Current Report Filing (8-k)
16 September 2021 - 6:07AM
Edgar (US Regulatory)
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2021-09-15
2021-09-15
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): September 15, 2021
SINTX
Technologies, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
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001-33624
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84-1375299
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(State
or other jurisdiction
of
incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
No.)
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1885
West 2100 South
Salt
Lake City, UT 84119
(Address
of principal executive offices, including Zip Code)
Registrant’s
telephone number, including area code: (801) 839-3500
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☒
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class:
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Trading
Symbol(s):
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Name
of each exchange on which registered:
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Common
Stock, par value $0.01 per share
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SINT
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The
NASDAQ Capital Market
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405
of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
8.01 Other Events.
On
September 15, 2021, SINTX Technologies, Inc. (the “Company”) called to order its Annual Meeting of Stockholders (the “Annual
Meeting”). At the Annual Meeting, there were not present or represented by proxy a sufficient number of shares of the Company’s
common stock in order to constitute quorum. The Company adjourned the Annual Meeting until October 13, 2021 at 10:30 a.m. Mountain Time.
At that time, the Annual Meeting will be reconvened at the Company’s headquarters, 1885 W 2100 S, Salt Lake City, UT 84119.
The
record date for the Annual Meeting remains July 26, 2021. Stockholders of the Company who have previously submitted their proxy or otherwise
voted and who do not want to change their vote do not need to take any action.
No
changes have been made in the proposals to be voted on by stockholders at the Annual Meeting. The Company strongly encourages all of
its stockholders to read the Company’s definitive proxy statement on Schedule 14A, filed with the Securities and Exchange Commission
(the “SEC”) on August 3, 2021 (the “Proxy Statement”) and other proxy materials relating to the Annual Meeting,
which are available free of charge on the SEC’s website at www.sec.gov.
On
September 15, 2021, the Company issued a press release to announce the adjournment, which is furnished as Exhibit 99.1 to this Current
Report on Form 8-K. The information in the press release furnished as Exhibit 99.1 hereto shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the
liabilities of that section, or incorporated by reference into any of the Company’s filings under the Securities Act of 1933, as
amended, or the Exchange Act, except as shall be expressly set forth by specific reference in any such filing.
Item
9.01 Financial Statements and Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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SINTX
Technologies, Inc.
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Date:
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September
15, 2021
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By:
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/s/
B. Sonny Bal
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B.
Sonny Bal
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Chief
Executive Officer
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