Current Report Filing (8-k)
12 January 2022 - 12:06AM
Edgar (US Regulatory)
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2022-01-11
2022-01-11
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13
or 15(d)
of the Securities Exchange
Act of 1934
Date of Report (Date of earliest
event reported): January 11, 2022
THE ONE GROUP HOSPITALITY, INC.
(Exact name of registrant
as specified in its charter)
Delaware
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001-37379
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14-1961545
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(State or other jurisdiction
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(Commission File Number)
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(IRS Employer
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of incorporation)
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Identification No.)
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1624 Market Street, Suite
311
Denver, Colorado 80202
(Address of principal executive
offices and zip code)
Registrant’s telephone
number, including area code: (646) 624-2400
(Former name or former address,
if changed since last report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see
General Instruction A.2. below):
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Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of
the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which
registered
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Common Stock
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STKS
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Nasdaq
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Indicate by check mark whether the registrant is
an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the
Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 2.02 Results of Operations and Financial Condition
On January 11, 2022, The ONE Group Hospitality, Inc. (the “Company”)
issued a press release announcing preliminary fourth quarter and full year 2021 sales results. The full text of the press release is furnished
as Exhibit 99.1 to this Current Report on Form 8-K.
Item 8.01 Other Events
The
Company will present virtually at the 24th Annual ICR Conference on January 11, 2022. The presentation will begin at 3:00 PM
ET and can be accessed from the Investor Relations tab of The ONE Group’s website at www.togrp.com under “News / Events”.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Dated: January 11, 2022
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THE ONE GROUP HOSPITALITY, INC.
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By:
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/s/ Tyler Loy
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Name:
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Tyler Loy
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Title:
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Chief Financial Officer
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