|
|
|
|
|
|
|
1.
|
|
Names of Reporting Persons
Becker Drapkin Management, L.P.
|
2.
|
|
Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
x
(b)
¨
|
3.
|
|
SEC Use Only
|
4.
|
|
Source of Funds (See
Instructions)
AF
|
5.
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
6.
|
|
Citizenship or Place of
Organization
Texas
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
7.
|
|
Sole Voting Power
0
|
|
8.
|
|
Shared Voting Power
0
|
|
9.
|
|
Sole Dispositive Power
0
|
|
10.
|
|
Shared Dispositive Power
0
|
11.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0
|
12.
|
|
Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
|
13.
|
|
Percent of Class Represented by
Amount in Row (11)
0%
|
14.
|
|
Type of Reporting Person (See
Instructions)
IA
, PN
|
|
|
|
|
|
|
|
1.
|
|
Names of Reporting Persons
Becker Drapkin Partners (QP), L.P.
|
2.
|
|
Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
x
(b)
¨
|
3.
|
|
SEC Use Only
|
4.
|
|
Source of Funds (See
Instructions)
WC
|
5.
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
6.
|
|
Citizenship or Place of
Organization
Texas
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
7.
|
|
Sole Voting Power
0
|
|
8.
|
|
Shared Voting Power
0
|
|
9.
|
|
Sole Dispositive Power
0
|
|
10.
|
|
Shared Dispositive Power
0
|
11.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0
|
12.
|
|
Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
|
13.
|
|
Percent of Class Represented by
Amount in Row (11)
0%
|
14.
|
|
Type of Reporting Person (See
Instructions)
PN
|
|
|
|
|
|
|
|
1.
|
|
Names of Reporting Persons
Becker Drapkin Partners, L.P.
|
2.
|
|
Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
x
(b)
¨
|
3.
|
|
SEC Use Only
|
4.
|
|
Source of Funds (See
Instructions)
WC
|
5.
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
6.
|
|
Citizenship or Place of
Organization
Texas
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
7.
|
|
Sole Voting Power
0
|
|
8.
|
|
Shared Voting Power
0
|
|
9.
|
|
Sole Dispositive Power
0
|
|
10.
|
|
Shared Dispositive Power
0
|
11.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0
|
12.
|
|
Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
|
13.
|
|
Percent of Class Represented by
Amount in Row (11)
0%
|
14.
|
|
Type of Reporting Person (See
Instructions)
PN
|
|
|
|
|
|
|
|
1.
|
|
Names of Reporting Persons
BD Partners I, L.P.
|
2.
|
|
Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
x
(b)
¨
|
3.
|
|
SEC Use Only
|
4.
|
|
Source of Funds (See
Instructions)
WC
|
5.
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
6.
|
|
Citizenship or Place of
Organization
Texas
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
7.
|
|
Sole Voting Power
0
|
|
8.
|
|
Shared Voting Power
0
|
|
9.
|
|
Sole Dispositive Power
0
|
|
10.
|
|
Shared Dispositive Power
0
|
11.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0
|
12.
|
|
Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
|
13.
|
|
Percent of Class Represented by
Amount in Row (11)
0%
|
14.
|
|
Type of Reporting Person (See
Instructions)
PN
|
|
|
|
|
|
|
|
1.
|
|
Names of Reporting Persons
BC Advisors, LLC
|
2.
|
|
Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
x
(b)
¨
|
3.
|
|
SEC Use Only
|
4.
|
|
Source of Funds (See
Instructions)
AF
|
5.
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
6.
|
|
Citizenship or Place of
Organization
Texas
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
7.
|
|
Sole Voting Power
0
|
|
8.
|
|
Shared Voting Power
0
|
|
9.
|
|
Sole Dispositive Power
0
|
|
10.
|
|
Shared Dispositive Power
0
|
11.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0
|
12.
|
|
Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
|
13.
|
|
Percent of Class Represented by
Amount in Row (11)
0%
|
14.
|
|
Type of Reporting Person (See
Instructions)
OO
|
|
|
|
|
|
|
|
1.
|
|
Names of Reporting Persons
Steven R. Becker
|
2.
|
|
Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
x
(b)
¨
|
3.
|
|
SEC Use Only
|
4.
|
|
Source of Funds (See
Instructions)
AF, OO
|
5.
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
6.
|
|
Citizenship or Place of
Organization
United States
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
7.
|
|
Sole Voting Power
0
|
|
8.
|
|
Shared Voting Power
0
|
|
9.
|
|
Sole Dispositive Power
0
|
|
10.
|
|
Shared Dispositive Power
0
|
11.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0
|
12.
|
|
Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
|
13.
|
|
Percent of Class Represented by
Amount in Row (11)
0%
|
14.
|
|
Type of Reporting Person (See
Instructions)
IN, HC
|
|
|
|
|
|
|
|
1.
|
|
Names of Reporting Persons
Matthew A. Drapkin
|
2.
|
|
Check the Appropriate Box if a
Member of a Group (See Instructions)
(a)
x
(b)
¨
|
3.
|
|
SEC Use Only
|
4.
|
|
Source of Funds (See
Instructions)
AF, OO
|
5.
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
6.
|
|
Citizenship or Place of
Organization
United States
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
7.
|
|
Sole Voting Power
0
|
|
8.
|
|
Shared Voting Power
0
|
|
9.
|
|
Sole Dispositive Power
0
|
|
10.
|
|
Shared Dispositive Power
0
|
11.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0
|
12.
|
|
Check if the Aggregate Amount in
Row (11) Excludes Certain Shares (See Instructions)
¨
|
13.
|
|
Percent of Class Represented by
Amount in Row (11)
0%
|
14.
|
|
Type of Reporting Person (See
Instructions)
IN, HC
|
This Amendment No. 6 to Schedule 13D (this Amendment No. 6) is being filed by and on
behalf of each of the Reporting Persons to amend the Schedule 13D related to the Common Stock of Issuer previously filed by the Reporting Persons with the Securities and Exchange Commission (the Commission) on September 2, 2010, as
amended and/or supplemented by Amendment No. 1 to the Schedule 13D filed on September 21, 2010, Amendment No. 2 to the Schedule 13D filed on October 18, 2010, Amendment No. 3 to the Schedule 13D filed on April 13, 2011,
Amendment No. 4 to the Schedule 13D filed on September 14, 2012, and Amendment No. 5 to the Schedule 13D filed on March 8, 2013 (as amended, the Schedule 13D). This Amendment No. 6 is being filed to report a
change in beneficial ownership relating to the disposition of shares of Common Stock of the Issuer by the Reporting Persons in connection with the Merger. Each capitalized term used and not defined herein shall have the meaning assigned to such term
in the Schedule 13D. Except as otherwise provided herein, each Item of the Schedule 13D remains unchanged.
Item 4. Purpose of
Transaction
Item 4 of the Schedule 13D is hereby amended and/or supplemented as follows:
On June 12, 2013, pursuant to the Merger Agreement, Merger Sub merged with and into the Issuer, and the Issuer continued as
the surviving corporation and as a wholly owned subsidiary of Parent (the Merger). Pursuant to the Merger Agreement, (i) each share of Common Stock of the Issuer issued and outstanding immediately prior to the effective time of the
Merger was cancelled and converted into the right to receive $14.00 in cash, without interest and less any applicable withholding tax, and (ii) each option to acquire shares of Common Stock of the Issuer outstanding immediately prior to the
effective time of the Merger was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of $14.00 over the exercise price per share of such option, less any applicable tax withholding.
Item 5. Interest in Securities of the Issuer
Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:
(a) The aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned by each Reporting Person is stated in Items 11 and 13 on the cover
page(s) hereto.
Each Reporting Person declares that neither the filing of this Schedule 13D nor anything herein shall be
construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, the beneficial owner of any securities covered by this Schedule 13D.
Each Reporting Person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for the purposes of
Section 13(d) or 13(g) of the Act. Each Reporting Person declares that neither the filing of this Schedule 13D nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the
Act or any other purpose, (i) acting (or has agreed or is agreeing to act) with any other person as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the issuer or
otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any syndicate or group with respect to the Issuer or any securities of the Issuer.
(b) Number of shares as to which each Reporting Person has:
|
(i)
|
sole power to vote or to direct the vote:
|
|
|
See Item 7 on the cover page(s) hereto.
|
|
(ii)
|
shared power to vote or to direct the vote:
|
|
|
See Item 8 on the cover page(s) hereto.
|
|
(iii)
|
sole power to dispose or to direct the disposition of:
|
|
|
See Item 9 on the cover page(s) hereto.
|
|
(iv)
|
shared power to dispose or to direct the disposition of:
|
See Item 10 on the cover page(s) hereto.
The Becker Drapkin Funds, the
Managed Account, Mr. Becker and Mr. Drapkin are the record and direct beneficial owners of the securities covered by this Schedule 13D.
Mr. Becker has the power to vote or to direct the vote of (and the power to dispose or direct the disposition of) the shares of Common Stock of the Issuer owned by him (the Becker
Shares). Mr. Becker disclaims beneficial ownership of the Drapkin Shares.
Mr. Drapkin has the power to vote
or to direct the vote of (and the power to dispose or direct the disposition of) the shares of Common Stock of the Issuer owned by him (the Drapkin Shares). Mr. Drapkin disclaims beneficial ownership of the Becker Shares.
Becker Drapkin QP has the power to vote or to direct the vote of (and the power to dispose or direct the disposition of) the
shares of Common Stock of the Issuer owned by it (the Becker Drapkin QP Shares). Becker Drapkin QP disclaims beneficial ownership of the Becker Drapkin, L.P. Shares and BD Partners I Shares.
Becker Drapkin, L.P. has the power to vote or to direct the vote of (and the power to dispose or direct the disposition of) the shares of
Common Stock of the Issuer owned by it (the Becker Drapkin, L.P. Shares). Becker Drapkin, L.P. disclaims beneficial ownership of the Becker Drapkin QP Shares and BD Partners I Shares.
BD Partners I, L.P. has the power to vote or to direct the vote of (and the power to dispose or direct the disposition of) the shares of
Common Stock of the Issuer owned by it (the BD Partners I Shares, and together with the Becker Drapkin QP Shares and the Becker Drapkin, L.P. Shares, the Becker Drapkin Funds Shares). BD Partners I, L.P. disclaims beneficial
ownership of the Becker Drapkin QP Shares and Becker Drapkin, L.P. Shares.
As general partner of the Becker Drapkin Funds, BD
Management may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Becker Drapkin Funds Shares. BD Management in its capacity as investment manager for the Managed
Account has the power to vote or to direct the vote of (and the power to dispose or direct the disposition of) the shares of Common Stock of the Issuer held by the Managed Account (the Managed Account Shares). BD Management does not
directly own any shares of Common Stock of the Issuer and disclaims beneficial ownership of the Becker Drapkin Funds Shares and the Managed Account Shares.
As general partner of BD Management, BCA may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) any shares of Common Stock of
the Issuer beneficially owned by BD Management. BCA does not directly own any shares of Common Stock of the Issuer and disclaims beneficial ownership of any shares of Common Stock of the Issuer beneficially owned by BD Management.
As co-managing members of BCA, each of Messrs. Becker and Drapkin may be deemed to have the shared power to vote or direct the vote of
(and the shared power to dispose or direct the disposition of) any shares of Common Stock of the Issuer beneficially owned by BCA. Each of Messrs. Becker and Drapkin disclaims beneficial ownership of any shares of Common Stock of the Issuer
beneficially owned by BCA.
As of the date hereof, no Reporting Person owns any shares of Common Stock of the Issuer other
than as set forth in this Item 5.
(c) Transactions in the class of securities reported on that were effected during the
past sixty days or since the most recent filing of Schedule 13D, whichever is less, by the Reporting Persons are described below:
|
|
|
|
|
|
|
|
|
|
|
Transaction
Date
|
|
Effecting
Person(s)
|
|
Shares
Acquired
|
|
Shares
Disposed
|
|
Price
Per Share
|
|
Description
of
Transaction
|
06/12/2013
|
|
Becker Drapkin QP
|
|
|
|
934,807
|
|
(1)
|
|
(1)
|
06/12/2013
|
|
Becker Drapkin, L.P.
|
|
|
|
132,443
|
|
(1)
|
|
(1)
|
06/12/2013
|
|
BD Partners I
|
|
|
|
1,318,177
|
|
(1)
|
|
(1)
|
06/12/2013
|
|
BD Management
|
|
|
|
1,177,675
|
|
(1)
|
|
(1)
|
06/12/2013
|
|
Mr. Becker
|
|
|
|
8,971
|
|
(1)
|
|
(1)
|
06/12/2013
|
|
Mr. Drapkin
|
|
|
|
8,971
|
|
(1)
|
|
(1)
|
06/12/2013
|
|
Mr. Becker
|
|
|
|
16,350 (2)
|
|
(3)
|
|
(3)
|
06/12/2013
|
|
Mr. Drapkin
|
|
|
|
16,350 (2)
|
|
(3)
|
|
(3)
|
06/12/2013
|
|
Mr. Becker
|
|
|
|
22,672 (2)
|
|
(3)
|
|
(3)
|
06/12/2013
|
|
Mr. Drapkin
|
|
|
|
22,672 (2)
|
|
(3)
|
|
(3)
|
06/12/2013
|
|
Mr. Becker
|
|
|
|
9,765 (2)
|
|
(3)
|
|
(3)
|
06/12/2013
|
|
Mr. Drapkin
|
|
|
|
9,765 (2)
|
|
(3)
|
|
(3)
|
06/12/2013
|
|
Mr. Becker
|
|
|
|
10,000 (2)
|
|
(3)
|
|
(3)
|
06/12/2013
|
|
Mr. Drapkin
|
|
|
|
10,000 (2)
|
|
(3)
|
|
(3)
|
(1)
|
Pursuant to the Merger Agreement, each share of Common Stock of the Issuer issued and outstanding immediately prior to the effective time of the Merger was cancelled
and converted into the right to receive $14.00 in cash, without interest and less any applicable withholding tax.
|
(2)
|
Stock options granted by the Issuer.
|
(3)
|
Pursuant to the Merger Agreement, each option to acquire shares of Common Stock of the Issuer outstanding immediately prior to the effective time of the Merger was
cancelled and converted into the right to receive a cash payment equal to the excess, if any, of $14.00 over the exercise price per share of such option, less any applicable tax withholding.
|
(d) Not applicable.
(e) The Reporting Persons no longer beneficially own any shares of Common Stock of the Issuer effective June 12, 2013.
Item 7. Material to be Filed as Exhibits
Item 7 of the Schedule
13D is hereby amended and restated in its entirety as follows:
The following exhibits are filed as exhibits hereto:
|
|
|
Exhibit
|
|
Description of Exhibit
|
|
|
24.1
|
|
Power of Attorney, dated September 14, 2012 (incorporated by reference from Exhibit 24.1 to the Schedule 13D relating to the Common Stock of the Issuer filed September 14,
2012 by the Reporting Persons with the Commission)
|
|
|
99.1
|
|
Group Agreement, dated August 24, 2010, by and among Becker Drapkin Management, L.P.; BC Advisors, LLC; Steven R. Becker; Matthew A. Drapkin; Double Black Diamond Offshore
Ltd.; Black Diamond Offshore Ltd.; Carlson Capital, L.P.; Asgard Investment Corp.; and Clint D. Carlson (incorporated by reference from Exhibit 1 to the Schedule 13D relating to the Common Stock of the Issuer filed September 2, 2010 by the
Reporting Persons with the Commission)
|
|
|
99.2
|
|
Agreement, dated September 19, 2010, by and among Hot Topic, Inc.; Steven R. Becker; Matthew A. Drapkin; Becker Drapkin Management, L.P.; Becker Drapkin Partners (QP), L.P.;
Becker Drapkin Partners, L.P., BD Partners I, L.P.; and BC Advisors, LLC (incorporated by reference from Exhibit 1 to Amendment No. 1 to the Schedule 13D relating to the Common Stock of the Issuer filed September 21, 2010 by the Reporting
Persons with the Commission)
|
|
|
99.3
|
|
Group Termination Agreement, dated September 19, 2010, by and among Becker Drapkin Management, L.P.; BC Advisors, LLC; Steven R. Becker; Matthew A. Drapkin; Double Black
Diamond Offshore Ltd.; Black Diamond Offshore Ltd.; Carlson Capital, L.P.; Asgard Investment Corp.; and Clint D. Carlson (incorporated by reference from Exhibit 2 to Amendment No. 1 to the Schedule 13D relating to the Common Stock of the Issuer
filed September 21, 2010 by the Reporting Persons with the Commission)
|
|
|
|
|
|
99.4
|
|
Restricted Stock Bonus Agreement, dated October 8, 2010, by and between Hot Topic, Inc. and Steven R. Becker (incorporated by reference from Exhibit 1 to Amendment No. 2 to the
Schedule 13D relating to the Common Stock of the Issuer filed October 15, 2010 by the Reporting Persons with the Commission)
|
|
|
99.5
|
|
Restricted Stock Bonus Agreement, dated October 8, 2010, by and between Hot Topic, Inc. and Matthew A. Drapkin (incorporated by reference from Exhibit 2 to Amendment No. 2 to
the Schedule 13D relating to the Common Stock of the Issuer filed October 15, 2010 by the Reporting Persons with the Commission)
|
|
|
99.6
|
|
Non-Statutory Stock Option Agreement, dated October 1, 2010, by and between Hot Topic, Inc. and Steven R. Becker (incorporated by reference from Exhibit 3 to Amendment No. 2 to
the Schedule 13D relating to the Common Stock of the Issuer filed October 15, 2010 by the Reporting Persons with the Commission)
|
|
|
99.7
|
|
Non-Statutory Stock Option Agreement, dated October 1, 2010, by and between Hot Topic, Inc. and Matthew A. Drapkin (incorporated by reference from Exhibit 4 to Amendment No. 2
to the Schedule 13D relating to the Common Stock of the Issuer filed October 15, 2010 by the Reporting Persons with the Commission)
|
|
|
99.8
|
|
Non-Statutory Stock Option Agreement, dated October 12, 2010, by and between Hot Topic, Inc. and Steven R. Becker (incorporated by reference from Exhibit 5 to Amendment No. 2
to the Schedule 13D relating to the Common Stock of the Issuer filed October 15, 2010 by the Reporting Persons with the Commission)
|
|
|
99.9
|
|
Non-Statutory Stock Option Agreement, dated October 12, 2010, by and between Hot Topic, Inc. and Matthew A. Drapkin (incorporated by reference from Exhibit 6 to Amendment No. 2
to the Schedule 13D relating to the Common Stock of the Issuer filed October 15, 2010 by the Reporting Persons with the Commission)
|
|
|
99.10
|
|
Joint Filing Agreement, dated September 14, 2012, by and among BD Management, L.P.; Becker Drapkin Partners (QP), L.P.; Becker Drapkin Partners, L.P.; BD Partners I, L.P.; BC
Advisors, LLC; Steven R. Becker; and Matthew A. Drapkin (incorporated by reference from Exhibit 24.1 to the Schedule 13D relating to the Common Stock of the Issuer filed September 14, 2012 by the Reporting Persons with the
Commission)
|
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
|
|
|
|
Date: June 17, 2013
|
|
BECKER DRAPKIN MANAGEMENT, L.P.
|
|
|
|
|
|
By:
|
|
BC Advisors, LLC
|
|
|
Its:
|
|
General Partner
|
|
|
|
|
|
By:
|
|
/s/ Ashley Sekimoto
|
|
|
Name:
|
|
Ashley Sekimoto
|
|
|
Title:
|
|
Attorney-in-Fact
|
|
|
|
|
BECKER DRAPKIN PARTNERS (QP), L.P.
|
|
|
|
|
|
By:
|
|
Becker Drapkin Management, L.P.
|
|
|
Its:
|
|
General Partner
|
|
|
|
|
|
By:
|
|
BC Advisors, LLC
|
|
|
Its:
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|
General Partner
|
|
|
|
|
|
By:
|
|
/s/ Ashley Sekimoto
|
|
|
Name:
|
|
Ashley Sekimoto
|
|
|
Title:
|
|
Attorney-in-Fact
|
|
|
|
|
BECKER DRAPKIN PARTNERS, L.P.
|
|
|
|
|
|
By:
|
|
Becker Drapkin Management, L.P.
|
|
|
Its:
|
|
General Partner
|
|
|
|
|
|
By:
|
|
BC Advisors, LLC
|
|
|
Its:
|
|
General Partner
|
|
|
|
|
|
By:
|
|
/s/ Ashley Sekimoto
|
|
|
Name:
|
|
Ashley Sekimoto
|
|
|
Title:
|
|
Attorney-in-Fact
|
|
|
|
|
BD PARTNERS I, L.P
|
|
|
|
|
|
By:
|
|
Becker Drapkin Management, L.P.
|
|
|
Its:
|
|
General Partner
|
|
|
|
|
|
By:
|
|
BC Advisors, LLC
|
|
|
Its:
|
|
General Partner
|
|
|
|
|
|
By:
|
|
/s/ Ashley Sekimoto
|
|
|
Name:
|
|
Ashley Sekimoto
|
|
|
Title:
|
|
Attorney-in-Fact
|
|
|
|
|
BC ADVISORS, LLC
|
|
|
|
|
|
By:
|
|
/s/ Ashley Sekimoto
|
|
|
Name:
|
|
Ashley Sekimoto
|
|
|
Title:
|
|
Attorney-in-Fact
|
|
|
|
STEVEN R. BECKER
|
|
|
By:
|
|
/s/ Ashley Sekimoto
|
Name:
|
|
Ashley Sekimoto
|
Title:
|
|
Attorney-in-Fact
|
|
MATTHEW A. DRAPKIN
|
|
|
By:
|
|
/s/ Ashley Sekimoto
|
Name:
|
|
Ashley Sekimoto
|
Title:
|
|
Attorney-in-Fact
|
EXHIBIT INDEX
|
|
|
Exhibit
|
|
Description of Exhibit
|
|
|
24.1
|
|
Power of Attorney, dated September 14, 2012 (incorporated by reference from Exhibit 24.1 to the Schedule 13D relating to the Common Stock of the Issuer filed September 14,
2012 by the Reporting Persons with the Commission)
|
|
|
99.1
|
|
Group Agreement, dated August 24, 2010, by and among Becker Drapkin Management, L.P.; BC Advisors, LLC; Steven R. Becker; Matthew A. Drapkin; Double Black Diamond Offshore
Ltd.; Black Diamond Offshore Ltd.; Carlson Capital, L.P.; Asgard Investment Corp.; and Clint D. Carlson (incorporated by reference from Exhibit 1 to the Schedule 13D relating to the Common Stock of the Issuer filed September 2, 2010 by the
Reporting Persons with the Commission)
|
|
|
99.2
|
|
Agreement, dated September 19, 2010, by and among Hot Topic, Inc.; Steven R. Becker; Matthew A. Drapkin; Becker Drapkin Management, L.P.; Becker Drapkin Partners (QP), L.P.;
Becker Drapkin Partners, L.P., BD Partners I, L.P.; and BC Advisors, LLC (incorporated by reference from Exhibit 1 to Amendment No. 1 to the Schedule 13D relating to the Common Stock of the Issuer filed September 21, 2010 by the Reporting
Persons with the Commission)
|
|
|
99.3
|
|
Group Termination Agreement, dated September 19, 2010, by and among Becker Drapkin Management, L.P.; BC Advisors, LLC; Steven R. Becker; Matthew A. Drapkin; Double Black
Diamond Offshore Ltd.; Black Diamond Offshore Ltd.; Carlson Capital, L.P.; Asgard Investment Corp.; and Clint D. Carlson (incorporated by reference from Exhibit 2 to Amendment No. 1 to the Schedule 13D relating to the Common Stock of the Issuer
filed September 21, 2010 by the Reporting Persons with the Commission)
|
|
|
99.4
|
|
Restricted Stock Bonus Agreement, dated October 8, 2010, by and between Hot Topic, Inc. and Steven R. Becker (incorporated by reference from Exhibit 1 to Amendment No. 2 to the
Schedule 13D relating to the Common Stock of the Issuer filed October 15, 2010 by the Reporting Persons with the Commission)
|
|
|
99.5
|
|
Restricted Stock Bonus Agreement, dated October 8, 2010, by and between Hot Topic, Inc. and Matthew A. Drapkin (incorporated by reference from Exhibit 2 to Amendment No. 2 to
the Schedule 13D relating to the Common Stock of the Issuer filed October 15, 2010 by the Reporting Persons with the Commission)
|
|
|
99.6
|
|
Non-Statutory Stock Option Agreement, dated October 1, 2010, by and between Hot Topic, Inc. and Steven R. Becker (incorporated by reference from Exhibit 3 to Amendment No. 2 to
the Schedule 13D relating to the Common Stock of the Issuer filed October 15, 2010 by the Reporting Persons with the Commission)
|
|
|
99.7
|
|
Non-Statutory Stock Option Agreement, dated October 1, 2010, by and between Hot Topic, Inc. and Matthew A. Drapkin (incorporated by reference from Exhibit 4 to Amendment No. 2
to the Schedule 13D relating to the Common Stock of the Issuer filed October 15, 2010 by the Reporting Persons with the Commission)
|
|
|
99.8
|
|
Non-Statutory Stock Option Agreement, dated October 12, 2010, by and between Hot Topic, Inc. and Steven R. Becker (incorporated by reference from Exhibit 5 to Amendment No. 2
to the Schedule 13D relating to the Common Stock of the Issuer filed October 15, 2010 by the Reporting Persons with the Commission)
|
|
|
99.9
|
|
Non-Statutory Stock Option Agreement, dated October 12, 2010, by and between Hot Topic, Inc. and Matthew A. Drapkin (incorporated by reference from Exhibit 6 to Amendment No. 2
to the Schedule 13D relating to the Common Stock of the Issuer filed October 15, 2010 by the Reporting Persons with the Commission)
|
|
|
99.10
|
|
Joint Filing Agreement, dated September 14, 2012, by and among BD Management, L.P.; Becker Drapkin Partners (QP), L.P.; Becker Drapkin Partners, L.P.; BD Partners I, L.P.; BC
Advisors, LLC; Steven R. Becker; and Matthew A. Drapkin (incorporated by reference from Exhibit 24.1 to the Schedule 13D relating to the Common Stock of the Issuer filed September 14, 2012 by the Reporting Persons with the
Commission)
|