CUSIP No. 04300J107
Page
7
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Intersouth Associates VI, LLC, the general partner of Intersouth Partners VI, L.P., may be
deemed to share voting and dispositive power over the shares held directly by Intersouth Partners VI, L.P. Dennis Dougherty and Mitch Mumma are both Member Managers of Intersouth Associates VI, LLC, and share voting and dispositive power over the
shares held directly by Intersouth Partners VI, L.P.
Intersouth Partners VI, L.P.: Less than 1% (5)
Intersouth Associates VI, LLC: Less than 1% (5)
Mitch Mumma: Less than 1% (5)
Dennis Dougherty: Less than 1% (5)
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(c)
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Number of shares as to which such person has:
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Sole power to vote or to direct the vote: 0
Shared power to vote or to direct the vote:
Intersouth Partners VI, L.P.: 32,510
Intersouth Associates VI, LLC: 32,510
Mitch Mumma: 32,510
Dennis
Dougherty: 32,510
Sole power to dispose or to direct the disposition of: 0
Shared power to dispose or to direct the disposition of:
Intersouth Partners VI, L.P.: 32,510
Intersouth Associates VI, LLC: 32,510
Mitch Mumma: 32,510
Dennis
Dougherty: 32,510
Item 5.
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Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following [X].
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
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Not Applicable
Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company
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Not Applicable
Item 8.
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Identification and Classification of Members of the Group
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Not Applicable
(5)
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Based on 5,843,203 shares of ArTara Therapeutics, Inc. common stock outstanding on January 30, 2020.
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