TIDMTSCO
RNS Number : 5411Z
Citadel Group
15 December 2017
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE
BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING
1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Citadel Group
----------------------------------------------- -----------------
(b) Owner or controller of interests
and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle
companies is
insufficient. For a trust, the
trustee(s), settlor and
beneficiaries must be named.
----------------------------------------------- -----------------
(c) Name of offeror/offeree in relation TESCO PLC
to whose relevant
securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------- -----------------
(d) If an exempt fund manager connected
with an
offeror/offeree, state this and
specify identity of
offeror/offeree:
----------------------------------------------- -----------------
(e) Date position held/dealing undertaken: 14 December, 2017
For an opening position disclosure,
state the latest
practicable date prior to the disclosure
----------------------------------------------- -----------------
(f) In addition to the company in BOOKER GROUP PLC
1(c) above, is the
discloser making disclosures in
respect of any other
party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
----------------------------------------------- -----------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose
in more than one class of relevant securities of the offeror
or offeree named in 1(c), copy table 2(a) or (b) (as appropriate)
for each additional class of relevant security.
(a) Interests and short positions in the relevant securities
of the offeror or offeree to which the disclosure relates
following the dealing (if any)
Class of relevant Common Stock ISIN GB0008847096
security:
-------------------------- ---------------------------------------------
Interests Short Positions
-------------------------- -----------------
Number % Number %
-------------------------- ----------------- ------- --------- ------
(1) Relevant securities
owned and/or controlled: 191,440 0.00 0 0.00
-------------------------- ----------------- ------- --------- ------
(2) Cash-settled
derivatives: 86,059,400 1.05 359,363 0.00
-------------------------- ----------------- ------- --------- ------
(3) Stock-settled
derivatives (including
options) and agreements
to purchase/sell: 438,000 0.01 328,000 0.00
-------------------------- ----------------- ------- --------- ------
TOTAL: 86,688,840 1.06 687,363 0.01
-------------------------- ----------------- ------- --------- ------
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase
or sell relevant securities, should be given on a Supplemental
Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including
directors' and other employee options)
Class of relevant security
in relation to which subscription
right exists:
----------------------------------
Details, including nature of
the rights concerned and relevant
percentages:
----------------------------------
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class
of relevant securities of the offeror or offeree named
in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate)
for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts
should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
ISIN GB0008847096
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 2,686 2.0555 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 5,819 2.056 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 2,101 2.0565 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 2,529 2.057 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 2,150 2.0575 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 10,535 2.058 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 604 2.0585 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 3,981 2.0595 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 9,111 2.06 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 2,446 2.0605 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 6,170 2.062 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 11,585 2.0625 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 241 2.063 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 9,873 2.0635 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 7,571 2.064 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 2,400 2.0645 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 9,114 2.065 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 13,819 2.0655 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 15,075 2.066 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 26,554 2.0665 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 5,370 2.067 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 2,681 2.0675 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 9,542 2.069 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 344,710 2.0695 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 23,723 2.07 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 10,393 2.0705 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 23,237 2.071 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 26,460 2.0715 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 57,426 2.072 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 58,109 2.0725 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 108,824 2.073 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 1,071 2.0732 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 70,517 2.0735 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 135,953 2.074 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 355,152 2.0745 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 267,802 2.075 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 152,141 2.0755 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 175 2.0758 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 115,225 2.076 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 107,110 2.0765 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 47,214 2.077 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 2,871 2.0773 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 111,159 2.0775 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 66,394 2.078 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 37,228 2.0785 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 27,926 2.079 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 39,413 2.0795 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 16,852 2.08 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 5,444 2.0805 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Purchase 6,200 2.081 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -1,341 2.055 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -894 2.058 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -5,655 2.0585 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -1,200 2.059 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -1,600 2.06 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -1,200 2.062 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -2,134 2.063 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -4,590 2.064 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -3,041 2.065 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -2,400 2.0655 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -3,200 2.0665 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -36,332 2.067 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -3,500 2.068 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -22,649 2.0685 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -5,569 2.069 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -1,132 2.0695 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -30,024 2.07 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -10,032 2.0705 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -22,521 2.071 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -95,725 2.0715 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -26,883 2.072 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -102,862 2.0725 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -63,930 2.073 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -95,690 2.0735 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -227,332 2.074 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -236,970 2.0745 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -124,322 2.075 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -123,168 2.0755 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -67,488 2.076 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -42,274 2.0765 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -35,109 2.077 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -59,559 2.0775 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -64,450 2.078 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -40,060 2.0785 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -40,066 2.079 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -31,062 2.0795 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -41,370 2.08 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -22,320 2.0805 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -1,700 2.0815 GBP
-------------------------- ------------- -------------------- --------------
Common Stock Sale -900 2.0825 GBP
-------------------------- ------------- -------------------- --------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of Price per
security e.g. CFD e.g. reference unit
opening/closing securities
ISIN GB0008847096 a long/short
position,
increasing/reducing
a long/short
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Increasing long 1,022 2.062202 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Increasing long 14,585 2.062889 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Increasing long 88,882 2.073766 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Increasing long 168,749 2.073766 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Increasing long 560 2.074268 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Increasing short -181 2.0755 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Increasing short -180 2.0755 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Increasing short -972 2.0775 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Increasing short -82,651 2.077836 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Increasing short -44,777 2.077849 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing long -226,616 2.073045 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing long -76,018 2.073045 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing long -11,034 2.073045 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing long -1,398 2.073045 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing long -1,376 2.073045 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing long -250,055 2.073312 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing long -161,485 2.073312 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing long -155,319 2.073312 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing long -122,999 2.073312 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing long -80,456 2.073312 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing long -28,857 2.073312 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing long -4,712 2.073312 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing long -3,489 2.073312 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing long -2,073 2.073312 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing long -21,065 2.077836 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing short 2,611 2.07361 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing short 66,172 2.07361 GBP
position
------------------- ------------------- ------------------- ----------- ------------
Common Stock CFD Reducing short 100,592 2.07361 GBP
position
------------------- ------------------- ------------------- ----------- ------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of price e.g. date money
security e.g. call selling, securities per unit American, paid/
ISIN option varying to which European received
GB0008847096 etc. option etc. per unit
relates
------------ ----------- ----------- ---------- -------- --------- ---------- --------
Common Call Option Purchasing 1,000 2.2 GBP American 20/04/2018 0.06
GBP
------------ ----------- ----------- ---------- -------- --------- ---------- --------
Common Call Option Purchasing 17,000 1.95 GBP American 19/01/2018 0.145
GBP
------------ ----------- ----------- ---------- -------- --------- ---------- --------
(ii) Exercise
Class of relevant Product description Exercising/ Number of Exercise price
security e.g. call exercised securities per unit
option against
----------------- ------------------- ----------- ----------- --------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
----------------- ------------------- ------- ----------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any
agreement or understanding, formal or informal, relating
to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person
acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not
be included. If there are no such agreements, arrangements
or understandings, state "none"
-----------------------------------------------------------
None
-----------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative is
referenced:
If there are no such agreements, arrangements or understandings,
state "none"
-----------------------------------------------------------------
None
-----------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) YES
attached?
----------------------------------------- ---
Date of disclosure: 15 December, 2017
-------------------- -----------------
Contact name: Alasdair Putt
-------------------- -----------------
Telephone number: 020 7645 9700
-------------------- -----------------
Public disclosures under Rule 8 of the Code must be made
to a Regulatory Information Service and must also be emailed
to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements
on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making Citadel Group
disclosure:
----------------------------------- -------------
Name of offeror/offeree in TESCO PLC
relation to whose relevant
securities the disclosure relates:
----------------------------------- -------------
2. STOCK-SETTLED DERIVATIVES (INCLUDING
OPTIONS)
Class of Product Written Number Exercise Type Expiry
relevant description or of price e.g. date
security e.g. call purchased securities per unit American,
ISIN option to which European
GB0008847096 option etc.
or
derivative
relates
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Call Option Purchased 2000 1.7 USD American 15/12/2017
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Put Option Written 45000 1.95 USD American 15/12/2017
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Put Option Written 1000 2.4 USD American 15/12/2017
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Put Option Purchased -2000 1.8 USD American 19/01/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Call Option Purchased 60000 1.9 USD American 15/12/2017
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Call Option Written -73000 1.95 USD American 15/12/2017
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Call Option Purchased 25000 1.85 USD American 15/12/2017
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Put Option Purchased -220000 2 USD American 19/01/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Call Option Purchased 330000 2.2 USD American 16/03/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Put Option Written 13000 2 USD American 16/03/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Call Option Purchased 1000 2 USD American 19/01/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Put Option Purchased -30000 1.6 USD American 15/12/2017
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Put Option Written 10000 2.2 USD American 15/12/2017
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Call Option Purchased 10000 2 USD American 16/03/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Call Option Purchased 5000 1.8 USD American 15/12/2017
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Call Option Purchased 1000 2.2 USD American 20/04/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Put Option Purchased -35000 1.6 USD American 19/01/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Call Option Purchased 5000 2.1 USD American 19/01/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Call Option Purchased 23000 1.9 USD American 19/01/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Call Option Purchased 30000 2.05 USD American 19/01/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Call Option Written -32000 1.95 USD American 19/01/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Put Option Purchased -30000 1.7 USD American 19/01/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Call Option Purchased 27000 2.1 USD American 16/02/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Put Option Purchased -6000 1.7 USD American 16/03/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Call Option Purchased 4000 1.9 USD American 16/03/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Call Option Purchased 20000 1.95 USD American 16/03/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Put Option Purchased -35000 1.5 USD American 16/03/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Put Option Purchased -1000 1.9 USD American 18/05/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Put Option Purchased -35000 1.65 USD American 19/01/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Put Option Purchased -5000 1.85 USD American 21/09/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
Common Put Option Written 2000 2.05 USD American 16/02/2018
------------ ------------ ----------- ----------- --------- ----------- ----------
3. AGREEMENTS TO PURCHASE
OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
------------------------------------------------------
It is not necessary to provide details on a Supplemental
Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts
should be stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements
on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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