Statement of Changes in Beneficial Ownership (4)
08 August 2015 - 7:27AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ZABLE WALTER C
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2. Issuer Name
and
Ticker or Trading Symbol
CUBIC CORP /DE/
[
CUB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Exec. Chairman of the Board
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(Last)
(First)
(Middle)
9333 BALBOA AVENUE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
8/5/2015
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(Street)
SAN DIEGO, CA 92123
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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8/5/2015
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S
(1)
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12923
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D
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$46.0087
(2)
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2230514
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I
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The Walter C. Zable Trust U/A/D 2/7/06
(5)
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Common Stock
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8/6/2015
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S
(1)
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50000
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D
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$46.3865
(3)
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2180514
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I
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The Walter C. Zable Trust U/A/D 2/7/06
(5)
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Common Stock
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8/7/2015
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S
(1)
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4051
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A
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$46.00
(4)
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2176463
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I
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The Walter C. Zable Trust U/A/D 2/7/06
(5)
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Common Stock
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229297
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I
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Zable Survivors Trust
(6)
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Common Stock
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187370
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I
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Zable QTIP Marital Trust
(6)
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Common Stock
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32593
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I
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Reverse QTIP Marital Trust
(6)
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Common Stock
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16108
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I
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Zable NonQTIP Marital Trust
(6)
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Common Stock
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164229
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I
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Trusts for Reporting Person's Children
(7)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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These sales were made pursuant to a 10b-5 trading plan adopted by the Reporting Person on May 21, 2015, for the purposes of diversification. It is the current intent of the Reporting Person to sell shares in an amount not to exceed 750,000 shares total.
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(
2)
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The share price noted represents the weighted average price per share, with sales ranging from $46.00 to $46.10.
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(
3)
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The share price noted represents the weighted average price per share, with sales ranging from $46.00 to $46.57.
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(
4)
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The share price noted represents the weighted average price per share, with all sales completed at $46.00.
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(
5)
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The Walter C. Zable Trust U/A/D for which the Reporting Person is Trustee.
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(
6)
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The reported securities are owned by the named trusts of which the Reporting Person is co-trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
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(
7)
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The reported securities are held in 3 trusts for the Reporting Persons children, for which the Reporting Person is Trustee.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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ZABLE WALTER C
9333 BALBOA AVENUE
SAN DIEGO, CA 92123
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X
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X
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Exec. Chairman of the Board
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Signatures
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Angela L. Hartley, Attorney-in-fact for Walter C. Zable
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8/7/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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