James A. Dinsmore
Form N-PX is to be used by a registered
management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5
of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s
proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act
of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose
the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond
to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget
(“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate
and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
|
Investment Company Report
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|
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UNILEVER
N.V.
|
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|
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Security
|
904784709
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Meeting Type
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Special
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Ticker Symbol
|
UN
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Meeting Date
|
21-Sep-2020
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ISIN
|
US9047847093
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Agenda
|
935261038
- Management
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Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
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1.
|
To amend NV's
articles of association in connection with Unification (proposed under agenda item 2).
|
Management
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For
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2.
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To approve Unification.
|
Management
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For
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3.
|
To discharge
executive directors.
|
Management
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For
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4.
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To discharge
non-executive directors.
|
Management
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For
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UNILEVER
N.V.
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|
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Security
|
904784709
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Meeting Type
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Special
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Ticker Symbol
|
UN
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Meeting Date
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21-Sep-2020
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ISIN
|
US9047847093
|
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Agenda
|
935266723
- Management
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Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1.
|
To amend NV's
articles of association in connection with Unification (proposed under agenda item 2).
|
Management
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For
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|
2.
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To approve Unification.
|
Management
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For
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3.
|
To discharge
executive directors.
|
Management
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For
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4.
|
To discharge
non-executive directors.
|
Management
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For
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CONAGRA
BRANDS, INC.
|
|
|
|
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Security
|
205887102
|
|
|
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Meeting Type
|
Annual
|
|
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Ticker Symbol
|
CAG
|
|
|
|
Meeting Date
|
23-Sep-2020
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|
ISIN
|
US2058871029
|
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Agenda
|
935259374
- Management
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Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1A.
|
Election of Director: Anil Arora
|
Management
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For
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For
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1B.
|
Election of Director:
Thomas K. Brown
|
Management
|
|
For
|
|
For
|
|
|
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|
|
1C.
|
Election of Director:
Sean M. Connolly
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1D.
|
Election of Director:
Joie A. Gregor
|
Management
|
|
For
|
|
For
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|
|
|
|
|
1E.
|
Election of Director:
Rajive Johri
|
Management
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For
|
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For
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|
1F.
|
Election of Director:
Richard H. Lenny
|
Management
|
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For
|
|
For
|
|
|
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|
1G.
|
Election of Director:
Melissa Lora
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1H.
|
Election of Director:
Ruth Ann Marshall
|
Management
|
|
For
|
|
For
|
|
|
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|
1I.
|
Election of Director:
Craig P. Omtvedt
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1J.
|
Election of Director:
Scott Ostfeld
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
2.
|
Ratification
of the appointment of KPMG LLP as our independent auditor for fiscal 2021.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3.
|
Advisory approval
of our named executive officer compensation.
|
Management
|
|
For
|
|
For
|
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|
ALIBABA
GROUP HOLDING LIMITED
|
|
|
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Security
|
01609W102
|
|
|
|
Meeting Type
|
Annual
|
|
|
|
Ticker Symbol
|
BABA
|
|
|
|
Meeting Date
|
30-Sep-2020
|
|
|
ISIN
|
US01609W1027
|
|
|
|
Agenda
|
935265086
- Management
|
|
|
|
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Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1.
|
Amend and restate
the Company's Memorandum and Articles of Association to expressly permit completely virtual shareholders' meetings and reflect such
updates as are detailed in the proxy statement and set forth in Exhibit A thereto.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
2.1
|
Election of Director:
MAGGIE WEI WU (To serve for a three year term or until such director's successor is elected or appointed and duly qualified).
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
2.2
|
Election of Director:
KABIR MISRA (To serve for a three year term or until such director's successor is elected or appointed and duly qualified).
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
2.3
|
Election of Director:
WALTER TEH MING KWAUK (To serve for a three year term or until such director's successor is elected or appointed and duly qualified).
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3.
|
Ratify the appointment
of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31,
2021.
|
Management
|
|
For
|
|
For
|
|
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|
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|
MICROSOFT
CORPORATION
|
|
|
|
|
|
Security
|
594918104
|
|
|
|
Meeting Type
|
Annual
|
|
|
|
Ticker Symbol
|
MSFT
|
|
|
|
Meeting Date
|
02-Dec-2020
|
|
|
ISIN
|
US5949181045
|
|
|
|
Agenda
|
935284478 - Management
|
|
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1A.
|
Election
of Director: Reid G. Hoffman
|
Management
|
|
For
|
|
For
|
|
|
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|
|
1B.
|
Election
of Director: Hugh F. Johnston
|
Management
|
|
For
|
|
For
|
|
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|
|
1C.
|
Election
of Director: Teri L. List-Stoll
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1D.
|
Election
of Director: Satya Nadella
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1E.
|
Election
of Director: Sandra E. Peterson
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1F.
|
Election
of Director: Penny S. Pritzker
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1G.
|
Election
of Director: Charles W. Scharf
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1H.
|
Election
of Director: Arne M. Sorenson
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1I.
|
Election
of Director: John W. Stanton
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1J.
|
Election
of Director: John W. Thompson
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1K.
|
Election
of Director: Emma N. Walmsley
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1L.
|
Election
of Director: Padmasree Warrior
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
2.
|
Advisory
vote to approve named executive officer compensation.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3.
|
Ratification
of Deloitte & Touche LLP as our independent auditor for fiscal year 2021.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
4.
|
Shareholder
Proposal - Report on Employee Representation on Board of Directors.
|
Shareholder
|
|
Against
|
|
For
|
|
|
|
|
|
THE
WALT DISNEY COMPANY
|
|
|
|
|
|
Security
|
254687106
|
|
|
|
Meeting Type
|
Annual
|
|
|
|
Ticker Symbol
|
DIS
|
|
|
|
Meeting
Date
|
09-Mar-2021
|
|
|
ISIN
|
US2546871060
|
|
|
|
Agenda
|
935328206
- Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1A.
|
Election
of Director: Susan E. Arnold
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1B.
|
Election
of Director: Mary T. Barra
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1C.
|
Election
of Director: Safra A. Catz
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1D.
|
Election
of Director: Robert A. Chapek
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1E.
|
Election
of Director: Francis A. deSouza
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1F.
|
Election
of Director: Michael B.G. Froman
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1G.
|
Election
of Director: Robert A. Iger
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1H.
|
Election
of Director: Maria Elena Lagomasino
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1I.
|
Election
of Director: Mark G. Parker
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1J.
|
Election
of Director: Derica W. Rice
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
2.
|
To
ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3.
|
To
approve the advisory resolution on executive compensation.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
4.
|
Shareholder
proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities.
|
Shareholder
|
|
Abstain
|
|
Against
|
|
|
|
|
|
5.
|
Shareholder
proposal requesting non-management employees on director nominee candidate lists.
|
Shareholder
|
|
Against
|
|
For
|
|
|
|
|
|
PFIZER
INC.
|
|
|
|
|
|
Security
|
717081103
|
|
|
|
Meeting Type
|
Annual
|
|
|
|
Ticker Symbol
|
PFE
|
|
|
|
Meeting
Date
|
22-Apr-2021
|
|
|
ISIN
|
US7170811035
|
|
|
|
Agenda
|
935344503 - Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1A.
|
Election
of Director: Ronald E. Blaylock
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1B.
|
Election
of Director: Albert Bourla
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1C.
|
Election
of Director: Susan Desmond-Hellmann
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1D.
|
Election
of Director: Joseph J. Echevarria
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1E.
|
Election
of Director: Scott Gottlieb
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1F.
|
Election
of Director: Helen H. Hobbs
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1G.
|
Election
of Director: Susan Hockfield
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1H.
|
Election
of Director: Dan R. Littman
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1I.
|
Election
of Director: Shantanu Narayen
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1J.
|
Election
of Director: Suzanne Nora Johnson
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1K.
|
Election
of Director: James Quincey
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1L.
|
Election
of Director: James C. Smith
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
2.
|
Ratify
the selection of KPMG LLP as independent registered public accounting firm for 2021.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3.
|
2021
advisory approval of executive compensation.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
4.
|
Shareholder
proposal regarding independent chair policy.
|
Shareholder
|
|
Against
|
|
For
|
|
|
|
|
|
5.
|
Shareholder
proposal regarding political spending report.
|
Shareholder
|
|
Abstain
|
|
Against
|
|
|
|
|
|
6.
|
Shareholder
proposal regarding access to COVID-19 products.
|
Shareholder
|
|
Abstain
|
|
Against
|
|
|
|
|
|
AT&T
INC.
|
|
|
|
|
|
Security
|
00206R102
|
|
|
|
Meeting Type
|
Annual
|
|
|
|
Ticker Symbol
|
T
|
|
|
|
Meeting
Date
|
30-Apr-2021
|
|
|
ISIN
|
US00206R1023
|
|
|
|
Agenda
|
935347179
- Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1A.
|
Election
of Director: William E. Kennard
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1B.
|
Election
of Director: Samuel A. Di Piazza, Jr.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1C.
|
Election
of Director: Scott T. Ford
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1D.
|
Election
of Director: Glenn H. Hutchins
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1E.
|
Election
of Director: Debra L. Lee
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1F.
|
Election
of Director: Stephen J. Luczo
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1G.
|
Election
of Director: Michael B. McCallister
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1H.
|
Election
of Director: Beth E. Mooney
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1I.
|
Election
of Director: Matthew K. Rose
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1J.
|
Election
of Director: John T. Stankey
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1K.
|
Election
of Director: Cynthia B. Taylor
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1L.
|
Election
of Director: Geoffrey Y. Yang
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
2.
|
Ratification
of appointment of independent auditors.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3.
|
Advisory
approval of executive compensation.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
4.
|
Stockholder
Right to Act by Written Consent.
|
Shareholder
|
|
Against
|
|
For
|
|
|
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|
ELI
LILLY AND COMPANY
|
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|
|
|
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Security
|
532457108
|
|
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|
Meeting
Type
|
Annual
|
|
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|
Ticker
Symbol
|
LLY
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|
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|
Meeting
Date
|
03-May-2021
|
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|
ISIN
|
US5324571083
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Agenda
|
935355354
- Management
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Item
|
Proposal
|
Proposed
by
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|
Vote
|
For/Against
Management
|
|
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|
1a.
|
Election
of Director to serve a three year term: K. Baicker, Ph.D.
|
Management
|
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For
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|
For
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|
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|
1b.
|
Election
of Director to serve a three year term: J.E. Fyrwald
|
Management
|
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For
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For
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1c.
|
Election
of Director to serve a three year term: J. Jackson
|
Management
|
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For
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For
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|
|
|
|
|
1d.
|
Election
of Director to serve a three year term: G. Sulzberger
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1e.
|
Election
of Director to serve a three year term: J.P. Tai
|
Management
|
|
For
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|
For
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|
|
|
2.
|
Approval,
on an advisory basis, of the compensation paid to the company's named executive officers.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3.
|
Ratification
of the appointment of Ernst & Young LLP as the independent auditor for 2021.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
4.
|
Approval
of amendments to the company's Articles of Incorporation to eliminate the classified board structure.
|
Management
|
|
For
|
|
For
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|
|
|
|
|
5.
|
Approval
of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
6.
|
Shareholder
proposal to disclose direct and indirect lobbying activities and expenditures.
|
Shareholder
|
|
Abstain
|
|
Against
|
|
|
|
|
|
7.
|
Shareholder
proposal to amend the bylaws to require an independent board chair.
|
Shareholder
|
|
Against
|
|
For
|
|
|
|
|
|
8.
|
Shareholder
proposal to implement a bonus deferral policy.
|
Shareholder
|
|
Against
|
|
For
|
|
|
|
|
|
9.
|
Shareholder
proposal to disclose clawbacks on executive incentive compensation due to misconduct.
|
Shareholder
|
|
Abstain
|
|
Against
|
|
|
|
|
|
UNILEVER
PLC
|
|
|
|
|
|
Security
|
904767704
|
|
|
|
Meeting Type
|
Annual
|
|
|
|
Ticker Symbol
|
UL
|
|
|
|
Meeting
Date
|
05-May-2021
|
|
|
ISIN
|
US9047677045
|
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|
|
Agenda
|
935356659 - Management
|
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|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1.
|
To
receive the Report and Accounts for the year ended 31 December 2020.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
2.
|
To
approve the Directors' Remuneration Report.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3.
|
To
approve the Directors' Remuneration Policy.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
4.
|
To
approve the Climate Transition Action Plan.
|
Management
|
|
Abstain
|
|
Against
|
|
|
|
|
|
5.
|
To
re-elect Mr N Andersen as a Non-Executive Director.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
6.
|
To
re-elect Mrs L Cha as a Non-Executive Director.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
7.
|
To
re-elect Dr J Hartmann as a Non-Executive Director.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
8.
|
To
re-elect Mr A Jope as an Executive Director.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
9.
|
To
re-elect Ms A Jung as a Non-Executive Director.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
10.
|
To
re-elect Ms S Kilsby as a Non-Executive Director.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
11.
|
To
re-elect Mr S Masiyiwa as a Non-Executive Director.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
12.
|
To
re-elect Professor Y Moon as a Non-Executive Director.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
13.
|
To
re-elect Mr G Pitkethly as an Executive Director.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
14.
|
To
re-elect Mr J Rishton as a Non-Executive Director.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
15.
|
To
re-elect Mr F Sijbesma as a Non-Executive Director.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
16.
|
To
reappoint KPMG LLP as Auditors of the Company.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
17.
|
To
authorise the Directors to fix the remuneration of the Auditors.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
18.
|
To
authorise Political Donations and expenditure.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
19.
|
To
approve the SHARES Plan.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
20.
|
To
renew the authority to Directors to issue shares.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
21.
|
To
renew the authority to Directors to disapply pre- emption rights.
|
Management
|
|
Abstain
|
|
Against
|
|
|
|
|
|
22.
|
To
renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
23.
|
To
renew the authority to the Company to purchase its own shares.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
24.
|
To
shorten the notice period for General Meetings.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
25.
|
To
adopt new Articles of Association.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
26.
|
To
reduce the share premium account.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
STANLEY
BLACK & DECKER, INC.
|
|
|
|
|
|
Security
|
854502846
|
|
|
|
Meeting Type
|
Annual
|
|
|
|
Ticker Symbol
|
SWT
|
|
|
|
Meeting
Date
|
10-May-2021
|
|
|
ISIN
|
US8545028461
|
|
|
|
Agenda
|
935369137
- Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
6.
|
To
consider a management proposal to amend the Certificate of Incorporation to eliminate supermajority vote provisions of capital stock
related to approval of business combinations with interested shareholders and clarify when no shareholder vote is required.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
VERIZON
COMMUNICATIONS INC.
|
|
|
|
|
|
Security
|
92343V104
|
|
|
|
Meeting
Type
|
Annual
|
|
|
|
Ticker
Symbol
|
VZ
|
|
|
|
Meeting
Date
|
13-May-2021
|
|
|
ISIN
|
US92343V1044
|
|
|
|
Agenda
|
935364846
- Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1a.
|
Election
of Director: Shellye L. Archambeau
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1b.
|
Election
of Director: Roxanne S. Austin
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1c.
|
Election
of Director: Mark T. Bertolini
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1d.
|
Election
of Director: Melanie L. Healey
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1e.
|
Election
of Director: Clarence Otis, Jr.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1f.
|
Election
of Director: Daniel H. Schulman
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1g.
|
Election
of Director: Rodney E. Slater
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1h.
|
Election
of Director: Hans E. Vestberg
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1i.
|
Election
of Director: Gregory G. Weaver
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
2
|
Advisory
Vote to Approve Executive Compensation
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3
|
Ratification
of Appointment of Independent Registered Public Accounting Firm
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
4
|
Shareholder
Action by Written Consent
|
Shareholder
|
|
Against
|
|
For
|
|
|
|
|
|
5
|
Amend
Clawback Policy
|
Shareholder
|
|
Abstain
|
|
Against
|
|
|
|
|
|
6
|
Shareholder
Ratification of Annual Equity Awards
|
Shareholder
|
|
Abstain
|
|
Against
|
|
|
|
|
|
INTEL
CORPORATION
|
|
|
|
|
|
Security
|
458140100
|
|
|
|
Meeting
Type
|
Annual
|
|
|
|
Ticker
Symbol
|
INTC
|
|
|
|
Meeting
Date
|
13-May-2021
|
|
|
ISIN
|
US4581401001
|
|
|
|
Agenda
|
935369012 - Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1A.
|
Election
of Director: Patrick P. Gelsinger
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1B.
|
Election
of Director: James J. Goetz
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1C.
|
Election
of Director: Alyssa Henry
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1D.
|
Election
of Director: Omar Ishrak
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1E.
|
Election
of Director: Risa Lavizzo-Mourey
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1F.
|
Election
of Director: Tsu-Jae King Liu
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1G.
|
Election
of Director: Gregory D. Smith
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1H.
|
Election
of Director: Dion J. Weisler
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1I.
|
Election
of Director: Frank D. Yeary
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
2.
|
Ratification
of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3.
|
Advisory
vote to approve executive compensation of our listed officers.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
4.
|
Stockholder
proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting.
|
Shareholder
|
|
Against
|
|
For
|
|
|
|
|
|
5.
|
Stockholder
proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting.
|
Shareholder
|
|
Abstain
|
|
Against
|
|
|
|
|
|
6.
|
Stockholder
proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if
properly presented at the meeting.
|
Shareholder
|
|
Abstain
|
|
Against
|
|
|
|
|
|
SBA
COMMUNICATIONS CORPORATION
|
|
|
|
|
|
Security
|
78410G104
|
|
|
|
Meeting Type
|
Annual
|
|
|
|
Ticker Symbol
|
SBAC
|
|
|
|
Meeting
Date
|
13-May-2021
|
|
|
ISIN
|
US78410G1040
|
|
|
|
Agenda
|
935375938
- Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1.1
|
Election
of Director For a three-year term expiring at the 2024 Annual Meeting: Mary S. Chan
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1.2
|
Election
of Director For a three-year term expiring at the 2024 Annual Meeting: George R. Krouse, Jr.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
2.
|
Ratification
of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2021 fiscal year.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3.
|
Approval,
on an advisory basis, of the compensation of
SBA's named executive officers.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
GOODRICH
PETROLEUM CORPORATION
|
|
|
|
|
|
Security
|
382410843
|
|
|
|
Meeting
Type
|
Annual
|
|
|
|
Ticker
Symbol
|
GDP
|
|
|
|
Meeting
Date
|
18-May-2021
|
|
|
ISIN
|
US3824108431
|
|
|
|
Agenda
|
935394914
- Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1.
|
DIRECTOR
|
Management
|
|
|
|
|
|
|
|
|
|
|
1
|
Walter
G. Goodrich
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
2
|
Robert
C. Turnham, Jr.
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
3
|
Timothy
D. Leuliette
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
4
|
Ronald
F. Coleman
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
5
|
K.
Adam Leight
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
6
|
Thomas
M. Souers
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
7
|
Jeffrey
S. Serota
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
8
|
Edward
J. Sondey
|
|
|
|
For
|
|
For
|
|
|
|
|
|
2.
|
Ratify
the selection of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending December
31, 2021.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3.
|
Approve,
on an advisory basis, the compensation of our Named Executive Officers.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
CROWN
CASTLE INTERNATIONAL CORP
|
|
|
|
|
|
Security
|
22822V101
|
|
|
|
Meeting
Type
|
Annual
|
|
|
|
Ticker
Symbol
|
CCI
|
|
|
|
Meeting
Date
|
21-May-2021
|
|
|
ISIN
|
US22822V1017
|
|
|
|
Agenda
|
935372588 - Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1A.
|
Election
of Director: P. Robert Bartolo
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1B.
|
Election
of Director: Jay A. Brown
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1C.
|
Election
of Director: Cindy Christy
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1D.
|
Election
of Director: Ari Q. Fitzgerald
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1E.
|
Election
of Director: Andrea J. Goldsmith
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1F.
|
Election
of Director: Lee W. Hogan
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1G.
|
Election
of Director: Tammy K. Jones
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1H.
|
Election
of Director: J. Landis Martin
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1I.
|
Election
of Director: Anthony J. Melone
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1J.
|
Election
of Director: W. Benjamin Moreland
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1K.
|
Election
of Director: Kevin A. Stephens
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1L.
|
Election
of Director: Matthew Thornton, III
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
2.
|
The
ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal
year 2021.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3.
|
The
non-binding, advisory vote to approve the compensation of the Company's named executive officers.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
4.
|
The non-binding, advisory vote regarding the frequency of voting on the compensation of the Company's named executive officers.
|
Management
|
|
1 Year
|
|
For
|
|
|
|
|
|
MERCK & CO., INC.
|
|
|
|
|
|
Security
|
58933Y105
|
|
|
|
Meeting Type
|
Annual
|
|
|
|
Ticker Symbol
|
MRK
|
|
|
|
Meeting
Date
|
25-May-2021
|
|
|
ISIN
|
US58933Y1055
|
|
|
|
Agenda
|
935381044
- Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1A.
|
Election of Director: Leslie A. Brun
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1B.
|
Election of Director: Mary Ellen Coe
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1C.
|
Election of Director: Pamela J. Craig
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1D.
|
Election of Director: Kenneth C. Frazier
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1E.
|
Election of Director: Thomas H. Glocer
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1F.
|
Election of Director: Risa J. Lavizzo-Mourey
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1G.
|
Election of Director: Stephen L. Mayo
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1H.
|
Election of Director: Paul B. Rothman
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1I.
|
Election of Director: Patricia F. Russo
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1J.
|
Election of Director: Christine E. Seidman
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1K.
|
Election of Director: Inge G. Thulin
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1L.
|
Election of Director: Kathy J. Warden
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1M.
|
Election of Director: Peter C. Wendell
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
2.
|
Non-binding advisory vote to approve the compensation of our named executive officers.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3.
|
Ratification of the appointment of the Company's independent registered public accounting firm for 2021.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
4.
|
Shareholder proposal concerning a shareholder right to act by written consent.
|
Shareholder
|
|
Against
|
|
For
|
|
|
|
|
|
5.
|
Shareholder proposal regarding access to COVID-19 products.
|
Shareholder
|
|
Abstain
|
|
Against
|
|
|
|
|
|
AMERICAN TOWER CORPORATION
|
|
|
|
|
|
Security
|
03027X100
|
|
|
|
Meeting
Type
|
Annual
|
|
|
|
Ticker
Symbol
|
AMT
|
|
|
|
Meeting
Date
|
26-May-2021
|
|
|
ISIN
|
US03027X1000
|
|
|
|
Agenda
|
935387755
- Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1A.
|
Election of Director: Thomas A. Bartlett
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1B.
|
Election of Director: Raymond P. Dolan
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1C.
|
Election of Director: Kenneth R. Frank
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1D.
|
Election of Director: Robert D. Hormats
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1E.
|
Election of Director: Gustavo Lara Cantu
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1F.
|
Election of Director: Grace D. Lieblein
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1G.
|
Election of Director: Craig Macnab
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1H.
|
Election of Director: JoAnn A. Reed
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1I.
|
Election of Director: Pamela D.A. Reeve
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1J.
|
Election of Director: David E. Sharbutt
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1K.
|
Election of Director: Bruce L. Tanner
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1L.
|
Election of Director: Samme L. Thompson
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
2.
|
To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3.
|
To approve, on an advisory basis, the Company's executive compensation.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
4.
|
Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders.
|
Shareholder
|
|
Against
|
|
For
|
|
|
|
|
|
5.
|
Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues.
|
Shareholder
|
|
Abstain
|
|
Against
|
|
|
|
|
|
EQUINIX, INC.
|
|
|
|
|
|
Security
|
29444U700
|
|
|
|
Meeting
Type
|
Annual
|
|
|
|
Ticker
Symbol
|
EQIX
|
|
|
|
Meeting
Date
|
26-May-2021
|
|
|
ISIN
|
US29444U7000
|
|
|
|
Agenda
|
935390550 - Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1.
|
DIRECTOR
|
Management
|
|
|
|
|
|
|
|
|
|
|
1
|
Thomas Bartlett
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
2
|
Nanci Caldwell
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
3
|
Adaire Fox-Martin
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
4
|
Gary Hromadko
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
5
|
Irving Lyons III
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
6
|
Charles Meyers
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
7
|
Christopher Paisley
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
8
|
Sandra Rivera
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
9
|
Peter Van Camp
|
|
|
|
For
|
|
For
|
|
|
|
|
|
2.
|
To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3.
|
To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2021.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
4.
|
A stockholder proposal, related to written consent of stockholders.
|
Shareholder
|
|
Against
|
|
For
|
|
|
|
|
|
PAYPAL HOLDINGS, INC.
|
|
|
|
|
|
Security
|
70450Y103
|
|
|
|
Meeting Type
|
Annual
|
|
|
|
Ticker Symbol
|
PYPL
|
|
|
|
Meeting
Date
|
26-May-2021
|
|
|
ISIN
|
US70450Y1038
|
|
|
|
Agenda
|
935392617
- Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1A.
|
Election of Director: Rodney C. Adkins
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1B.
|
Election of Director: Jonathan Christodoro
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1C.
|
Election of Director: John J. Donahoe
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1D.
|
Election of Director: David W. Dorman
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1E.
|
Election of Director: Belinda J. Johnson
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1F.
|
Election of Director: Gail J. McGovern
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1G.
|
Election of Director: Deborah M. Messemer
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1H.
|
Election of Director: David M. Moffett
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1I.
|
Election of Director: Ann M. Sarnoff
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1J.
|
Election of Director: Daniel H. Schulman
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
1K.
|
Election of Director: Frank D. Yeary
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
2.
|
Advisory vote to approve named executive officer compensation.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
3.
|
Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021.
|
Management
|
|
For
|
|
For
|
|
|
|
|
|
4.
|
Stockholder proposal - Stockholder right to act by written consent.
|
Shareholder
|
|
Against
|
|
For
|
|
|
|
|
|
5.
|
Stockholder Proposal - Assessing Inclusion in the Workplace.
|
Shareholder
|
|
Abstain
|
|
Against
|
|
|
|
|
|
T-MOBILE US, INC.
|
|
|
|
|
|
Security
|
872590104
|
|
|
|
Meeting
Type
|
Annual
|
|
|
|
Ticker
Symbol
|
TMUS
|
|
|
|
Meeting
Date
|
03-Jun-2021
|
|
|
ISIN
|
US8725901040
|
|
|
|
Agenda
|
935400921 - Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|
|
|
|
|
1.
|
DIRECTOR
|
Management
|
|
|
|
|
|
|
|
|
|
|
1
|
Marcelo Claure
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
2
|
Srikant M. Datar
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
3
|
Bavan M. Holloway
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
4
|
Timotheus Höttges
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
5
|
Christian P. Illek
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
6
|
Raphael Kübler
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
7
|
Thorsten Langheim
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
8
|
Dominique Leroy
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
9
|
G. Michael Sievert
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
10
|
Teresa A. Taylor
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
11
|
Omar Tazi
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
12
|
Kelvin R. Westbrook
|
|
|
|
For
|
|
For
|
|
|
|
|
|
|
13
|
Michael Wilkens
|
|
|
|
For
|
|
For
|
|
|
|
|
|
2.
|
Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021.
|
Management
|
|
For
|
|
For
|
|
|
|
Pursuant to the requirements of the
Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.