Current Report Filing (8-k)
11 October 2017 - 8:13AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section
13 or 15(d) of the
Securities Exchange
Act of 1934
Date of Report (Date
of Earliest Event Reported): October 10, 2017
GROWGENERATION
CORP
(Exact Name of Registrant
as Specified in its Charter)
Colorado
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333-207889
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46-5008129
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(State or other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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1000 West Mississippi
Avenue
Denver, Colorado
80233
(Address of Principal
Executive Offices)
Registrant’s
telephone number, including area code:
800-935-8420
N/A
(Former Address
of Principal Executive Offices)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation under any of the
following provisions (
see
General Instruction A.2. below):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule
13e-4(c)) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company
☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
o
Section
7 – Regulation FD
Item 7.01. Regulation FD Disclosure
GrowGeneration
Corp. ’s (the “Company”) common stock has been approved by OTC Market Group to start trading on the OTCQX®
Best Market as of October 10, 2017.
On the same day, the Company
published
a press release regarding its upgrade
from the OTCQB® Venture Market to the OTCQX® Best Market
.
A
copy of the press release is attached hereto as Exhibit 99.1. The information contained in this item and the exhibits attached
herewith shall be deemed furnished and not filed.
Section 9 – Financial Statements
and Exhibits
Item 9.01. Financial Statements and
Exhibits
2
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its
behalf by the undersigned thereunto duly authorized.
Date: October 10, 2017
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GrowGeneration Corp.
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By:
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/s/ Darren Lampert
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Name:
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Darren Lampert
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Title:
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Chief Executive Officer
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