Current Report Filing (8-k)
15 June 2021 - 8:28PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): June 9, 2021
FAT
Brands Inc.
(Exact
name of Registrant as Specified in Its Charter)
Delaware
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001-38250
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82-1302696
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(State
or Other Jurisdiction
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(Commission
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(IRS
Employer
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of
Incorporation)
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File
Number)
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Identification
No.)
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9720
Wilshire Blvd., Suite 500
Beverly
Hills, CA
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90212
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Registrant’s
Telephone Number, Including Area Code: (310) 319-1850
Not
Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instructions A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock, par value $0.0001 per
share
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FAT
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The
Nasdaq Stock Market LLC
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Series
B Cumulative Preferred Stock, par value $0.0001 per share
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FATBP
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The
Nasdaq Stock Market LLC
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Warrants
to purchase Common Stock
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FATBW
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The
Nasdaq Stock Market LLC
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company [X]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [X]
Item
5.03. Amendment to Articles of Incorporation or Bylaws; Change in Fiscal Year
On
June 9, 2021, FAT Brands Inc. (the “Company”) filed with the Secretary of State of the State of Delaware: (i) a Certificate
of Elimination, eliminating from the Company’s Certificate of Incorporation the 200,000 shares designated as Series A-1 Fixed Rate
Cumulative Preferred Stock; and (ii) a Certificate of Increase increasing the Company’s authorized shares of Series B Cumulative
Preferred Stock from 1,250,000 shares to 4,900,000 shares.
A
copy of the Certificate of Elimination and Certificate of Increase are filed herewith as Exhibits 3.1 and 3.2, respectively, and are
incorporated by reference into this Item 5.03.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
Date:
June 14, 2021
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FAT Brands Inc.
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By:
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/s/
Andrew A. Wiederhorn
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Andrew
A. Wiederhorn
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Chief
Executive Officer
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