- Current report filing (8-K)
22 October 2008 - 7:45AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D. C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of
report (Date of earliest event reported):
October 17, 2008
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
(State
of Incorporation)
|
|
0-8176
(Commission
File Number)
|
|
95-1840947
(I.R.S.
Employer Identification No.)
|
One
Wilshire Building
|
|
624
South Grand Avenue, Suite 2900
|
|
Los
Angeles, CA
|
90017-3782
|
(Address
of principal executive offices)
|
(Zip
Code)
|
(213)
929-1800
(Registrant's
telephone number, including area code)
(Former
name, former address and former fiscal year, if changed since last report
date)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[ ]
Soliciting material pursuant to Rule 425 under the Securities Act (17 CFR
240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
(17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
(17 CFR 240.13e-4(c))
ITEM
5.02
|
Departure
of Directors or Principal Officers; Election of Directors; Appointment of
Principal Officers; Compensatory Arrangements of Certain
Officers.
|
(e)
|
On
October 17, 2008 the Compensation and Organization Committee of SouthWest
Water Company’s board of directors made restricted stock awards to Mark
Swatek, Chairman and CEO and David Stanton, COO in order to incentivize
the retention of those two executives. 103,306 shares were
awarded to Swatek and 77,479 shares were awarded to Stanton based on the
stock’s closing price of $9.68 on the Nasdaq Exchange on the award
date. One hundred percent of the restricted stock awards will
vest on the third anniversary of the award
date.
|
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereto
duly authorized.
|
|
SOUTHWEST
WATER COMPANY
(Registrant)
|
|
|
By:
|
|
/s/
William K. Dix
Name:
William K. Dix
Title:
Vice President, General Counsel and
Secretary
|
Date:
October 21, 2008
3
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