CUSIP
No. 84861D103
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SCHEDULE 13G/A
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Page 7
of 11 Pages
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Item 1.
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(a) Name of Issuer
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Spirit of Texas Bancshares, Inc.
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(b) Address of Issuer’s Principal
Executive Offices
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1836 Spirit of Texas Way
Conroe, TX 77301
Item 2.
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(a) Name of Person Filing
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This Statement is filed by each of the entities and persons listed below, all of whom together are referred to herein as the "Reporting Persons":
(i) RMB Capital Holdings, LLC
(ii)
RMB Capital Management, LLC
(iii) Iron Road Capital Partners LLC
(iv) RMB Mendon Managers, LLC
(v)
Mendon Capital Advisors Corp.
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(b) Address
of Principal Business Office or, if none, Residence
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The address of the principal business office of each of the Reporting Persons
is 115 S. LaSalle Street, 34th Floor, Chicago, IL 60603.
Please refer to Item 4 on each cover sheet for each Reporting Person
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(d) Title of Class of Securities
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Common
Stock, no par value per share
84861D103
CUSIP
No. 84861D103
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SCHEDULE 13G/A
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Page 8
of 11 Pages
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Item 3. If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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¨
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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(b)
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¨
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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¨
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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o
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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(e)
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x
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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¨
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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o
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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¨
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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¨
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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¨
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A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
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(k)
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o
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A group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
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CUSIP
No. 84861D103
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SCHEDULE 13G/A
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Page
9 of 11 Pages
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Item
4. Ownership
Please see Items 5 - 9 and 11 on each cover sheet for each Reporting Person
Item
5. Ownership of Five Percent or Less of a Class
Not applicable.
Item
6. Ownership of More Than Five Percent on Behalf of Another Person
Not applicable.
Item
7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent
Holding Company or Control Person
Not applicable.
Item
8. Identification and Classification of Members of the Group
Not applicable.
Item
9. Notice of Dissolution of Group
Not applicable.
Item
10. Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and
are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with
or as a participant in any transaction having that purpose or effect.
CUSIP No. 84861D103
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SCHEDULE 13G/A
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Page
10 of 11 Pages
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SIGNATURE
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 14, 2020
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RMB Capital Holdings, LLC
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By:
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/s/
Richard M. Burridge
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Name:
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Richard M. Burridge
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Title:
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Manager
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RMB Capital Management, LLC
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By: RMB Capital Holdings, LLC, its Manager
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By:
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/s/
Richard M. Burridge
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Name:
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Richard M. Burridge
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Title:
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Manager
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Iron Road Capital LLC
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By:
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/s/
Richard M. Burridge
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Name:
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Richard M. Burridge
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Title:
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Manager
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RMB Mendon Managers, LLC
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By: RMB Capital Management, LLC, its Manager
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By: RMB Capital Holdings, LLC, its Manager
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By:
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/s/
Richard M. Burridge
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Name:
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Richard M. Burridge
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Title:
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Manager
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RMB Mendon Managers, LLC
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By:
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/s/
Walter H. Clark
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Name:
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Walter H. Clark
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Title:
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Chief Compliance Officer
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CUSIP No. 84861D103
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SCHEDULE 13G/A
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Page 11
of 11 Pages
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EXHIBIT 1
JOINT FILING AGREEMENT
PURSUANT TO RULE 13d-1(k)
RMB Capital Holdings, LLC, a
Delaware Limited Liability Company, RMB Capital Management, LLC (an investment adviser registered under the Investment
Advisers Act of 1940), RMB Mendon Managers, LLC, a Delaware Limited Liability Company, Iron Road Capital Partners LLC, a
Delaware Limited Liability Company; and Mendon Capital Advisors Corp., a Delaware Corporation (an investment adviser registered
under the Investment Advisers Act of 1940), hereby agree to file jointly the statement on this Schedule 13G/A to which this
Agreement is attached, and any amendments thereto which may be deemed necessary.
It is understood and agreed that each of the parties hereto is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein, but such party is not responsible for the completeness or accuracy of information concerning the other party unless such party knows or has reason to believe that such information is inaccurate.
It is understood and agreed that a copy of this Agreement shall be attached as an exhibit to the statement on Schedule 13G/A, and any amendments thereto, filed on behalf of each of the parties hereto.
DATE: February 14, 2020
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RMB Capital Holdings, LLC
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By:
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/s/
Richard M. Burridge
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Name:
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Richard M. Burridge
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Title:
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Manager
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RMB Capital Management, LLC
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By: RMB Capital Holdings, LLC, its Manager
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By:
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/s/
Richard M. Burridge
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Name:
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Richard M. Burridge
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Title:
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Manager
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Iron Road Capital LLC
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By:
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/s/
Richard M. Burridge
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Name:
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Richard M. Burridge
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Title:
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Manager
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RMB Mendon Managers, LLC
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By: RMB Capital Management, LLC, its Manager
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By: RMB Capital Holdings, LLC, its Manager
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By:
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/s/
Richard M. Burridge
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Name:
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Richard M. Burridge
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Title:
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Manager
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RMB Mendon Managers, LLC
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By: RMB Capital Management, LLC, its Manager
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By: RMB Capital Holdings, LLC, its Manager
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By:
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/s/
Walter H. Clark
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Name:
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Walter H. Clark
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Title:
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Chief Compliance Officer
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