Current Report Filing (8-k)
28 May 2021 - 6:18AM
Edgar (US Regulatory)
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2021-05-26
2021-05-26
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of Earliest Event Reported) May 26, 2021
KOPIN
CORPORATION
(Exact
Name of Registrant as Specified in Charter)
Delaware
|
|
000-19882
|
|
04-2833935
|
(State
or Other Jurisdiction
of
Incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
125
North Drive, Westborough, MA 01581
(Address
of Principal Executive Offices) (Zip Code)
(508)
870-5959
(Registrant’s
telephone number, including area code)
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2 below):
|
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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|
☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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|
Trading
Symbol
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Name
of each exchange on which registered
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Common
Stock, par value $0.01
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KOPN
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|
Nasdaq
Capital Market
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.07. Submission of Matters to a Vote of Security Holders.
The
annual meeting of stockholders of Kopin Corporation (the “Company”) was held on May 26, 2021. The following matters were
acted upon:
1.
ELECTION OF DIRECTORS
John
C.C. Fan, Scott Anchin, James K. Brewington, David E. Brook, Morton Collins, Chi Chia Hsieh and Jill Avery were all elected to
serve as directors of the Company each for a term expiring at the Company’s 2022 Annual Meeting and until their successors
are duly elected and qualified. The results of the election of directors are below.
Nominee
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|
Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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|
John C.C. Fan
|
|
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32,958,064
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|
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525,464
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320,845
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|
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23,028,420
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|
Scott Anchin
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33,053,323
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235,407
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515,643
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|
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23,028,420
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|
James K. Brewington
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31,555,560
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|
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1,870,131
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|
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378,682
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|
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23,028,420
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|
David E. Brook
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29,538,191
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|
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3,729,325
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|
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|
536,857
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|
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23,028,420
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|
Morton Collins
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32,130,528
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|
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1,095,842
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578,003
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|
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23,028,420
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|
Chi Chia Hsieh
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27,712,314
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|
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5,722,724
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|
|
|
369,335
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|
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23,028,420
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|
Jill J Avery
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32,876,507
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|
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233,862
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|
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694,004
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|
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23,028,420
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|
2.
RATIFICATION OF AN INCREASE IN THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE 2020 EQUITY INCENTIVE PLAN.
A
proposal to ratify an amendment to the Company’s 2020 Equity Incentive Plan to increase the number of shares authorized
for issuance under the 2020 Equity Incentive Plan from 4,000,000 to 5,500,000 was approved by the following votes:
Votes For
|
|
Votes Against
|
|
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Abstain
|
|
|
Broker Non-Votes
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32,150,496
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|
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1,475,077
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|
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178,800
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|
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23,028,420
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|
3.
RATIFICATION OF THE AMENDMENT TO THE COMPANY’S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES.
A
proposal to ratify an amendment to the Company’s Certificate of Incorporation to increase the number of shares authorized
from 120,000,000 to 150,000,000 was approved by the following votes:
Votes For
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|
Votes Against
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Abstain
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Broker Non-Votes
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|
52,497,094
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3,654,913
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|
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680,786
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|
|
|
0
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4.
RATIFICATION OF APPOINTMENT OF RSM US LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT FISCAL
YEAR.
A
proposal to ratify the appointment of RSM US LLP as the independent registered public accounting firm of the Company for the current
fiscal year was approved by the following votes:
Votes For
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|
Votes Against
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Abstain
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Broker Non-Votes
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55,939,050
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518,837
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374,906
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0
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5.
AN ADVISORY VOTE ON THE COMPANY’S EXECUTIVE COMPENSATION.
An
advisory vote to approve the compensation of the Company’s named executive officers was approved by the following votes:
Votes For
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Votes Against
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Abstain
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Broker Non-Votes
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32,190,959
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1,094,818
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518,596
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23,028,420
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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KOPIN
CORPORATION
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Dated:
May 27, 2021
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By:
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/s/
Richard A. Sneider
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Richard
A. Sneider
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Treasurer
and Chief Financial Officer
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(Principal
Financial and Accounting Officer)
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