Statement of Changes in Beneficial Ownership (4)
17 March 2021 - 7:02AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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MONTAGUE WILLIAM P |
2. Issuer Name and Ticker or Trading Symbol
Endo International plc
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ENDP
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O ENDO INTERNATIONAL PLC, MINERVA HOUSE, SIMMONSCOURT ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/15/2021 |
(Street)
BALLSBRIDGE, DUBLIN, L2
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Ordinary Shares | 3/15/2021 | | S | | 9033 | D | $8.68 | 97104 | D | |
Ordinary Shares | 3/15/2021 | | J(1) | | 10000 | D | (1) | 87104 | D | |
Ordinary Shares | 3/15/2021 | | J(1) | | 10000 | A | (1) | 10000 | I | By LLC (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents a transfer to a limited liability company which Mr. Montague has voting and investment control over. |
(2) | These ordinary shares are held by a limited liability company which is owned by Mr. Montague, his spouse and other family members. Mr. Montague has voting and investment control over the shares owned by the limited liability company. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MONTAGUE WILLIAM P C/O ENDO INTERNATIONAL PLC MINERVA HOUSE, SIMMONSCOURT ROAD BALLSBRIDGE, DUBLIN, L2 | X |
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Signatures
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/s/ Matthew J. Maletta, by power of attorney | | 3/16/2021 |
**Signature of Reporting Person | Date |
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