Amended Statement of Ownership (sc 13g/a)
24 October 2018 - 6:36AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
SCHEDULE 13G
Under the Securities Exchange Act of
1934
(Amendment No. 1)
TAYLOR DEVICES INC.
(Name of Issuer)
Common Stock
(Title of Class of
Securities)
877163105
(CUSIP Number)
October 18, 2018
(Date of Event Which Required Filing of this
Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is
filed:
☐ Rule
13d-1(b)
☒ Rule
13d-1(c)
☐ Rule
13d-1(d)
*
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The remainder of this
cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover
page.
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The information required on the
remainder of this cover page shall not be deemed to be
“filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise
subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act (however, see the
Notes).
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(1)
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Names of reporting
persons
Ira Sochet
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(2)
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Check the appropriate box if a
member of a group (see instructions)
(a) ☐ (b) ☐
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(3)
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SEC use only
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(4)
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Citizenship or place of
organization
United States
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Number of
shares
beneficially
owned by
each
reporting
person
with:
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(5)
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Sole voting
power
227,589
(1)
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(6)
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Shared voting
power
0
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(7)
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Sole dispositive
power
227,589
(1)
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(8)
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Shared dispositive
power
0
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(9)
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Aggregate amount beneficially owned
by each reporting person
227,589 (1)
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(10)
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Check if the aggregate amount in
Row (9) excludes certain shares (see
instructions)
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(11)
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Percent of class represented by
amount in Row (9)
6.6%
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(12)
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Type of reporting person (see
instructions)
IN
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(1)
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Includes shares of
common stock held by Ira Sochet Trust, Sochet & Company, Inc.,
Rocky Creek Village Senior Living, and the Reporting Person's ROTH
IRA, over which the Reporting Person has sole voting and
dispositive control.
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Item 1(a).
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Name
of Issuer
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Taylor Devices,
Inc.
Item 1(b).
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Address of Issuer’s Principal
Executive Offices
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90 Taylor Drive
North Tonawanda, New York
14120-0748
Item 2.
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Name
of Person Filing
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Ira Sochet
Item 2(b).
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Address of Principal Business Office
or, if None, Residence
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The address of the Reporting
Person’s principal business office is 121 14
th
Street, Belleair
Beach, Florida 33786.
United States.
Item 2(d).
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Title
of Class of Securities
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Common Stock.
877163105.
Item 3.
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If this statement is filed pursuant to
§§240.13d-1(b)
or
240.13d-2(b)
or (c), check whether the person filing is
a:
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(a)
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[ ]
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Broker
or dealer registered under section 15 of the Act (15 U.S.C.
78o);
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(b)
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[ ]
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Bank as
defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c);
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(d)
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Investment
company registered under section 8 of the Investment Company Act of
1940 (15 U.S.C 80a–8);
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(e)
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An
investment adviser in accordance with
§240.13d–1(b)(1)(ii)(E);
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(f)
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[ ]
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An
employee benefit plan or endowment fund in accordance with
§240.13d–1(b)(1)(ii)(F);
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(g)
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[ ]
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A
parent holding company or control person in accordance with
§240.13d–1(b)(1)(ii)(G);
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(h)
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A
savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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A
church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a–3);
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(j)
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A
non-U.S. institution in accordance with
§240.13d–1(b)(1)(ii)(J); and
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(k)
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Group,
in accordance with §240.13d–1(b)(1)(ii)(K).
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If
filing as a non-U.S. institution in accordance with
§240.13d–1(b)(1)(ii)(J), please specify the type of
institution: __________________.
The percentage of shares of the
Issuer’s common stock as reported in this Amendment No. 1 to
Schedule 13G is based upon 3,467,560 shares of the Issuer’s
common stock outstanding on October 2, 2018, as reported in the
Issuer’s Quarterly Report on Form
10-Q
for the quarter ended August 31,
2018.
Item 4(a).
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Amount
Beneficially Owned
:
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As of the date hereof, the
Reporting Person may be deemed to be the beneficial owner of
227,589 shares of common stock. The shares of common stock
beneficially owned by the Reporting Person includes shares of
common stock held by
Ira Sochet Trust,
Sochet & Company, Inc., Rocky Creek Village Senior Living, and
the Reporting Person's ROTH IRA
, over which the
Reporting Person has sole voting and dispositive
control.
Item 4(b).
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Percent of
Class
:
6.6%.
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Item 4(c).
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Number
of Shares as to Which the Reporting Person
has
:
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(i)
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Sole power to vote or to direct the
vote
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227,589
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(ii)
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Shared power to vote or to direct
the vote
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0
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(iii)
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Sole power to dispose or to direct
the disposition of
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227,589
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(iv)
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Shared power to dispose or to
direct the disposition of
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0
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Item 5.
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Ownership of 5 Percent or Less of a
Class
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If this statement is being
filed to report the fact that as of the date hereof the Reporting
Person has ceased to be the beneficial owner of more than
5 percent of the class of securities, check the following
[ ].
Item 6.
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Ownership of More than 5 Percent on
Behalf of Another Person
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Not applicable.
Item 7.
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Identification and Classification of
the Subsidiary Which Acquired the Security Being Reported on by the
Parent Holding Company or Control Person
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Not applicable.
Item 8.
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I
dentification and Classification of
Members of the Group
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Not applicable.
Item 9.
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Notice
of Dissolution of Group
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Not applicable.
By signing below I certify that, to
the best of my knowledge and belief, the securities referred to
above were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or
effect, other than activities solely in connection with a
nomination under
§240.14a-11.
SIGNATURE
After reasonable inquiry and to the
best of my knowledge and belief, I certify that the information set
forth in this statement is true, complete and
correct.
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October 23,
2018
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/s/ Ira Sochet
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Ira Sochet
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