4133 USD
ADR Sale 1,295 179.0812 USD
ADR Sale 1,300 179.1800 USD
ADR Sale 1,700 176.6794 USD
ADR Sale 1,813 178.2015 USD
ADR Sale 2,000 179.0500 USD
ADR Sale 2,000 176.6750 USD
ADR Sale 2,063 179.3324 USD
ADR Sale 2,400 178.3070 USD
ADR Sale 2,400 179.1814 USD
ADR Sale 2,932 178.8676 USD
ADR Sale 3,400 178.0689 USD
ADR Sale 3,427 178.8885 USD
ADR Sale 4,761 179.0089 USD
ADR Sale 9,400 177.4199 USD
ADR Sale 12,800 177.7301 USD
ADR Sale 46,805 174.0400 USD
(b) Cash-settled
derivative
transactions
Class of Product Nature of Number of Price per
dealing
relevant description reference unit
security securities
5p ordinary SWAP Long 3,194 47.0415 GBP
5p ordinary SWAP Short 1,659 47.0000 GBP
5p ordinary CFD Short 5,000 47.0042 GBP
5p ordinary SWAP Short 6,524 46.5466 GBP
5p ordinary CFD Short 6,525 48.3600 GBP
5p ordinary CFD Short 40,485 46.9042 GBP
5p ordinary SWAP Short 70,000 46.8252 GBP
5p ordinary SWAP Short 90,000 46.9469 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
ADR Call Purchasing 1,000 175 USD American 18 Jan 2019 6.1000 USD
Options
ADR Call Purchasing 100 180 USD American 4 Jan 2019 0.2500 USD
Options
ADR Call Selling 2,000 210 USD American 17 Jan 2020 4.0000 USD
Options
ADR Put Selling 200 168 USD American 18 Jan 2019 0.4000 USD
Options
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 7 Jan 2019
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Barclays PLC.
Name of offeror/offeree in relation to whose relevant SHIRE PLC
securities the disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ADR Call Purchased 100 190.0000 American 4 Jan 2019
Options
ADR Call Purchased 100 195.0000 American 15 Jan 2021
Options
ADR Call Purchased 100 220.0000 American 18 Jan 2019
Options
ADR Call Purchased 100 180.0000 American 4 Jan 2019
Options
ADR Call Purchased 100 110.0000 American 17 Jan 2020
Options
ADR Call Purchased 100 105.0000 American 18 Jan 2019
Options
ADR Call Purchased 100 140.0000 American 18 Jan 2019
Options
ADR Call Purchased 100 173.0000 American 18 Jan 2019
Options
ADR Call Purchased 100 155.0000 American 15 Jan 2021
Options
ADR Call Purchased 100 195.0000 American 19 Jul 2019
Options
ADR Call Purchased 200 160.0000 American 17 Jan 2020
Options
ADR Call Purchased 200 210.0000 American 18 Jan 2019
Options
ADR Call Purchased 200 120.0000 American 17 Jan 2020
Options
ADR Call Purchased 200 135.0000 American 17 Jan 2020
Options
ADR Call Purchased 200 155.0000 American 17 Jan 2020
Options
ADR Call Purchased 200 130.0000 American 17 Jan 2020
Options
ADR Call Purchased 300 115.0000 American 18 Jan 2019
Options
ADR Call Purchased 400 170.0000 American 17 Jan 2020
Options
ADR Call Purchased 400 230.0000 American 18 Jan 2019
Options
ADR Call Purchased 500 150.0000 American 18 Jan 2019
Options
ADR Call Purchased 900 195.0000 American 18 Apr 2019
Options
ADR Call Purchased 1,000 180.0000 American 18 Apr 2019
Options
ADR Call Purchased 1,000 185.0000 American 19 Jul 2019
Options
ADR Call Purchased 1,000 180.0000 American 17 Jan 2020
Options
ADR Call Purchased 1,000 135.0000 American 18 Jan 2019
Options
ADR Call Purchased 1,000 190.0000 American 11 Jan 2019
Options
ADR Call Purchased 1,000 170.0000 American 19 Jul 2019
Options
ADR Call Purchased 1,000 175.0000 American 19 Jul 2019
Options
ADR Call Purchased 1,100 190.0000 American 15 Feb 2019
Options
ADR Call Purchased 1,400 230.0000 American 15 Jan 2021
Options
ADR Call Purchased 1,700 195.0000 American 17 Jan 2020
Options
ADR Call Purchased 2,000 165.0000 American 18 Apr 2019
Options
ADR Call Purchased 2,000 150.0000 American 17 Jan 2020
Options
ADR Call Purchased 2,100 190.0000 American 18 Apr 2019
Options
ADR Call Purchased 2,600 185.0000 American 18 Apr 2019
Options
ADR Call Purchased 3,100 155.0000 American 18 Jan 2019
Options
ADR Call Purchased 3,800 125.0000 American 18 Jan 2019
Options
ADR Call Purchased 4,300 170.0000 American 18 Apr 2019
Options
ADR Call Purchased 4,600 175.0000 American 18 Apr 2019
Options
ADR Call Purchased 5,700 160.0000 American 19 Jul 2019
Options
ADR Call Purchased 7,700 155.0000 American 18 Apr 2019
Options
ADR Call Purchased 9,200 200.0000 American 15 Jan 2021
Options
ADR Call Purchased 18,200 160.0000 American 18 Jan 2019
Options
ADR Call Purchased 22,300 200.0000 American 18 Jan 2019
Options
ADR Call Purchased 23,900 195.0000 American 18 Jan 2019
Options
ADR Call Purchased 25,300 175.0000 American 18 Jan 2019
Options
ADR Call Purchased 137,900 190.0000 American 18 Jan 2019
Options
ADR Call Written -56,000 200.0000 American 17 Jan 2020
Options
ADR Call Written -42,400 200.0000 American 19 Jul 2019
Options
ADR Call Written -33,100 185.0000 American 18 Jan 2019
Options
ADR Call Written -31,000 180.0000 American 18 Jan 2019
Options
ADR Call Written -7,400 240.0000 American 17 Jan 2020
Options
ADR Call Written -4,100 165.0000 American 18 Jan 2019
Options
ADR Call Written -2,400 145.0000 American 18 Jan 2019
Options
ADR Call Written -2,400 130.0000 American 18 Jan 2019
Options
ADR Call Written -2,000 210.0000 American 17 Jan 2020
Options
ADR Call Written -1,500 210.0000 American 19 Jul 2019
Options
ADR Call Written -1,000 85.0000 American 18 Jan 2019
Options
ADR Call Written -800 170.0000 American 18 Jan 2019
Options
ADR Call Written -800 155.0000 American 18 Apr 2019
Options
ADR Call Written -600 160.0000 American 18 Jan 2019
Options
ADR Call Written -500 135.0000 American 19 Jul 2019
Options
ADR Call Written -300 160.0000 American 18 Apr 2019
Options
ADR Call Written -100 168.0000 American 18 Jan 2019
Options
ADR Call Written -100 150.0000 American 18 Apr 2019
Options
ADR Call Written -100 140.0000 American 17 Jan 2020
Options
ADR Put Purchased -164,700 165.0000 American 18 Jan 2019
Options
ADR Put Purchased -41,400 135.0000 American 18 Jan 2019
Options
ADR Put Purchased -15,600 160.0000 American 18 Apr 2019
Options
ADR Put Purchased -5,900 180.0000 American 18 Jan 2019
Options
ADR Put Purchased -5,300 165.0000 American 15 Jan 2021
Options
ADR Put Purchased -5,000 170.0000 American 18 Jan 2019
Options
ADR Put Purchased -4,200 155.0000 American 18 Jan 2019
Options
ADR Put Purchased -3,700 145.0000 American 17 Jan 2020
Options
ADR Put Purchased -3,500 140.0000 American 18 Jan 2019
Options
ADR Put Purchased -2,900 175.0000 American 18 Jan 2019
Options
ADR Put Purchased -2,700 80.0000 American 18 Jan 2019
Options
ADR Put Purchased -2,600 160.0000 American 15 Jan 2021
Options
ADR Put Purchased -2,500 120.0000 American 17 Jan 2020
Options
ADR Put Purchased -2,300 175.0000 American 4 Jan 2019
Options
ADR Put Purchased -2,300 85.0000 American 18 Jan 2019
Options
ADR Put Purchased -2,100 150.0000 American 18 Jan 2019
Options
ADR Put Purchased -2,000 130.0000 American 15 Jan 2021
Options
ADR Put Purchased -2,000 80.0000 American 17 Jan 2020
Options
ADR Put Purchased -1,800 115.0000 American 18 Jan 2019
Options
ADR Put Purchased -1,700 160.0000 American 17 Jan 2020
Options
ADR Put Purchased -1,400 165.0000 American 17 Jan 2020
Options
ADR Put Purchased -1,200 135.0000 American 17 Jan 2020
Options
ADR Put Purchased -1,100 170.0000 American 17 Jan 2020
Options
ADR Put Purchased -1,100 70.0000 American 17 Jan 2020
Options
ADR Put Purchased -1,000 155.0000 American 15 Jan 2021
Options
ADR Put Purchased -800 150.0000 American 17 Jan 2020
Options
ADR Put Purchased -600 180.0000 American 18 Apr 2019
Options
ADR Put Purchased -500 140.0000 American 17 Jan 2020
Options
ADR Put Purchased -400 165.0000 American 19 Jul 2019
Options
ADR Put Purchased -200 65.0000 American 17 Jan 2020
Options
ADR Put Purchased -100 195.0000 American 15 Jan 2021
Options
ADR Put Purchased -100 170.0000 American 4 Jan 2019
Options
ADR Put Purchased -100 165.0000 American 15 Feb 2019
Options
ADR Put Purchased -100 75.0000 American 17 Jan 2020
Options
ADR Put Written 100 110.0000 American 18 Jan 2019
Options
ADR Put Written 100 95.0000 American 18 Jan 2019
Options
ADR Put Written 100 110.0000 American 17 Jan 2020
Options
ADR Put Written 100 168.0000 American 18 Jan 2019
Options
ADR Put Written 200 200.0000 American 17 Jan 2020
Options
ADR Put Written 200 100.0000 American 18 Jan 2019
Options
ADR Put Written 1,000 90.0000 American 18 Jan 2019
Options
ADR Put Written 1,000 160.0000 American 4 Jan 2019
Options
ADR Put Written 1,800 185.0000 American 18 Jan 2019
Options
ADR Put Written 2,300 130.0000 American 18 Jan 2019
Options
ADR Put Written 4,000 165.0000 American 18 Apr 2019
Options
ADR Put Written 5,300 120.0000 American 18 Jan 2019
Options
ADR Put Written 6,900 170.0000 American 18 Apr 2019
Options
ADR Put Written 11,000 160.0000 American 19 Jul 2019
Options
ADR Put Written 13,800 155.0000 American 18 Apr 2019
Options
ADR Put Written 19,400 165.0000 American 18 Jan 2019
Options
ADR Put Written 29,300 125.0000 American 18 Jan 2019
Options
ADR Put Written 89,500 160.0000 American 18 Jan 2019
Options
ADR Put Written 263,300 145.0000 American 0 Jan 1900
Options
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20190107005542/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
January 07, 2019 06:43 ET (11:43 GMT)
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