Current Report Filing (8-k)
13 April 2017 - 6:31AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported): April 10, 2017
NTN
BUZZTIME, INC.
(Exact
name of Registrant as Specified in Charter)
Delaware
|
|
001-11460
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31-1103425
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(State
or Other Jurisdiction
of
Incorporation)
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(Commission
File
Number)
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(I.R.S.
Employer
Identification
No.)
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2231
Rutherford Rd. Suite 200
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|
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Carlsbad,
California
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92008
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code
: (760) 438-7400
Indicate
by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act
of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
[ ]
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item
5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
On
April 10, 2017, we filed a certificate of decrease with the Secretary of State of the State of Delaware with respect to the shares
of our preferred stock designated as Series A Convertible Preferred Stock for the purpose of decreasing the number of shares of
Series A stock authorized for issuance from 5,000,000 to 156,112. The effective date of the filing is April 10, 2017. The certificate
of decrease is attached as an exhibit to this report and is incorporated herein by reference.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits
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Exhibit
No.
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Description
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3.1
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Certificate
of Decrease of the Series A Convertible Preferred Stock
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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NTN
BUZZTIME, INC.
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Dated:
April 12, 2017
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By:
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/s/
Allen Wolff
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Allen
Wolff
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Chief
Financial Officer and Executive Vice President
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